13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,917 holding rows worth $6,676,097,000.
- Accession
- 0001144204-16-134135
- Filer
- CIK 1029730
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 12,471 entries on the cover page, a total value of $6,676,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,676,097,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,996 | $38,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 7,596 | $38,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,480 | $38,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 7,089 | $38,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 2,378 | $38,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,333 | $37,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,285 | $37,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,236 | $37,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,477 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 2,906 | $37,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,300 | $37,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 656 | $37,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,079 | $37,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,837 | $37,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 664 | $37,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 503 | $37,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,657 | $37,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,021 | $37,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,464 | $37,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 791 | $37,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 1,409 | $37,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 793 | $36,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 715 | $36,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,498 | $36,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 6,000 | $36,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,245 | $36,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,865 | $36,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,830 | $36,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 947 | $36,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,160 | $36,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,019 | $36,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 714 | $36,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,475 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,171 | $36,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 700 | $36,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 400 | $36,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,333 | $36,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 817 | $36,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,800 | $36,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 642 | $36,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,470 | $36,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 4,979 | $36,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 2,000 | $36,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 216 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 642 | $35,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,617 | $35,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 491 | $35,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,212 | $35,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 752 | $35,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 3,075 | $35,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 837 | $35,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,217 | $35,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 672 | $35,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,610 | $35,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 6,421 | $35,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 24,300 | $35,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 196 | $34,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,000 | $34,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,830 | $34,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 171 | $34,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 390 | $34,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,355 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,688 | $34,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 1,231 | $34,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,558 | $34,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,422 | $34,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 13,315 | $34,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,603 | $34,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 250 | $34,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,052 | $34,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 7,515 | $34,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,145 | $33,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 674 | $33,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,469 | $33,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,440 | $33,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 515 | $33,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 999 | $33,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 461 | $33,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,140 | $33,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 838 | $33,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 1,466 | $33,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 6,263 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 2,944 | $33,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 6,725 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 1,882 | $33,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 1,480 | $33,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,442 | $32,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 877 | $32,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 380 | $32,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 626 | $32,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 344 | $32,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,660 | $32,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 865 | $32,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,000 | $32,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 7,700 | $32,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,036 | $32,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 9,128 | $32,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,426 | $32,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,205 | $32,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 3,321 | $32,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,300 | $32,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,325 | $32,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 85,919 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 2,726 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 1,350 | $32,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 2,152 | $32,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 867 | $31,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 680 | $31,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 452 | $31,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 771 | $31,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,828 | $31,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 3,450 | $31,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,230 | $31,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 238 | $31,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 787 | $31,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,979 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,708 | $31,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,775 | $31,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,907 | $31,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 770 | $31,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,774 | $31,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,715 | $31,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 726 | $31,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,383 | $31,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 487 | $31,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 6,600 | $31,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,676 | $31,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 1,655 | $31,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 438 | $30,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,053 | $30,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,260 | $30,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 289 | $30,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,741 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 368 | $30,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,606 | $30,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 558 | $30,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,430 | $30,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 338 | $30,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,500 | $30,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 894 | $30,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,974 | $30,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,138 | $30,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,800 | $30,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 64,836 | $30,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 371 | $30,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $30,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 3,912 | $30,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,300 | $30,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 9,600 | $29,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 413 | $29,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 5,701 | $29,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,371 | $29,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 742 | $29,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 60 | $29,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 506 | $29,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,878 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 387 | $29,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 399 | $29,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 942 | $29,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 862 | $29,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,210 | $29,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 915 | $29,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 693 | $29,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 2,537 | $29,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 2,433 | $29,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 210 | $29,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,744 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,249 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 2,200 | $29,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 754 | $29,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 4,000 | $29,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,856 | $29,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 2,432 | $29,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 552 | $29,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 9,990 | $29,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 286 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 3,020 | $29,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 16,054 | $29,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,199 | $28,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 953 | $28,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,757 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,267 | $28,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 753 | $28,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,120 | $28,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,211 | $28,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 771 | $28,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,248 | $28,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,209 | $28,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,936 | $28,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,206 | $28,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 47,997 | $28,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 12,000 | $28,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 1,876 | $28,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 854 | $27,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 919 | $27,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,690 | $27,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,643 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,865 | $27,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 566 | $27,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,625 | $27,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 356 | $27,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,655 | $27,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,742 | $27,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 2,106 | $27,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 749 | $27,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 763 | $27,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,765 | $27,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,050 | $27,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 481 | $27,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,925 | $27,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 1,000 | $27,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,060 | $27,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 25,000 | $27,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 3,768 | $27,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 1,366 | $27,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 271 | $26,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 436 | $26,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,262 | $26,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 406 | $26,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 750 | $26,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 717 | $26,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 453 | $26,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 515 | $26,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,478 | $26,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 393 | $26,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 751 | $26,000 | thousands by filing date | |
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| TIVO CORP | 88870P106 | COM | 1,347 | $26,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,000 | $26,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 2,000 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 862 | $26,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 155 | $26,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 3,580 | $26,000 | thousands by filing date | |
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| CENTERSTATE BK CORP | 15201P109 | COM | 1,443 | $26,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 512 | $26,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 823 | $26,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 18,200 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 986 | $26,000 | thousands by filing date | |
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| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $26,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 5,963 | $26,000 | thousands by filing date | |
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| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,471 | $26,000 | thousands by filing date | |
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| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 1,000 | $26,000 | thousands by filing date | |
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| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,150 | $25,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 467 | $25,000 | thousands by filing date | |
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| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 1,000 | $25,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 24,000 | $25,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,818 | $25,000 | thousands by filing date | |
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| PULTE GROUP INC COM | 745867101 | Stock | 1,203 | $24,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 317 | $24,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,566 | $24,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,672 | $24,000 | thousands by filing date | |
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| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,874 | $24,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 826 | $24,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,443 | $24,000 | thousands by filing date | |
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| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,353 | $24,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,000 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,189 | $24,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 2,000 | $24,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,018 | $24,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,050 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 776 | $24,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,800 | $24,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,850 | $24,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 3,749 | $24,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $24,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 480 | $24,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,188 | $24,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 1,200 | $24,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505863 | REX GOLD SP500 | 860 | $24,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 692 | $23,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 690 | $23,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 621 | $23,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,891 | $23,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 323 | $23,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 691 | $23,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,993 | $23,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 832 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 559 | $23,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 970 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,013 | $23,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,328 | $23,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,979 | $23,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,825 | $23,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 770 | $23,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,002 | $23,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 539 | $23,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,759 | $23,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 821 | $23,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 836 | $23,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 776 | $23,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 550 | $23,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 201 | $23,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 433 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 18,547 | $23,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 509 | $23,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 790 | $23,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,479 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 17,166 | $23,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,000 | $23,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 2,223 | $23,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 1,900 | $23,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 446 | $22,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,333 | $22,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 326 | $22,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,042 | $22,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 201 | $22,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 800 | $22,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 616 | $22,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 848 | $22,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 687 | $22,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 236 | $22,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,771 | $22,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,665 | $22,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 619 | $22,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 715 | $22,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 530 | $22,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 670 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 566 | $22,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,155 | $22,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 677 | $22,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 509 | $22,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,500 | $22,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 500 | $22,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 9,752 | $22,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 761 | $22,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 218 | $22,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 668 | $22,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 2,314 | $22,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,426 | $22,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,600 | $22,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 600 | $22,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 850 | $22,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 877 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 1,400 | $22,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 430 | $21,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 550 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,000 | $21,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 8,197 | $21,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 832 | $21,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,403 | $21,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,630 | $21,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,046 | $21,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 900 | $21,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 976 | $21,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,465 | $21,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,479 | $21,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 319 | $21,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,582 | $21,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 411 | $21,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,500 | $21,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 518 | $21,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,400 | $21,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,000 | $21,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,358 | $21,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 3,000 | $21,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 733 | $21,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,136 | $21,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 2,550 | $21,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 462 | $21,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 722 | $21,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $21,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 910 | $21,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $21,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,200 | $21,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,673 | $21,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,911 | $21,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 5,000 | $21,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,526 | $21,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,198 | $20,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,967 | $20,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 233 | $20,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 506 | $20,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 713 | $20,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,539 | $20,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 6 | $20,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 456 | $20,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 247 | $20,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 863 | $20,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 840 | $20,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,311 | $20,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 310 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 805 | $20,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,500 | $20,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,276 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 359 | $20,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 2,858 | $20,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 590 | $20,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,680 | $20,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 214,917 | $20,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,800 | $20,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,521 | $20,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,750 | $20,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,377 | $20,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,941 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,200 | $20,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,000 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 685 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 756 | $20,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,000 | $20,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 586 | $19,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 414 | $19,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 325 | $19,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 692 | $19,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 742 | $19,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 4,661 | $19,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,118 | $19,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 419 | $19,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 144 | $19,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,049 | $19,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 1,023 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 194 | $19,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1,567 | $19,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,846 | $19,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,000 | $19,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,051 | $19,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 479 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 192 | $19,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 962 | $19,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,000 | $19,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 7,773 | $19,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 834 | $19,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,386 | $19,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 702 | $19,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,879 | $19,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,000 | $19,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,000 | $19,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 373 | $19,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,730 | $19,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,365 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 336 | $19,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 660 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 312 | $18,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,000 | $18,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 541 | $18,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 318 | $18,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 949 | $18,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 319 | $18,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 414 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 540 | $18,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,765 | $18,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,520 | $18,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,361 | $18,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 854 | $18,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,001 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 430 | $18,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,000 | $18,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 954 | $18,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 539 | $18,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 149 | $18,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 4,293 | $18,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 860 | $18,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,345 | $18,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 379 | $18,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,944 | $18,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 2,700 | $18,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 612 | $18,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 22,337 | $18,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 342 | $18,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,288 | $18,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,400 | $18,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,930 | $18,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 1,076 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 625 | $18,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 617 | $17,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 340 | $17,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 621 | $17,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,079 | $17,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 292 | $17,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $17,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $17,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,500 | $17,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 9,850 | $17,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 318 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-134135 | this filing | 2016-11-14 | acceptance time not in the bulk data set |