13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,917 holding rows worth $6,676,097,000.
- Accession
- 0001144204-16-134135
- Filer
- CIK 1029730
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 12,471 entries on the cover page, a total value of $6,676,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,676,097,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,403 | $291,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 21,000 | $291,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 45,419 | $291,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 11,621 | $290,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 8,852 | $289,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 10,885 | $289,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 21,245 | $289,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 49,745 | $289,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,111 | $287,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,100 | $287,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 2,262 | $287,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 35,689 | $286,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 12,592 | $286,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 278,000 | $286,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 36,403 | $285,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 16,860 | $285,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,271 | $285,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,080 | $284,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 20,747 | $284,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 5,914 | $284,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 17,909 | $284,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 18,458 | $284,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,259 | $282,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,499 | $281,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 5,755 | $280,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 3,517 | $279,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,538 | $279,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 43,848 | $279,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 8,511 | $279,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 17,858 | $278,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,775 | $278,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 11,028 | $278,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,152 | $277,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,270 | $276,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 5,574 | $276,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 16,075 | $275,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 22,525 | $275,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 7,071 | $275,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 11,128 | $274,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,170 | $274,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 7,009 | $273,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 4,977 | $272,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,392 | $272,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 52,492 | $272,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 36,633 | $272,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 11,033 | $272,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,404 | $271,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 45,811 | $271,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,545 | $271,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 10,711 | $271,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,252 | $270,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 46,563 | $270,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 50,145 | $270,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 10,519 | $270,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,811 | $269,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,556 | $269,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 39,816 | $269,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 21,346 | $269,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 12,664 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 8,654 | $267,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 11,033 | $267,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 24,990 | $267,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,837 | $267,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,189 | $266,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 13,560 | $266,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 10,931 | $266,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 10,302 | $266,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,821 | $265,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 20,496 | $265,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,755 | $264,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 17,625 | $263,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,360 | $262,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 24,226 | $262,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 5,195 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 15,798 | $261,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,471 | $261,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 25,635 | $260,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 5,473 | $259,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 9,681 | $258,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 5,411 | $257,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 10,636 | $257,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 24,400 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,028 | $256,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 14,336 | $256,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 6,324 | $256,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 18,756 | $255,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5,438 | $255,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 16,232 | $255,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,792 | $254,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 20,042 | $254,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 22,200 | $254,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 10,071 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,518 | $254,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 16,625 | $253,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,819 | $253,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 5,677 | $253,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 30,245 | $252,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 8,789 | $251,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 19,590 | $251,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,296 | $251,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,482 | $251,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 9,200 | $251,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,638 | $250,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,903 | $250,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,932 | $250,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 14,175 | $249,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 17,163 | $249,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 14,940 | $249,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,058 | $248,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,557 | $247,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 8,280 | $247,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 19,150 | $246,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 20,346 | $246,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 9,831 | $246,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,915 | $245,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 15,124 | $244,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,920 | $244,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4,864 | $244,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 3,235 | $243,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,044 | $243,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 10,618 | $243,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 8,325 | $243,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 27,553 | $243,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 14,350 | $243,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 14,181 | $243,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 12,973 | $242,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 12,233 | $242,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,605 | $241,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 14,471 | $241,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,123 | $240,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 33,319 | $240,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 16,501 | $240,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 5,238 | $240,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 27,283 | $240,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,200 | $239,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 9,248 | $239,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 2,961 | $239,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 16,075 | $239,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,288 | $238,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,628 | $237,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,975 | $237,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 12,464 | $237,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 61,279 | $237,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,250 | $236,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,310 | $236,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,644 | $236,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,110 | $235,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 18,620 | $235,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,774 | $235,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 12,990 | $235,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,762 | $235,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 22,850 | $235,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 44,177 | $234,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,620 | $233,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,553 | $233,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,411 | $233,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,936 | $233,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 10,307 | $233,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,857 | $232,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 6,117 | $232,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,726 | $231,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 22,000 | $231,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,300 | $231,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 13,452 | $231,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,706 | $231,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 14,711 | $231,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 11,362 | $231,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,827 | $230,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,513 | $230,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 31,726 | $230,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 11,770 | $230,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 7,577 | $229,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 7,440 | $229,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 4,419 | $228,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,713 | $227,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,358 | $227,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,824 | $227,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,770 | $226,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,353 | $226,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 18,312 | $226,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 221,000 | $226,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,803 | $225,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,635 | $225,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,767 | $225,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14,206 | $225,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,592 | $225,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,279 | $224,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,143 | $224,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,398 | $224,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 10,348 | $223,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,547 | $222,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 8,105 | $222,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,512 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,363 | $221,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,679 | $221,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 7,640 | $221,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,876 | $220,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 26,562 | $220,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 36,982 | $220,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,231 | $219,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,761 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,747 | $219,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 20,746 | $219,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 4,767 | $219,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,311 | $218,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,669 | $218,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 20,850 | $218,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,662 | $218,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,100 | $218,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,507 | $217,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,072 | $216,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,515 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,675 | $215,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,207 | $215,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 20,638 | $215,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,782 | $214,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,795 | $214,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,288 | $213,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 9,000 | $212,000 | thousands by filing date | |
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| TOLL BROTHERS INC COM | 889478103 | Stock | 7,007 | $209,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,813 | $209,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 35,363 | $209,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,535 | $208,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 5,587 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,725 | $208,000 | thousands by filing date | |
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| ISHARES TR | 46434V720 | MIN VOL EUROPE | 8,981 | $208,000 | thousands by filing date | |
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| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 3,634 | $207,000 | thousands by filing date | |
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| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,371 | $205,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,072 | $205,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 44,203 | $205,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,316 | $204,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,109 | $204,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 10,716 | $204,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 11,620 | $204,000 | thousands by filing date | |
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| D R HORTON INC COM | 23331A109 | Stock | 6,765 | $203,000 | thousands by filing date | |
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| MONRO INC | 610236101 | COMMON STOCK | 3,320 | $203,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 29,778 | $203,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 19,488 | $203,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 8,494 | $202,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,563 | $202,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,132 | $202,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 4,391 | $202,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 31,061 | $201,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,177 | $201,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,259 | $201,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 9,096 | $201,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 7,643 | $201,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 7,222 | $200,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 9,627 | $200,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,268 | $200,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 10,470 | $200,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 14,308 | $200,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,203 | $200,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,556 | $199,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,645 | $199,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,720 | $199,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,554 | $199,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 8,047 | $199,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 4,955 | $198,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,858 | $198,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,750 | $197,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,292 | $197,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 4,398 | $197,000 | thousands by filing date | |
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| Advanced Micro Devices,Inc. | 007903107 | COM | 27,576 | $196,000 | thousands by filing date | |
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| NEW MTN FIN CORP | 647551100 | COM | 14,279 | $196,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,975 | $196,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,186 | $195,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,461 | $195,000 | thousands by filing date | |
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| INVENSENSE INC | 46123D205 | COM | 26,405 | $195,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,717 | $194,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 19,119 | $194,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,313 | $193,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,392 | $193,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,756 | $193,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,168 | $193,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,398 | $192,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 9,362 | $192,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 456 | $191,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 19,511 | $191,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,330 | $191,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 6,048 | $191,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,662 | $191,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 37,598 | $190,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,553 | $189,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 184,000 | $189,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,157 | $188,000 | thousands by filing date | |
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| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,783 | $187,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,480 | $187,000 | thousands by filing date | |
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| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 5,313 | $186,000 | thousands by filing date | |
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| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 12,406 | $185,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,850 | $184,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,682 | $184,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 9,226 | $184,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 3,334 | $184,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,548 | $183,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 7,507 | $183,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 11,506 | $183,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 6,700 | $183,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 4,421 | $183,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,543 | $181,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,181 | $181,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,285 | $180,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 8,220 | $180,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,409 | $180,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 7,238 | $180,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,098 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,298 | $179,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,500 | $178,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,222 | $178,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 6,541 | $178,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 6,917 | $178,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 7,040 | $178,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 11,277 | $177,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 5,154 | $177,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,675 | $177,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 5,978 | $177,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 31,083 | $177,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,122 | $177,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,929 | $177,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,092 | $177,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 99,525 | $177,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,255 | $176,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,369 | $176,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 23,130 | $176,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 3,291 | $176,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 12,405 | $176,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 2,195 | $175,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,006 | $175,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,322 | $175,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 1,725 | $175,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,617 | $174,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,873 | $174,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 7,989 | $174,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 14,785 | $174,000 | thousands by filing date | |
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| GREAT PLAINS ENERGY INC | 391164100 | COM | 6,393 | $174,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 14,314 | $174,000 | thousands by filing date | |
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| ACNB CORP | 000868109 | COMMON STOCK | 6,483 | $172,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 4,051 | $172,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 3,584 | $171,000 | thousands by filing date | |
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| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 165,000 | $170,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,754 | $169,000 | thousands by filing date | |
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| CDW CORP COM | 12514G108 | Stock | 3,697 | $168,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,889 | $168,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 9,765 | $168,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 14,271 | $168,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,466 | $167,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,457 | $167,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,333 | $167,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,701 | $167,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,203 | $167,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 8,224 | $167,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,498 | $167,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,108 | $167,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,075 | $167,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 24,990 | $167,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 6,588 | $166,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,796 | $166,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,493 | $166,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,760 | $166,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,779 | $165,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,883 | $165,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,943 | $165,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,645 | $165,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 2,482 | $165,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 4,312 | $165,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,320 | $165,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 10,855 | $165,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 17,387 | $163,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 1,465 | $162,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 19,499 | $162,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 10,104 | $161,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,233 | $161,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,990 | $161,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 9,911 | $161,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 10,415 | $161,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 3,522 | $161,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 3,828 | $161,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,874 | $161,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 5,521 | $160,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,900 | $160,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 7,382 | $160,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,023 | $160,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,735 | $159,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,509 | $159,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 4,135 | $159,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 41,002 | $158,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,589 | $158,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 4,292 | $158,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,329 | $157,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 14,891 | $157,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $157,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 9,332 | $157,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 13,474 | $157,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,777 | $156,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 955 | $156,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 769 | $156,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,768 | $156,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 4,397 | $156,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,141 | $155,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 9,450 | $155,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 13,288 | $155,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 6,248 | $155,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,280 | $154,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 6,574 | $154,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,836 | $154,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,701 | $154,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 5,644 | $154,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 5,416 | $154,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 2,974 | $154,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 945 | $153,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 6,190 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 5,600 | $153,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 25,425 | $152,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 25,077 | $152,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,376 | $152,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 17,268 | $152,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 7,552 | $152,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,933 | $151,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 6,718 | $151,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,879 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 9,827 | $151,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 14,565 | $151,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 4,481 | $151,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 3,947 | $151,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,437 | $150,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 3,346 | $150,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 8,330 | $150,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 28,169 | $150,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,624 | $149,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,818 | $149,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 42,625 | $149,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,496 | $149,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,817 | $148,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 8,800 | $148,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 19,150 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 4,982 | $148,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 86,000 | $148,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 5,852 | $148,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,929 | $147,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,309 | $147,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,248 | $147,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,246 | $146,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 28,415 | $146,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,425 | $145,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,857 | $145,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 4,264 | $145,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,862 | $145,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 5,115 | $145,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 6,854 | $145,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,672 | $145,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,900 | $145,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 5,776 | $145,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,068 | $144,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 18,000 | $144,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 39,527 | $144,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,307 | $143,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,094 | $143,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,464 | $143,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,145 | $143,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 3,952 | $143,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 6,200 | $142,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,493 | $142,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 3,439 | $142,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 29,300 | $142,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 9,947 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,235 | $141,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,104 | $141,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,173 | $141,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 31,512 | $141,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 741 | $141,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,188 | $141,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 8,667 | $141,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-134135 | this filing | 2016-11-14 | acceptance time not in the bulk data set |