13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,917 holding rows worth $6,676,097,000.
- Accession
- 0001144204-16-134135
- Filer
- CIK 1029730
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 12,471 entries on the cover page, a total value of $6,676,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,676,097,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 19,155 | $687,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 13,079 | $686,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 20,523 | $686,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 10,099 | $684,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 20,881 | $683,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,171 | $683,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 38,009 | $683,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 16,372 | $682,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 41,572 | $681,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 14,797 | $681,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 140,783 | $681,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,327 | $680,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 83,313 | $680,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,884 | $679,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 936 | $677,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 156,255 | $676,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 12,961 | $675,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 33,251 | $674,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 29,958 | $673,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 48,675 | $672,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 65,198 | $670,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 8,430 | $669,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 9,004 | $667,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,766 | $666,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 12,356 | $666,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 38,939 | $665,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 7,111 | $664,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 11,596 | $662,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,923 | $660,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,447 | $659,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 4,284 | $659,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 43,400 | $659,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5,352 | $657,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 17,329 | $655,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 6,041 | $655,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 8,119 | $654,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 15,331 | $653,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 8,280 | $652,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 18,879 | $652,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 17,152 | $651,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 51,711 | $651,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 3,354 | $650,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,543 | $649,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 13,673 | $649,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 23,031 | $643,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 13,073 | $643,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 13,394 | $640,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,012 | $639,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 35,208 | $639,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 5,667 | $637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 26,999 | $635,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 20,127 | $634,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 9,406 | $634,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 27,827 | $634,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 23,231 | $634,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 23,614 | $633,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 20,803 | $633,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 23,605 | $632,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 52,451 | $631,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 33,680 | $631,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 27,940 | $630,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 26,636 | $628,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 15,869 | $627,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 51,042 | $624,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 11,910 | $623,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 18,962 | $622,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 8,004 | $620,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 8,380 | $620,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 40,691 | $619,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 6,682 | $618,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 11,549 | $618,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 8,322 | $616,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 5,474 | $615,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 11,877 | $613,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 10,321 | $612,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 64,682 | $610,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 81,816 | $607,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8,703 | $606,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 57,097 | $605,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,846 | $603,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 10,107 | $602,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 24,745 | $602,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 9,589 | $601,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 16,281 | $601,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10,315 | $600,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 22,648 | $598,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 27,720 | $598,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 13,593 | $595,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 13,810 | $592,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 17,387 | $592,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 23,920 | $592,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 19,220 | $590,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 38,355 | $590,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 23,421 | $589,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 25,199 | $588,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 11,177 | $587,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 94,010 | $587,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 18,599 | $586,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 96,347 | $586,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 8,020 | $585,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 32,931 | $583,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 85,585 | $582,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 17,421 | $581,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 15,232 | $580,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 4,751 | $579,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 61,370 | $579,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5,942 | $577,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 9,671 | $577,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 25,031 | $577,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 7,297 | $576,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 7,798 | $575,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 17,021 | $574,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 40,474 | $572,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 15,625 | $570,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 8,865 | $569,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 21,404 | $569,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,786 | $566,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 6,338 | $566,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 26,173 | $566,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 8,614 | $565,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,944 | $564,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 51,011 | $564,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 17,212 | $564,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 26,805 | $563,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 9,069 | $561,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 22,329 | $558,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 7,518 | $558,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 27,054 | $557,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 31,079 | $557,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 10,635 | $554,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 5,536 | $553,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 15,714 | $553,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7,426 | $552,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 13,219 | $552,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 16,573 | $552,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 5,531 | $551,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 31,951 | $551,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 22,888 | $549,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 76,175 | $548,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 62,911 | $547,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 21,402 | $547,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 4,995 | $545,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,798 | $544,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 28,815 | $544,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 19,559 | $543,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 36,147 | $543,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 61,212 | $543,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 21,459 | $543,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 50,187 | $542,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 53,357 | $540,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 35,057 | $540,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 11,445 | $539,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 71,748 | $539,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 13,813 | $539,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 16,300 | $536,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 13,578 | $535,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 12,538 | $535,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 21,255 | $535,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,819 | $534,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 38,875 | $533,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 37,757 | $531,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 10,069 | $531,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 20,444 | $530,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 20,502 | $530,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,333 | $528,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 21,599 | $527,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 9,158 | $526,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 19,846 | $524,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 14,261 | $524,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,221 | $523,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 70,758 | $523,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 17,905 | $523,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 11,264 | $519,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 7,042 | $519,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,122 | $519,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,578 | $519,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 33,500 | $519,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 18,300 | $519,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 9,964 | $517,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 6,855 | $517,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 21,138 | $516,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 3,534 | $512,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 44,162 | $512,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 46,400 | $512,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 24,586 | $510,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 25,577 | $509,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 9,746 | $508,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 6,536 | $506,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 50,605 | $506,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 14,350 | $504,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 14,070 | $503,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 47,132 | $500,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 8,658 | $500,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 17,912 | $500,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 33,015 | $499,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 7,029 | $496,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,489 | $494,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6,629 | $494,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 62,844 | $494,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 45,683 | $491,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 17,454 | $491,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 27,999 | $490,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 11,349 | $490,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 19,825 | $488,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 26,207 | $488,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 21,252 | $487,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 30,972 | $487,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 36,531 | $486,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 15,816 | $484,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 295 | $484,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 46,831 | $484,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 23,770 | $484,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 9,465 | $484,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 12,620 | $482,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 6,606 | $482,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 44,403 | $482,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 11,168 | $481,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,390 | $481,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,484 | $477,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 13,433 | $477,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 8,475 | $477,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 15,942 | $476,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,106 | $475,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 29,216 | $474,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 9,852 | $473,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,521 | $473,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 42,193 | $473,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 7,214 | $473,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 14,082 | $472,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 36,265 | $470,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 9,230 | $464,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,572 | $463,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 18,431 | $463,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 9,668 | $462,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 9,384 | $462,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 39,707 | $462,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 10,276 | $458,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,380 | $457,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 19,133 | $455,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 9,552 | $455,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 8,368 | $452,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 52,954 | $452,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 4,636 | $452,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 11,368 | $452,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 15,830 | $452,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,693 | $451,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,010 | $451,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,075 | $451,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,956 | $451,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 7,832 | $450,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 10,487 | $450,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 84,820 | $450,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 6,468 | $450,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,711 | $447,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,328 | $446,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 41,518 | $444,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 24,652 | $444,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 8,428 | $442,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,748 | $442,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 5,894 | $442,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 7,726 | $441,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 37,344 | $441,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 22,628 | $441,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 9,113 | $440,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 77,395 | $440,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,411 | $439,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 90,551 | $439,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,717 | $436,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 29,974 | $436,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 55,806 | $436,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,342 | $435,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 11,863 | $435,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 827 | $434,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 17,390 | $433,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 17,739 | $432,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 10,848 | $432,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 99,659 | $430,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 8,564 | $429,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,553 | $429,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 16,020 | $429,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 27,109 | $429,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 19,845 | $429,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 17,524 | $428,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 31,346 | $428,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,462 | $427,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,431 | $424,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 10,266 | $423,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 7,845 | $421,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 18,804 | $419,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 71,578 | $419,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,923 | $418,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 16,746 | $416,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,814 | $416,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 20,068 | $416,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,847 | $416,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,842 | $414,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,550 | $414,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 23,438 | $414,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 36,071 | $414,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 499 | $413,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 6,874 | $412,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 15,834 | $412,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,704 | $411,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,061 | $411,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 11,496 | $411,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 9,832 | $410,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,821 | $409,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 48,776 | $409,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 9,279 | $409,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 18,683 | $408,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 9,434 | $408,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 8,170 | $408,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 6,281 | $407,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 10,757 | $406,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 13,704 | $406,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 63,172 | $404,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 10,066 | $404,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 12,839 | $403,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 21,341 | $401,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 5,879 | $400,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,808 | $400,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 15,167 | $399,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,477 | $397,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,794 | $397,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 12,527 | $395,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 31,330 | $395,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,919 | $393,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 14,688 | $393,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,191 | $392,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 35,485 | $391,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 18,833 | $391,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 15,160 | $391,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 37,019 | $388,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 16,387 | $388,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 28,916 | $387,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,835 | $386,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,076 | $384,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 10,881 | $384,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 28,401 | $384,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 4,191 | $383,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 14,588 | $381,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 23,692 | $380,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 9,111 | $379,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 27,295 | $379,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 18,003 | $379,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 47,371 | $378,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 7,579 | $378,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 29,763 | $376,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 10,666 | $376,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 20,661 | $375,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 21,686 | $374,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 22,772 | $374,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 7,062 | $373,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 9,585 | $373,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 12,656 | $371,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 23,963 | $371,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,315 | $371,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 9,565 | $370,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 7,233 | $369,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,619 | $368,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 10,408 | $367,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 15,210 | $367,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 43,124 | $366,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 15,349 | $366,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 11,334 | $365,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 10,043 | $364,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,342 | $364,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,998 | $360,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,453 | $360,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 16,179 | $360,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 3,423 | $360,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,379 | $359,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 13,555 | $359,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 8,553 | $359,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 27,910 | $358,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 26,739 | $357,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,045 | $357,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 14,457 | $357,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 10,482 | $357,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,894 | $355,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 8,585 | $354,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 48,680 | $354,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 25,979 | $353,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 13,346 | $353,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 38,682 | $353,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,567 | $352,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 36,100 | $350,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,201 | $349,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,826 | $349,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 6,837 | $348,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 16,648 | $347,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 12,994 | $346,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 6,373 | $346,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 12,250 | $345,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 13,709 | $344,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,400 | $343,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 23,368 | $343,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 23,026 | $343,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 10,939 | $343,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,259 | $343,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,084 | $342,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 10,474 | $342,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,275 | $342,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,321 | $341,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 14,911 | $341,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,543 | $340,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12,151 | $340,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 12,364 | $340,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 4,845 | $339,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 7,771 | $339,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 18,001 | $339,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 10,639 | $338,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 10,769 | $337,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,098 | $337,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 15,994 | $336,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 18,581 | $336,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,363 | $335,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,281 | $335,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 11,645 | $335,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 23,558 | $334,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,455 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 11,379 | $333,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 20,000 | $333,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 14,965 | $333,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 17,790 | $333,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,119 | $332,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,916 | $332,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 24,016 | $332,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 10,390 | $332,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 8,255 | $330,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,821 | $330,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,909 | $328,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 22,861 | $328,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,901 | $327,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,979 | $327,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 6,121 | $327,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 11,296 | $325,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 16,927 | $325,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 11,070 | $324,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,060 | $324,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 5,104 | $324,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,056 | $324,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 6,082 | $324,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 23,745 | $323,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 6,757 | $323,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,192 | $322,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 38,376 | $321,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 18,501 | $321,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 68,028 | $321,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 4,271 | $320,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,750 | $320,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,267 | $319,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 9,208 | $318,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 31,504 | $316,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 7,964 | $316,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 19,096 | $316,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,758 | $316,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 56,002 | $315,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 20,101 | $315,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 5,583 | $314,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 21,138 | $314,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 100,154 | $314,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,112 | $313,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 18,888 | $312,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 12,250 | $312,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 8,199 | $311,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 17,372 | $310,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 25,233 | $310,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 20,994 | $310,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 16,340 | $310,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 90,300 | $310,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 16,518 | $309,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 8,485 | $309,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 40,946 | $308,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 18,100 | $308,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 18,740 | $307,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,315 | $307,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 34,827 | $305,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,944 | $305,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 40,000 | $305,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,767 | $305,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,810 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,860 | $302,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,975 | $302,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,534 | $301,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 67,851 | $300,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,410 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,777 | $300,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,564 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 6,535 | $298,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 8,301 | $297,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,626 | $297,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 139,050 | $296,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 12,223 | $296,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,330 | $295,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,243 | $293,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 6,017 | $293,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 380 | $292,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,655 | $292,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,252 | $291,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-134135 | this filing | 2016-11-14 | acceptance time not in the bulk data set |