13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-31, with 2,348 holding rows worth $15,695,987,000.
- Accession
- 0001167711-18-000007
- Filer
- CIK 1141802
- Filed
- 2018-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 2,348 entries on the cover page, a total value of $15,695,987,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,695,987,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCONTRAVISORY INVESTMENT MANAGEMENT, INC.028-11954
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEDGE ASSET MANAGEMENT, INC028-03943
- reports for this filerESSEX INVESTMENT MANAGEMENT CO LLC028-00878
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 266 | $77,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,566 | $77,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,193 | $77,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,612 | $77,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 3,964 | $76,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 970 | $76,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 2,710 | $76,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,000 | $75,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,613 | $75,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,587 | $75,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,600 | $75,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 2,484 | $74,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 551 | $74,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 382 | $74,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 781 | $74,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 164 | $74,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,552 | $74,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 296 | $74,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 6,638 | $74,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 6,000 | $74,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 615 | $74,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 956 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,387 | $73,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,889 | $73,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 664 | $73,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,194 | $72,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,366 | $72,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 792 | $72,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 787 | $72,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,714 | $72,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,127 | $72,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,680 | $72,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,604 | $72,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,965 | $71,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 801 | $71,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,599 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 560 | $70,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,902 | $70,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 1,525 | $69,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 399 | $68,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 312 | $68,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 383 | $67,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 359 | $67,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 4,144 | $66,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,035 | $66,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 928 | $66,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,503 | $66,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 175 | $66,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,519 | $66,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 206 | $65,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,713 | $65,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,246 | $65,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 782 | $65,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 779 | $65,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,953 | $65,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 8,463 | $65,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,206 | $64,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 7,581 | $64,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 410 | $64,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 3,000 | $64,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 1,702 | $64,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 2,119 | $63,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 405 | $63,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,566 | $63,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,910 | $63,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 600 | $63,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,659 | $63,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 6,863 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,107 | $63,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,394 | $63,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 823 | $63,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,361 | $62,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 587 | $62,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,811 | $62,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 2,410 | $62,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,188 | $61,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,297 | $61,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,181 | $61,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 990 | $61,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,934 | $61,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 4,404 | $61,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,184 | $60,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 650 | $60,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 573 | $60,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,465 | $60,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 2,075 | $60,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 4,181 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 1,027 | $60,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 686 | $59,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 2,301 | $59,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,230 | $59,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,760 | $59,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 893 | $59,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,128 | $59,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,450 | $59,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 834 | $59,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 600 | $59,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 597 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 442 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,904 | $58,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,000 | $58,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 898 | $58,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,901 | $58,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 1,849 | $58,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,098 | $57,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 637 | $57,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 664 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 514 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 420 | $56,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,633 | $56,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 3,203 | $56,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 5,496 | $56,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,600 | $55,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,962 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 373 | $55,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 8,788 | $55,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,533 | $55,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,200 | $55,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,294 | $54,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,076 | $54,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 476 | $54,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 7,007 | $54,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 4,000 | $54,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 2,000 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,044 | $54,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,100 | $54,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 391 | $53,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,492 | $53,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,481 | $53,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 783 | $53,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,369 | $53,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,095 | $52,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 2,000 | $52,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,445 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,612 | $52,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,776 | $52,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 2,500 | $52,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 2,610 | $52,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,809 | $52,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 701 | $51,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,078 | $51,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,000 | $51,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 331 | $51,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,055 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 695 | $51,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 976 | $51,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 1,903 | $51,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 7,570 | $51,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,000 | $51,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,606 | $51,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 2,000 | $51,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 491 | $50,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 958 | $50,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,347 | $50,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 821 | $50,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 275 | $49,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,005 | $49,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 421 | $49,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,500 | $49,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,723 | $49,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,422 | $49,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 2,210 | $49,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 563 | $49,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,224 | $49,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,509 | $49,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 368 | $48,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,186 | $48,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 986 | $48,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,000 | $48,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2,140 | $48,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 204 | $48,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 765 | $48,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 748 | $48,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 1,083 | $48,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 5,034 | $48,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 672 | $47,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 76 | $47,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 647 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 1,552 | $47,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,668 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,793 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 3,190 | $47,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 1,469 | $47,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 624 | $46,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,798 | $46,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,500 | $46,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,221 | $46,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 401 | $46,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,402 | $45,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 669 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 813 | $45,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,076 | $45,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,012 | $45,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,288 | $45,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,374 | $45,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 276 | $44,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,344 | $44,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 318 | $44,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 665 | $44,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,442 | $44,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,438 | $44,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 371 | $44,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 756 | $43,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 428 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 899 | $43,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 367 | $43,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 3,022 | $43,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,576 | $43,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 3,010 | $43,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,836 | $43,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,920 | $43,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 4,495 | $43,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,197 | $43,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,460 | $42,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 536 | $42,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 495 | $42,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 467 | $42,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,059 | $42,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 5,383 | $42,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,079 | $42,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 744 | $41,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 900 | $41,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,256 | $41,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,826 | $41,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,700 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,835 | $41,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 858 | $41,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,353 | $41,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,211 | $41,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 21,300 | $41,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 338 | $40,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 6,425 | $40,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 540 | $40,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 802 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,290 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 396 | $40,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,869 | $40,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 285 | $40,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,485 | $40,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,336 | $40,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,087 | $40,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 751 | $40,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,967 | $40,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,877 | $40,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 409 | $39,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 280 | $39,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,468 | $39,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 659 | $39,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 881 | $39,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 681 | $38,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 964 | $38,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 300 | $38,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 637 | $38,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 587 | $38,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 784 | $38,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 2,700 | $38,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,450 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,334 | $38,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 6,863 | $38,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 1,086 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 800 | $37,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 653 | $37,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,038 | $37,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 500 | $37,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,386 | $37,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,182 | $37,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 935 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,240 | $37,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 48,543 | $37,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,669 | $37,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,794 | $36,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 859 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,031 | $36,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 435 | $36,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,370 | $36,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,611 | $35,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 340 | $35,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 557 | $35,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 602 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,025 | $35,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 799 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 400 | $35,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 3,225 | $35,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 2,749 | $35,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 26,000 | $35,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 1,475 | $35,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 300 | $34,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 825 | $34,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 253 | $34,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 115 | $34,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 558 | $34,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 5,137 | $34,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,568 | $34,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,080 | $34,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 316 | $34,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,341 | $34,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,430 | $34,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 456 | $34,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,699 | $34,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 667 | $34,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,049 | $34,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 3,738 | $34,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 846 | $33,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 239 | $33,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 285 | $33,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,110 | $33,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 506 | $33,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 4,660 | $33,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 250 | $33,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 212 | $33,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 709 | $33,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 635 | $33,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 532 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 453 | $33,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 822 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 478 | $33,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,106 | $33,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,912 | $33,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 2,000 | $33,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 2,402 | $33,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 232 | $33,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 751 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 662 | $33,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,330 | $33,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 749 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 1,391 | $33,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 432 | $32,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 579 | $32,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,984 | $32,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 486 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 882 | $32,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 2,764 | $32,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 604 | $31,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 202 | $31,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 632 | $31,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 270 | $31,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 568 | $31,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 543 | $31,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 747 | $31,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 897 | $31,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,584 | $31,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 2,460 | $31,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 7,220 | $31,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 771 | $31,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 2,007 | $31,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 454 | $30,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 129 | $30,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 846 | $30,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,469 | $30,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 426 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 773 | $30,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 333 | $30,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,206 | $30,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,600 | $30,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 942 | $30,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,809 | $30,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 778 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 1,434 | $30,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 187 | $29,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,500 | $29,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 351 | $29,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 700 | $29,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 640 | $29,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 324 | $29,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,000 | $29,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 404 | $29,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,218 | $29,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,845 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,022 | $29,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 532 | $29,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 839 | $29,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 921 | $29,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,749 | $29,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 715 | $29,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 567 | $29,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 867 | $29,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,340 | $29,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,140 | $29,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 558 | $29,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 816 | $29,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 2,118 | $29,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 746 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 950 | $29,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,203 | $29,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,412 | $28,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 309 | $28,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 842 | $28,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 744 | $28,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 141 | $28,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,763 | $28,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,285 | $28,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 2,620 | $28,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,320 | $28,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,236 | $28,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,065 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 212 | $28,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 1,757 | $28,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 275 | $27,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 623 | $27,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 784 | $27,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 529 | $27,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 400 | $27,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,086 | $27,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 560 | $27,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 723 | $27,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,205 | $27,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 299 | $27,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 2,105 | $27,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 562 | $27,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 96 | $26,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 768 | $26,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 751 | $26,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 262 | $26,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 843 | $26,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 345 | $26,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 425 | $26,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 235 | $26,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 771 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 956 | $26,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 583 | $26,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 194 | $26,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,000 | $26,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 354 | $26,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 6,000 | $26,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 398 | $26,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 234 | $25,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 293 | $25,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 540 | $25,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,520 | $25,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 652 | $25,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 498 | $25,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,350 | $25,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,544 | $25,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1,672 | $25,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,761 | $25,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,590 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 238 | $25,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 360 | $25,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 500 | $25,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 1,070 | $25,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 772 | $25,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 569 | $25,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 362 | $24,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,149 | $24,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 167 | $24,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,620 | $24,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 300 | $24,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,000 | $24,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 656 | $24,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 183 | $24,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,084 | $24,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 41,693 | $24,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 253 | $23,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 143 | $23,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 185 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 895 | $23,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 210 | $23,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,000 | $23,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 537 | $23,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 346 | $23,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,631 | $23,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 500 | $23,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 824 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 945 | $23,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,398 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 869 | $23,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 900 | $23,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 442 | $23,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 628 | $22,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 330 | $22,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 210 | $22,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 459 | $22,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 257 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 544 | $22,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,771 | $22,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 409 | $22,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,890 | $22,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,870 | $22,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 978 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 500 | $22,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 590 | $22,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 875 | $22,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,022 | $22,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 312 | $21,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 399 | $21,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 346 | $21,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 283 | $21,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 999 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 500 | $21,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,134 | $21,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,852 | $21,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 223 | $20,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 407 | $20,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 435 | $20,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 96 | $20,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,150 | $20,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 308 | $20,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 15 | $20,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,588 | $20,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 732 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001167711-18-000007 | this filing | 2018-01-31 | acceptance time not in the bulk data set |