13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-10, with 2,413 holding rows worth $17,852,400,000.
- Accession
- 0001167711-18-000027
- Filer
- CIK 1141802
- Filed
- 2018-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 2,413 entries on the cover page, a total value of $17,852,400,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,852,400,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEDGE ASSET MANAGEMENT, INC028-03943
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AQUA AMERICA INC | 03836W103 | COM | 751 | $26,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,005 | $25,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 14,598 | $25,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 316 | $25,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 114 | $25,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 43 | $25,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,657 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,000 | $25,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 626 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 509 | $25,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,011 | $25,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,544 | $25,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 409 | $25,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 583 | $25,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 500 | $25,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 682 | $25,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 200 | $25,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 375 | $24,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 233 | $24,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,363 | $24,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 427 | $24,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 652 | $24,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 3,813 | $24,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,976 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 327 | $24,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,041 | $24,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,000 | $24,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 275 | $24,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 498 | $24,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,631 | $24,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,251 | $24,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 469 | $24,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,444 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 758 | $24,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,180 | $24,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,050 | $24,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 15,000 | $24,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 1,000 | $24,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 628 | $23,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 223 | $23,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 210 | $23,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 300 | $23,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 362 | $23,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 818 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 532 | $23,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 2,000 | $23,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 662 | $23,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,840 | $23,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 2,105 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 993 | $23,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 609 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 505 | $23,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,443 | $23,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 900 | $23,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 936 | $23,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,389 | $23,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 193 | $22,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 596 | $22,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 173 | $22,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 208 | $22,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 700 | $22,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 199 | $22,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 682 | $22,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 210 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 739 | $22,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 196 | $22,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 583 | $22,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 347 | $22,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,860 | $22,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 5,103 | $22,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 4,040 | $22,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 771 | $22,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 2,119 | $22,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 1,184 | $22,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,664 | $21,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 481 | $21,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 855 | $21,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 964 | $21,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 597 | $21,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,900 | $21,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 634 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 328 | $21,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 3,195 | $21,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 993 | $21,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 732 | $21,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,203 | $21,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 377 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 500 | $21,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 809 | $21,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,768 | $21,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,529 | $21,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 800 | $21,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 700 | $21,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 208 | $20,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 944 | $20,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,600 | $20,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 659 | $20,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 400 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 579 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 633 | $20,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 167 | $20,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 554 | $20,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,005 | $20,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 465 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 584 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 627 | $20,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 926 | $20,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,091 | $20,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 248 | $20,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 12,168 | $20,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 455 | $19,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 674 | $19,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 189 | $19,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,332 | $19,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 192 | $19,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 267 | $19,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,005 | $19,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 710 | $19,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 289 | $19,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 224 | $19,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,256 | $19,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 3,026 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 625 | $19,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 745 | $19,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,134 | $19,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,000 | $19,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 575 | $19,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,852 | $19,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 3,000 | $19,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 1,000 | $19,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 497 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 347 | $18,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,000 | $18,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 190 | $18,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 554 | $18,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 337 | $18,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 600 | $18,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,563 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 100 | $18,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 916 | $18,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 687 | $18,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 543 | $18,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 459 | $18,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 772 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 756 | $17,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 196 | $17,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 817 | $17,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 616 | $17,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 212 | $17,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 644 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 163 | $17,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 269 | $17,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 780 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 328 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 544 | $17,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 350 | $17,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 87 | $17,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 331 | $17,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,181 | $17,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 588 | $17,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,202 | $17,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,000 | $17,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,393 | $17,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 740 | $17,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 3,500 | $17,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,427 | $17,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 119 | $16,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 189 | $16,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 500 | $16,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 491 | $16,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 166 | $16,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 609 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 366 | $16,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,588 | $16,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 181 | $16,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 222 | $16,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 549 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 292 | $16,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,200 | $16,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 61 | $16,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,500 | $16,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 404 | $16,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 942 | $16,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 203 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 1,100 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 990 | $15,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 500 | $15,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 166 | $15,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 630 | $15,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 507 | $15,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 100 | $15,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 306 | $15,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 725 | $15,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 332 | $15,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 90 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 326 | $15,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 749 | $15,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,109 | $15,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,402 | $15,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 888 | $15,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 360 | $15,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 689 | $15,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 290 | $15,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 250 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 500 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 120 | $15,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,184 | $15,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 738 | $15,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,479 | $15,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,098 | $15,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $15,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 881 | $15,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 11,000 | $15,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 355 | $14,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 131 | $14,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 339 | $14,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 363 | $14,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,027 | $14,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 700 | $14,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 243 | $14,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 314 | $14,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 193 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 566 | $14,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 700 | $14,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 197 | $14,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 559 | $14,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 167 | $14,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 372 | $14,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 161 | $14,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 259 | $14,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 302 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 566 | $14,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,068 | $14,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 487 | $14,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 259 | $14,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,219 | $14,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 468 | $14,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 816 | $14,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 836 | $14,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 221 | $14,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 200 | $14,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 3,150 | $14,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 269 | $13,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $13,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 559 | $13,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 164 | $13,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 58 | $13,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 168 | $13,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 268 | $13,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 278 | $13,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 149 | $13,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 280 | $13,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 352 | $13,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,223 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 392 | $13,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 810 | $13,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,249 | $13,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 186 | $13,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 430 | $13,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 300 | $13,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 830 | $13,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 632 | $13,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 737 | $13,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,000 | $13,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 800 | $13,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 820 | $13,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 447 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 500 | $13,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 205 | $12,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 179 | $12,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 237 | $12,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 176 | $12,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 207 | $12,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 89 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 195 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 114 | $12,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 300 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 228 | $12,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,125 | $12,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 200 | $12,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 852 | $12,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 788 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 226 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 918 | $12,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,950 | $12,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,024 | $12,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,802 | $12,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 252 | $12,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 323 | $12,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 875 | $12,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 266 | $12,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 764 | $12,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 688 | $12,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 511 | $12,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 235 | $12,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 525 | $12,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 529 | $12,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 369 | $12,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 373 | $11,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 521 | $11,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 182 | $11,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 224 | $11,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 393 | $11,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 297 | $11,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 135 | $11,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 78 | $11,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 773 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 81 | $11,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 563 | $11,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 187 | $11,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 201 | $11,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 174 | $11,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 306 | $11,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 725 | $11,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 550 | $11,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 538 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 662 | $11,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 359 | $11,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,198 | $11,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,900 | $11,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 938 | $11,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 360 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 280 | $11,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 1,757 | $11,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 100 | $10,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 350 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 83 | $10,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 379 | $10,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 201 | $10,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 137 | $10,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 302 | $10,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 797 | $10,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 171 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 345 | $10,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $10,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 201 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 700 | $10,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 770 | $10,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,528 | $10,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 59 | $10,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 620 | $10,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 733 | $10,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 63 | $10,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 120 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 920 | $10,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $10,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 1,500 | $10,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 318 | $10,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 300 | $10,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 125 | $10,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 278 | $10,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 528 | $10,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 4,500 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 63 | $9,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 152 | $9,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 424 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 96 | $9,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $9,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 43 | $9,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 310 | $9,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 174 | $9,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 81 | $9,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 150 | $9,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,050 | $9,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 739 | $9,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 110 | $9,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,092 | $9,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 518 | $9,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 384 | $9,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 107 | $9,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 158 | $9,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,250 | $9,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 11,000 | $9,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 8,350 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 72 | $8,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 634 | $8,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 470 | $8,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,070 | $8,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 256 | $8,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 293 | $8,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 210 | $8,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 164 | $8,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 368 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 324 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 150 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 50 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 130 | $8,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 150 | $8,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 216 | $8,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 100 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 138 | $8,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 133 | $8,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 190 | $8,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 222 | $8,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 50 | $8,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 136 | $8,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 187 | $8,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 573 | $8,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 337 | $8,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 141 | $8,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,000 | $8,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 133 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 103 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 285 | $8,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,000 | $8,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 80 | $8,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 311 | $8,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,921 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 546 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 285 | $8,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 975 | $8,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $7,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 142 | $7,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 109 | $7,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 216 | $7,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 214 | $7,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 500 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 250 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 127 | $7,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 225 | $7,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 6,000 | $7,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 452 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 104 | $7,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 183 | $7,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 173 | $7,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 714 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $7,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 150 | $7,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 29 | $7,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,500 | $7,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 524 | $7,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 75 | $7,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 122 | $7,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 97 | $7,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 796 | $7,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 379 | $7,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 57 | $7,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 145 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 200 | $7,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 165 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 100 | $7,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 289 | $7,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 923 | $7,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 574 | $7,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 326 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 725 | $7,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 209 | $7,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 70 | $7,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 4,152 | $7,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 6,000 | $7,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 152 | $7,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,800 | $7,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,005 | $7,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 724 | $7,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,000 | $7,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,637 | $7,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 155 | $6,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 190 | $6,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 58 | $6,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 58 | $6,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 845 | $6,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 70 | $6,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,800 | $6,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 51 | $6,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 60 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 100 | $6,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 692 | $6,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 140 | $6,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 65 | $6,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 37 | $6,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 71 | $6,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 181 | $6,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 683 | $6,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 472 | $6,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 58 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 112 | $6,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 162 | $6,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 65 | $6,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 251 | $6,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 607 | $6,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,380 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 66 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1,213 | $6,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 883 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 130 | $6,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 200 | $6,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 133 | $6,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 97 | $6,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 840 | $6,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 375 | $6,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 500 | $6,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 164 | $6,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 97 | $5,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 182 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001167711-18-000027 | this filing | 2018-08-10 | acceptance time not in the bulk data set |