13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,917 holding rows worth $6,676,097,000.
- Accession
- 0001144204-16-134135
- Filer
- CIK 1029730
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 12,471 entries on the cover page, a total value of $6,676,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,676,097,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 9,321 | $141,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 5,660 | $141,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,384 | $140,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 843 | $140,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 9,239 | $140,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 5,641 | $140,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 818 | $139,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 9,099 | $139,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,782 | $139,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 6,514 | $139,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 9,819 | $139,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,186 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 2,911 | $139,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 10,645 | $139,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,147 | $139,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 12,070 | $139,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,098 | $138,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,857 | $138,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 481 | $138,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,391 | $138,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 3,606 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 5,500 | $138,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,370 | $137,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,335 | $137,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,300 | $137,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,313 | $137,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,053 | $136,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,390 | $136,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 4,149 | $136,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,993 | $136,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 4,131 | $136,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,463 | $136,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,215 | $136,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 8,351 | $136,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 13,680 | $135,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 4,892 | $135,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,174 | $135,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,202 | $135,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 6,850 | $135,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,255 | $134,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,129 | $134,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,744 | $134,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 5,260 | $134,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 1,363 | $134,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 5,365 | $134,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,418 | $133,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,683 | $133,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,495 | $133,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 8,015 | $133,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,150 | $133,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 80,689 | $133,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,660 | $132,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,460 | $132,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 11,595 | $132,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 10,000 | $132,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 906 | $131,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 22,678 | $131,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,944 | $130,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,983 | $130,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,000 | $130,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 18,778 | $130,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,715 | $130,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 1,535 | $130,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 4,950 | $130,000 | thousands by filing date | |
| Tortoise North Amer Pipleline | 611776204 | COM | 5,500 | $130,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,785 | $129,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,532 | $129,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 5,341 | $129,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,542 | $129,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,795 | $128,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,185 | $128,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 5,255 | $128,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 16,061 | $128,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,612 | $127,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 5,600 | $127,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,369 | $126,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 16,181 | $126,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,071 | $126,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 5,607 | $126,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 18,410 | $126,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 4,833 | $126,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,903 | $125,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,323 | $125,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 2,469 | $125,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,271 | $125,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 2,612 | $125,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,616 | $125,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 7,432 | $125,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,093 | $124,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,156 | $124,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 9,030 | $124,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 847 | $124,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 12,244 | $124,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,871 | $124,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 152,500 | $124,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 2,634 | $124,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,300 | $123,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 13,805 | $123,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,151 | $123,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 13,826 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,223 | $123,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 4,644 | $123,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 2,969 | $123,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 9,019 | $122,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,534 | $122,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 8,012 | $122,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 10,600 | $122,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5,826 | $121,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 6,628 | $121,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,750 | $121,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 7,187 | $121,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,939 | $121,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,562 | $120,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,408 | $120,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 10,002 | $120,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,231 | $120,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 21,727 | $119,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,298 | $119,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 7,198 | $119,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 4,650 | $119,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 4,454 | $119,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,141 | $119,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,913 | $119,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 7,455 | $118,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 26,000 | $118,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 16,442 | $118,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 8,063 | $118,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 70,070 | $118,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,258 | $117,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,757 | $117,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,603 | $117,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,092 | $117,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 7,901 | $117,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 6,437 | $117,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 2,325 | $117,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,231 | $116,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 6,140 | $116,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 5,814 | $116,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 10,147 | $116,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,796 | $115,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,767 | $115,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,047 | $115,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,708 | $115,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 6,026 | $115,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 10,218 | $115,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 6,604 | $115,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,253 | $115,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 1,930 | $115,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,881 | $114,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 7,348 | $114,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 2,546 | $114,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 2,807 | $114,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 4,428 | $113,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,771 | $113,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 4,095 | $113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,901 | $113,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 7,337 | $113,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,188 | $113,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,443 | $112,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,314 | $112,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 12,263 | $112,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 5,061 | $112,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 7,876 | $112,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 5,000 | $112,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 7,500 | $112,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 9,904 | $111,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,688 | $111,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 3,662 | $111,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 802 | $111,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 3,983 | $111,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 2,847 | $111,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 813 | $111,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 698 | $110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,402 | $110,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 4,400 | $110,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 2,940 | $110,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 6,554 | $110,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,741 | $110,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,737 | $110,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,503 | $110,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,569 | $110,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,891 | $110,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,696 | $110,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 2,275 | $110,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,897 | $109,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 3,545 | $109,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 6,825 | $109,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 4,450 | $109,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 6,800 | $109,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 11,734 | $109,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,865 | $108,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 4,376 | $108,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,387 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 7,981 | $108,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 19,121 | $108,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 45,665 | $108,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 3,088 | $108,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 7,200 | $108,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,358 | $107,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 4,648 | $107,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,504 | $107,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 908 | $107,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,415 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 3,584 | $107,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,256 | $106,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 4,406 | $106,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 37,371 | $106,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 999 | $106,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 4,103 | $106,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 16,418 | $106,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 6,759 | $106,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 5,985 | $106,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,499 | $106,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,145 | $106,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 22,444 | $106,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,021 | $105,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,260 | $105,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,056 | $105,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,770 | $105,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 2,180 | $105,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 9,600 | $105,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,627 | $105,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,192 | $105,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 2,901 | $105,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 4,314 | $104,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 13,850 | $104,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 3,914 | $104,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 4,746 | $104,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 8,208 | $104,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 3,252 | $104,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,444 | $104,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,557 | $103,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,071 | $103,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,477 | $103,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,200 | $103,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,404 | $103,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 1,299 | $103,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,779 | $102,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,915 | $102,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,366 | $102,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 25,084 | $102,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 17,050 | $102,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,001 | $101,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,113 | $101,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,290 | $101,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,797 | $101,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,040 | $101,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 2,647 | $101,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 11,787 | $101,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 6,075 | $101,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 20,155 | $101,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,032 | $101,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 3,221 | $101,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,646 | $100,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,514 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 2,469 | $100,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,527 | $100,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 17,659 | $100,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,772 | $100,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,292 | $100,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 5,151 | $100,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 592 | $99,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 9,359 | $99,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 6,519 | $99,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 6,422 | $99,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,913 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 3,136 | $99,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 4,575 | $99,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,700 | $99,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 4,000 | $99,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 3,535 | $99,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,248 | $98,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 9,107 | $98,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,549 | $98,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 1,723 | $98,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 2,000 | $98,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,260 | $97,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,651 | $97,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,783 | $97,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 3,683 | $97,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 4,433 | $97,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 11,680 | $97,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 2,022 | $97,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 4,108 | $97,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,300 | $96,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 17,000 | $96,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 7,040 | $96,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 2,309 | $96,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 8,029 | $96,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 2,430 | $95,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 5,351 | $95,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,924 | $95,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,204 | $95,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 3,033 | $95,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,286 | $95,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,970 | $95,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,705 | $95,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 602 | $94,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,044 | $94,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,948 | $94,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 6,993 | $94,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 15,140 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 1,193 | $94,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,433 | $93,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,347 | $93,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 2,467 | $93,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,251 | $93,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 2,792 | $93,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,769 | $93,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 6,284 | $93,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 2,334 | $93,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 6,075 | $93,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,844 | $92,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,394 | $92,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,965 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,831 | $92,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 745 | $91,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 3,261 | $91,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,473 | $91,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 4,940 | $91,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 7,377 | $91,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 6,282 | $91,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 3,421 | $90,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,541 | $90,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 552 | $90,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,777 | $90,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 5,252 | $90,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 9,629 | $90,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 10,196 | $90,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,205 | $89,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,148 | $89,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,181 | $89,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 18,188 | $89,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 1,570 | $89,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,801 | $89,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,254 | $89,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,612 | $89,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,711 | $89,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 6,269 | $89,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 3,983 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 6,687 | $89,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 619 | $88,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 2,659 | $88,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,818 | $88,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 6,707 | $88,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 5,940 | $88,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 746 | $88,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 4,100 | $88,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 7,822 | $88,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,544 | $88,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 1,928 | $88,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3,476 | $88,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 2,580 | $88,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 4,340 | $88,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,450 | $87,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 71 | $87,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 943 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,755 | $87,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 3,793 | $87,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 13,513 | $87,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 3,388 | $87,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 6,342 | $87,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,735 | $86,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 4,978 | $86,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 4,259 | $86,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 797 | $86,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,142 | $86,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,871 | $86,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,450 | $85,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 5,448 | $85,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,223 | $85,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,369 | $85,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 6,200 | $85,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 983 | $85,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 6,212 | $85,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,600 | $85,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,866 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 2,779 | $85,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,579 | $84,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,039 | $84,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,838 | $84,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 7,263 | $84,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 882 | $84,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,072 | $84,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 7,048 | $84,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 5,953 | $84,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 5,000 | $84,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,546 | $83,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 3,650 | $83,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,674 | $83,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,482 | $83,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,954 | $83,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 6,535 | $82,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 696 | $82,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 4,287 | $82,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 3,200 | $82,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1,625 | $82,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,345 | $82,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 5,490 | $82,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,725 | $82,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 3,315 | $82,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,626 | $82,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,834 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,733 | $82,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 6,566 | $82,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 5,774 | $82,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 45,804 | $82,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,683 | $82,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,580 | $82,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 3,275 | $82,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 3,240 | $82,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,281 | $82,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,657 | $81,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 5,187 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1,526 | $81,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 3,176 | $81,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 5,320 | $80,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 584 | $80,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,233 | $79,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 955 | $79,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,631 | $79,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,994 | $79,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,640 | $79,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,851 | $78,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 1,163 | $78,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 3,490 | $78,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 782 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 1,833 | $78,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,346 | $78,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,436 | $78,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 3,592 | $78,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 644 | $77,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,768 | $77,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,575 | $77,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,275 | $77,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,202 | $77,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 2,265 | $77,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,900 | $77,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 36,650 | $77,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,867 | $76,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 33,720 | $76,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,047 | $76,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,012 | $76,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 989 | $76,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 7,643 | $76,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,234 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,906 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,737 | $76,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 3,350 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3,053 | $76,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,666 | $76,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,465 | $76,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 1,789 | $76,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 38,843 | $76,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,095 | $75,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 2,318 | $75,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,179 | $75,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 5,728 | $75,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,978 | $75,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,000 | $75,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 2,145 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 2,124 | $75,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 6,981 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,819 | $75,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 6,711 | $75,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,895 | $74,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,024 | $74,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 732 | $74,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,092 | $74,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,170 | $74,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,040 | $74,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,773 | $74,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 3,010 | $74,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 16,000 | $74,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,168 | $74,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,160 | $74,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 4,500 | $74,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,823 | $74,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,145 | $74,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,889 | $73,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,278 | $73,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,118 | $73,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 3,461 | $73,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 3,930 | $73,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 6,024 | $73,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 7,020 | $73,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,219 | $73,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,308 | $73,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,570 | $73,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,662 | $72,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,018 | $72,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,894 | $72,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,394 | $72,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,136 | $72,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,000 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,290 | $72,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 5,800 | $72,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,600 | $72,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,100 | $71,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-134135 | this filing | 2016-11-14 | acceptance time not in the bulk data set |