13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,917 holding rows worth $6,676,097,000.
- Accession
- 0001144204-16-134135
- Filer
- CIK 1029730
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 12,471 entries on the cover page, a total value of $6,676,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,676,097,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 934 | $71,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 1,555 | $71,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,855 | $71,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 2,447 | $71,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,050 | $71,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 6,072 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1,106 | $71,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 624 | $71,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 3,722 | $71,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 3,989 | $71,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 5,065 | $71,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 8,124 | $71,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 2,881 | $71,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 2,792 | $71,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,252 | $70,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,043 | $70,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 2,783 | $70,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,931 | $70,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,381 | $70,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,348 | $69,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,177 | $69,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,049 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 5,294 | $69,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 23,692 | $69,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,886 | $69,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,480 | $69,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 582 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,871 | $69,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 11,180 | $69,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,036 | $69,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 4,076 | $69,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,678 | $69,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,409 | $69,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,377 | $69,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 2,668 | $69,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 531 | $68,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,068 | $68,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,605 | $68,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 3,663 | $68,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,016 | $68,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 4,749 | $68,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,628 | $68,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,300 | $68,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 4,214 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 2,671 | $68,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 8,498 | $67,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,116 | $67,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,035 | $67,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,932 | $67,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,378 | $67,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 773 | $67,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,650 | $67,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2,400 | $67,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,600 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 3,655 | $67,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,750 | $67,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 2,016 | $67,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,512 | $67,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 485 | $67,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 3,803 | $67,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 5,627 | $67,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 7,092 | $67,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 4,516 | $67,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,600 | $67,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,200 | $67,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,308 | $66,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,357 | $66,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 2,347 | $66,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,331 | $66,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 6,368 | $66,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,380 | $66,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 1,073 | $66,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,718 | $66,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,023 | $66,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,469 | $66,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,739 | $66,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 106,430 | $66,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,893 | $66,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 2,542 | $66,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 4,680 | $65,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 3,812 | $65,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,218 | $65,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,126 | $65,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 8,325 | $65,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 4,399 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,133 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,465 | $65,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,048 | $65,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 14,000 | $65,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,460 | $65,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 849 | $64,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,700 | $64,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,586 | $64,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,020 | $64,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,218 | $64,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 672 | $64,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,661 | $64,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,200 | $64,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,493 | $64,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 2,906 | $64,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 2,484 | $64,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,307 | $63,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,620 | $63,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,955 | $63,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,312 | $63,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 944 | $63,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 4,033 | $63,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 864 | $63,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,401 | $63,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 805 | $63,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,375 | $63,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 4,195 | $63,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,364 | $63,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 1,043 | $63,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,559 | $63,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,610 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1,299 | $63,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 19,387 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 2,581 | $63,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 1,948 | $63,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 33,464 | $63,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 1,202 | $62,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,182 | $62,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,666 | $62,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 753 | $62,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 4,802 | $62,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 576 | $62,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,081 | $62,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 1,002 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,129 | $62,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 975 | $62,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 894 | $62,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,178 | $62,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,932 | $62,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 9,832 | $62,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 260 | $62,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,223 | $62,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 2,429 | $62,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,000 | $61,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,315 | $61,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,125 | $61,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,854 | $61,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,068 | $61,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 3,845 | $61,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,599 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,136 | $61,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 1,339 | $61,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,496 | $61,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,215 | $61,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,839 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $61,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,396 | $60,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,577 | $60,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,552 | $60,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 9,590 | $60,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,538 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,698 | $60,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 6,078 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1,100 | $60,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,674 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 2,316 | $60,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,380 | $59,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,000 | $59,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 3,164 | $59,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,877 | $59,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 778 | $59,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,300 | $59,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 538 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,143 | $58,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,320 | $58,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,625 | $58,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,157 | $58,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,728 | $58,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 837 | $58,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,591 | $58,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,441 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 3,645 | $58,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 3,689 | $58,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 785 | $58,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 4,351 | $58,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 4,406 | $58,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 5,174 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,910 | $58,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,900 | $58,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,867 | $58,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 5,000 | $58,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,162 | $57,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 716 | $57,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,710 | $57,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 6,000 | $57,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,878 | $57,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 35,864 | $57,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 2,786 | $57,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,120 | $56,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,500 | $56,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,006 | $56,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,260 | $56,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,869 | $56,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,099 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,175 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 763 | $56,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 2,088 | $56,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 5,399 | $56,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 751 | $56,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,198 | $55,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,453 | $55,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 721 | $55,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 879 | $55,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 908 | $55,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 3,358 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,138 | $55,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 9,891 | $55,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2,141 | $55,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,744 | $55,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 17,100 | $55,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 825 | $55,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 3,486 | $55,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 619 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,498 | $55,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,650 | $55,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,387 | $54,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,660 | $54,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,425 | $54,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,013 | $54,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,113 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 3,150 | $54,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 4,179 | $54,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,202 | $54,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 6,900 | $54,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,934 | $54,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 2,340 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 1,082 | $54,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 2,100 | $54,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 3,600 | $54,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,757 | $53,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,328 | $53,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 1,125 | $53,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 5,745 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 2,987 | $53,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,800 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,299 | $53,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 7,788 | $53,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,602 | $53,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,465 | $53,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 1,888 | $53,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 824 | $53,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,309 | $53,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,000 | $53,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 826 | $52,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,300 | $52,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2,726 | $52,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,658 | $52,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 37,104 | $52,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,948 | $52,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,345 | $52,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,025 | $52,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 506 | $52,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 396 | $52,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 4,373 | $52,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,934 | $51,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,202 | $51,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,077 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,034 | $51,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 813 | $51,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,961 | $51,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,000 | $51,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 1,000 | $51,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 2,057 | $51,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 7,225 | $51,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,032 | $51,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,538 | $51,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,780 | $51,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 3,868 | $51,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 2,026 | $51,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,415 | $50,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 532 | $50,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 625 | $50,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,540 | $50,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,827 | $50,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,818 | $50,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,846 | $50,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,325 | $50,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 8,059 | $50,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 3,500 | $50,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 95,775 | $50,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 2,900 | $50,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $50,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 8,130 | $50,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,056 | $49,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,000 | $49,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 1,956 | $49,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,700 | $49,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,249 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,345 | $49,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,782 | $49,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,590 | $49,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,490 | $49,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,345 | $49,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 3,599 | $49,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 3,496 | $49,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 721 | $48,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 703 | $48,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 439 | $48,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,736 | $48,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 639 | $48,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 901 | $48,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,184 | $48,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2,484 | $48,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,695 | $48,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 4,656 | $48,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 2,799 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,558 | $48,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,740 | $48,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,228 | $48,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 3,441 | $48,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,300 | $48,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,430 | $48,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 4,224 | $48,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 5,875 | $48,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,346 | $47,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,254 | $47,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 906 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 691 | $47,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,489 | $47,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 1,072 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,151 | $47,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 473 | $47,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,890 | $47,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 6,955 | $47,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 19,449 | $47,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 959 | $47,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 52,253 | $47,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,490 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 1,828 | $47,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,000 | $47,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,900 | $46,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 640 | $46,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 634 | $46,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 837 | $46,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 36 | $46,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 5,497 | $46,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 3,620 | $46,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 3,280 | $46,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 989 | $46,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,999 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 792 | $46,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 40,000 | $46,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,074 | $45,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,373 | $45,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,993 | $45,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 2,115 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 810 | $45,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,568 | $45,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,695 | $45,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 789 | $45,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 957 | $45,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,134 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,705 | $45,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 900 | $45,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,950 | $45,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,671 | $45,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,648 | $45,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,940 | $45,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,665 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 498 | $45,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 326 | $45,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,350 | $44,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 202 | $44,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,008 | $44,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,021 | $44,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,419 | $44,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,732 | $44,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 3,073 | $44,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,709 | $44,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 3,292 | $44,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,248 | $44,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 907 | $44,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,865 | $44,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 4,403 | $44,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,302 | $44,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,300 | $44,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,677 | $44,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 950 | $44,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,915 | $43,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 727 | $43,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 179 | $43,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 8,300 | $43,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,016 | $43,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,957 | $43,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 2,200 | $43,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,537 | $43,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,639 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,240 | $43,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,072 | $43,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,989 | $43,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,661 | $43,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 900 | $43,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,293 | $43,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,265 | $43,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,200 | $43,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 8,435 | $43,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,315 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 1,020 | $43,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 5,765 | $42,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 787 | $42,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 628 | $42,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,361 | $42,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 933 | $42,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 88,050 | $42,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 541 | $42,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 403 | $42,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,423 | $42,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,872 | $42,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,364 | $42,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 3,585 | $42,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,535 | $42,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,175 | $42,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,306 | $42,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 3,003 | $42,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 682 | $42,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 1,370 | $42,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 42,000 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 915 | $42,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 40,000 | $42,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 1,509 | $42,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,382 | $41,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 955 | $41,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,618 | $41,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,666 | $41,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 611 | $41,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 496 | $41,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,290 | $41,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,000 | $41,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,067 | $41,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,369 | $41,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,927 | $41,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 810 | $41,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,700 | $41,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,264 | $41,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 12,170 | $41,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,000 | $41,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,240 | $41,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 8,506 | $41,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 2,233 | $41,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 2,392 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,088 | $41,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,473 | $41,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 2,523 | $41,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 15,368 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 935 | $41,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $41,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 822 | $40,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,899 | $40,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 629 | $40,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,100 | $40,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,266 | $40,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,700 | $40,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,799 | $40,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 800 | $40,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 3,044 | $40,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 600 | $40,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,649 | $40,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,518 | $40,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 553 | $40,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,362 | $40,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,116 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,497 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,547 | $40,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,582 | $40,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,752 | $40,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,408 | $40,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 9,556 | $40,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 826 | $40,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,216 | $40,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 11,150 | $40,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 649 | $39,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,369 | $39,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,107 | $39,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 650 | $39,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 4,501 | $39,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,171 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 865 | $39,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $39,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 3,064 | $39,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,489 | $39,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,357 | $39,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,605 | $39,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 7,659 | $39,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 936 | $39,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,525 | $39,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 4,531 | $39,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 580 | $38,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,236 | $38,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,842 | $38,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 963 | $38,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 8,405 | $38,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 620 | $38,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 432 | $38,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 2,622 | $38,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,906 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-134135 | this filing | 2016-11-14 | acceptance time not in the bulk data set |