13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-31, with 2,348 holding rows worth $15,695,987,000.
- Accession
- 0001167711-18-000007
- Filer
- CIK 1141802
- Filed
- 2018-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 2,348 entries on the cover page, a total value of $15,695,987,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,695,987,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCONTRAVISORY INVESTMENT MANAGEMENT, INC.028-11954
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEDGE ASSET MANAGEMENT, INC028-03943
- reports for this filerESSEX INVESTMENT MANAGEMENT CO LLC028-00878
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 250 | $20,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 784 | $20,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 771 | $20,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 825 | $20,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 200 | $20,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 800 | $20,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 700 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 627 | $20,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 2,000 | $20,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 481 | $19,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,000 | $19,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 390 | $19,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 236 | $19,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 700 | $19,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 158 | $19,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,544 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 183 | $19,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 300 | $19,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 142 | $19,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 338 | $19,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,100 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,756 | $19,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 94 | $19,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 2,752 | $19,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 643 | $19,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 811 | $19,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,284 | $19,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 569 | $19,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 753 | $19,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 409 | $19,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,477 | $19,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 1,969 | $19,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 107 | $18,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 292 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 489 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 347 | $18,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,223 | $18,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 430 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 400 | $18,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 998 | $18,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 916 | $18,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 250 | $18,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,656 | $18,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 481 | $18,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,700 | $18,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 203 | $18,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,100 | $18,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 11,000 | $18,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,000 | $17,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 368 | $17,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 182 | $17,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 95 | $17,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,251 | $17,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 196 | $17,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 780 | $17,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 538 | $17,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 232 | $17,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 766 | $17,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 800 | $17,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 275 | $17,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 971 | $17,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 450 | $17,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 300 | $17,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 2,728 | $17,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 147 | $16,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 310 | $16,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 168 | $16,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,113 | $16,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 212 | $16,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 207 | $16,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 964 | $16,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 428 | $16,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,333 | $16,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 200 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 365 | $16,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,588 | $16,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 468 | $16,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 567 | $16,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 2,000 | $16,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 490 | $16,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,000 | $16,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,184 | $16,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 185 | $16,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 275 | $16,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 230 | $15,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 193 | $15,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 453 | $15,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 189 | $15,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 236 | $15,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,434 | $15,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 156 | $15,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 700 | $15,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 146 | $15,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 649 | $15,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 386 | $15,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 321 | $15,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 576 | $15,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,402 | $15,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 822 | $15,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 400 | $15,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 180 | $15,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,100 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 500 | $15,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 302 | $15,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 836 | $15,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,628 | $15,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 269 | $15,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,000 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 193 | $15,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 450 | $14,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 185 | $14,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 150 | $14,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 357 | $14,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 737 | $14,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 200 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 188 | $14,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 270 | $14,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 295 | $14,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,075 | $14,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 357 | $14,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 700 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 385 | $14,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 200 | $14,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 700 | $14,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 124 | $14,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 12,168 | $14,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 120 | $14,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $14,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 800 | $14,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,000 | $14,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 656 | $14,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 6,861 | $14,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 281 | $13,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 140 | $13,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 201 | $13,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 710 | $13,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 176 | $13,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 182 | $13,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 167 | $13,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 561 | $13,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,297 | $13,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 339 | $13,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 836 | $13,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,630 | $13,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,125 | $13,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 201 | $13,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 438 | $13,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,259 | $13,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 508 | $13,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,600 | $13,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 265 | $13,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 235 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 437 | $13,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 175 | $13,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,000 | $13,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 1,500 | $13,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 764 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 274 | $13,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 830 | $13,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 543 | $13,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 165 | $13,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 582 | $13,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 315 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 800 | $13,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $12,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 202 | $12,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 102 | $12,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 95 | $12,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 243 | $12,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 100 | $12,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 300 | $12,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 49 | $12,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 326 | $12,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 93 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 195 | $12,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 326 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,000 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 229 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 171 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 62 | $12,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 352 | $12,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 528 | $12,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 900 | $12,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,500 | $12,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 200 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 165 | $12,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 55 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 226 | $12,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9 | $12,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 111 | $12,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,950 | $12,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 725 | $12,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,802 | $12,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,000 | $12,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 422 | $12,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 323 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 524 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 662 | $12,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 259 | $12,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 186 | $12,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 1,000 | $12,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,000 | $12,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 274 | $12,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 254 | $12,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 180 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 191 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 674 | $12,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 228 | $12,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,000 | $12,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 10,000 | $12,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 12,000 | $12,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 90 | $11,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 940 | $11,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $11,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 184 | $11,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 237 | $11,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 262 | $11,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 62 | $11,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 135 | $11,000 | thousands by filing date | |
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| NELNET INC | 64031N108 | CL A | 200 | $11,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 178 | $11,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 202 | $11,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 167 | $11,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 700 | $11,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,274 | $11,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 139 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 325 | $11,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 150 | $11,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 803 | $11,000 | thousands by filing date | |
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| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 2,187 | $11,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 500 | $11,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 231 | $11,000 | thousands by filing date | |
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| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 266 | $11,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 607 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 200 | $11,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 400 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 300 | $11,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 483 | $11,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 318 | $11,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 702 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 544 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 221 | $11,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 11,000 | $11,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 5,638 | $11,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 377 | $10,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,943 | $10,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 468 | $10,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,000 | $10,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 134 | $10,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 536 | $10,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 700 | $10,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 145 | $10,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 955 | $10,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 96 | $10,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,386 | $10,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 197 | $10,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 244 | $10,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 243 | $10,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 528 | $10,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 122 | $10,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 224 | $10,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 158 | $10,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,000 | $10,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 739 | $10,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $10,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 462 | $10,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 102 | $10,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 149 | $10,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,442 | $10,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 502 | $10,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,000 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 362 | $10,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 570 | $10,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,000 | $10,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 114 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 280 | $10,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,343 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 310 | $10,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 203 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 185 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 63 | $9,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 115 | $9,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 634 | $9,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 358 | $9,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 268 | $9,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 50 | $9,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 260 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 140 | $9,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $9,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 154 | $9,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $9,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 758 | $9,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 230 | $9,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,000 | $9,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 74 | $9,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 426 | $9,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 154 | $9,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,500 | $9,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 3,000 | $9,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 2,306 | $9,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 600 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 72 | $8,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 324 | $8,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 73 | $8,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 165 | $8,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 156 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 174 | $8,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 54 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 50 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 130 | $8,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 187 | $8,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 350 | $8,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 201 | $8,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 223 | $8,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 44 | $8,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 121 | $8,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 142 | $8,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 135 | $8,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,102 | $8,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 477 | $8,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 500 | $8,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 152 | $8,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 179 | $8,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 561 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 138 | $8,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 255 | $8,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 939 | $8,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 162 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 84 | $8,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 134 | $8,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 3,150 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 361 | $8,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 51 | $7,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 277 | $7,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 289 | $7,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 197 | $7,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,007 | $7,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 185 | $7,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 89 | $7,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 55 | $7,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 3,000 | $7,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 375 | $7,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 96 | $7,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 150 | $7,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 495 | $7,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 375 | $7,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $7,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 91 | $7,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 179 | $7,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 152 | $7,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 206 | $7,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 544 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 525 | $7,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 78 | $7,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 158 | $7,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,300 | $7,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 865 | $7,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 286 | $7,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 33 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 216 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 725 | $7,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 424 | $7,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 196 | $7,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,180 | $7,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,250 | $7,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 309 | $7,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 119 | $7,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 47 | $6,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,378 | $6,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 130 | $6,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 190 | $6,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 73 | $6,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 181 | $6,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 218 | $6,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 46 | $6,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 239 | $6,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 59 | $6,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 750 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 68 | $6,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 130 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 63 | $6,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 132 | $6,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,500 | $6,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 300 | $6,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 96 | $6,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 578 | $6,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 643 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 200 | $6,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 760 | $6,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 52 | $6,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 307 | $6,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,644 | $6,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,650 | $6,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 127 | $6,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 65 | $6,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,500 | $6,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 41 | $5,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 164 | $5,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 255 | $5,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 105 | $5,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 28 | $5,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 260 | $5,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 102 | $5,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 158 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 117 | $5,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 78 | $5,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 39 | $5,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 89 | $5,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $5,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 55 | $5,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 111 | $5,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 206 | $5,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 105 | $5,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 144 | $5,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 46 | $5,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 121 | $5,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 101 | $5,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 110 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 125 | $5,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $5,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 91 | $5,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $5,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 600 | $5,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 937 | $5,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 110 | $5,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 162 | $5,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 39 | $5,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 87 | $5,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 275 | $5,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 43 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 181 | $5,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 50 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 193 | $5,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 49 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 197 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 412 | $5,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 88 | $5,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 80 | $5,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 618 | $5,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 92 | $5,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,734 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 232 | $5,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 498 | $5,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 113 | $5,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 153 | $5,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 158 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 235 | $5,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 261 | $5,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 375 | $5,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 211 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 234 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 316 | $5,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 142 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $4,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 355 | $4,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 52 | $4,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 24 | $4,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 118 | $4,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 41 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 38 | $4,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 100 | $4,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 104 | $4,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 79 | $4,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 255 | $4,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 127 | $4,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 44 | $4,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 319 | $4,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 27 | $4,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $4,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 90 | $4,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 48 | $4,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 224 | $4,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 164 | $4,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 58 | $4,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 134 | $4,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 59 | $4,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 25 | $4,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 317 | $4,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 133 | $4,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 200 | $4,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 32 | $4,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 13 | $4,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 103 | $4,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 196 | $4,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 270 | $4,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 39 | $4,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 90 | $4,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,012 | $4,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 92 | $4,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 428 | $4,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 91 | $4,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 250 | $4,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 4,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001167711-18-000007 | this filing | 2018-01-31 | acceptance time not in the bulk data set |