13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,856 holding rows worth $5,409,379,000.
- Accession
- 0001144204-16-082493
- Filer
- CIK 1029730
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 10,956 entries on the cover page, a total value of $5,409,379,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,409,379,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COPA HOLDINGS SA | P31076105 | CL A | 561 | $27,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 508 | $27,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,757 | $27,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 500 | $27,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 721 | $27,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 656 | $27,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,400 | $27,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,500 | $27,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 834 | $27,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,200 | $27,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 720 | $27,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,903 | $27,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 400 | $27,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 3,280 | $27,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,680 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 9,000 | $27,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 27,000 | $27,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,212 | $27,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,070 | $27,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 6,100 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 920 | $27,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 800 | $27,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 3,100 | $27,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 537 | $26,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 379 | $26,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 736 | $26,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,251 | $26,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 833 | $26,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,368 | $26,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 839 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,865 | $26,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,997 | $26,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,500 | $26,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,000 | $26,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 5,828 | $26,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 2,000 | $26,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 700 | $26,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 4,748 | $26,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 3,797 | $26,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 263 | $26,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 847 | $26,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 9,843 | $26,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 586 | $26,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,148 | $26,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 1,300 | $26,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 756 | $26,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 2,099 | $26,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,000 | $26,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,109 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $26,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,300 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 346 | $26,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90273A108 | WLS FRG MLP EX | 1,400 | $26,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 849 | $25,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,051 | $25,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 854 | $25,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 6,566 | $25,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 215 | $25,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 774 | $25,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 852 | $25,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 734 | $25,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 805 | $25,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 2,206 | $25,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,788 | $25,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 427 | $25,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 574 | $25,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 647 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,274 | $25,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 161 | $25,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 1,240 | $25,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,140 | $25,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 750 | $25,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 18,924 | $25,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $25,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 4,777 | $25,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 2,500 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,018 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 980 | $25,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R886 | BLUESTAR TA | 1,050 | $25,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 752 | $24,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,334 | $24,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 236 | $24,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,000 | $24,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 758 | $24,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 3,682 | $24,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 552 | $24,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,514 | $24,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 523 | $24,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,523 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 491 | $24,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 730 | $24,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 832 | $24,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 926 | $24,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,930 | $24,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 869 | $24,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 573 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,629 | $24,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,028 | $24,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 7,036 | $24,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 2,783 | $24,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,563 | $24,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 383 | $24,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 518 | $24,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,000 | $24,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,411 | $24,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 3,900 | $24,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 1,675 | $24,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,180 | $24,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,445 | $24,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 500 | $23,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,990 | $23,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,099 | $23,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 568 | $23,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,148 | $23,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 895 | $23,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,000 | $23,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 926 | $23,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 800 | $23,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,586 | $23,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 344 | $23,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 280 | $23,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,265 | $23,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 421 | $23,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 299 | $23,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,000 | $23,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,350 | $23,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,900 | $23,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 2,087 | $23,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 2,093 | $23,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,050 | $23,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,447 | $23,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,145 | $23,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,600 | $23,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 8,400 | $23,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 7,150 | $23,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 1,366 | $23,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 21,600 | $23,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 1,974 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R296 | OIL REFNERS CRAK | 1,189 | $23,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,199 | $22,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,195 | $22,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 659 | $22,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 413 | $22,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 997 | $22,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 900 | $22,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,687 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,078 | $22,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,250 | $22,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,713 | $22,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 659 | $22,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,184 | $22,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,014 | $22,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 410 | $22,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,330 | $22,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,501 | $22,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,200 | $22,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 585 | $22,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,478 | $22,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 935 | $22,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 5,556 | $22,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,370 | $22,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,979 | $22,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,150 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 753 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 651 | $22,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,024 | $22,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 767 | $22,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,389 | $22,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,625 | $22,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 3,350 | $22,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 728 | $22,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 273 | $22,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,584 | $22,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,150 | $22,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 3,506 | $22,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 901 | $22,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,300 | $22,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,568 | $22,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 943 | $21,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,106 | $21,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 920 | $21,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 323 | $21,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,940 | $21,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 161 | $21,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,372 | $21,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 6,000 | $21,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 574 | $21,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 443 | $21,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,645 | $21,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 273 | $21,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,000 | $21,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,255 | $21,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,160 | $21,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 405 | $21,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 870 | $21,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 6,400 | $21,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 617 | $21,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 670 | $21,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 554 | $21,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 2,550 | $21,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,712 | $21,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 470 | $21,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,358 | $21,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 397 | $21,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,128 | $21,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,486 | $21,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,490 | $21,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,050 | $21,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 1,056 | $21,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,730 | $21,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 832 | $21,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 2,535 | $21,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 336 | $20,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 442 | $20,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 567 | $20,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 900 | $20,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,750 | $20,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,456 | $20,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 463 | $20,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 418 | $20,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,492 | $20,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 249 | $20,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 174 | $20,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,123 | $20,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 383 | $20,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,351 | $20,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 482 | $20,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,588 | $20,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,241 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 490 | $20,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,208 | $20,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,577 | $20,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 12,114 | $20,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 8,800 | $20,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $20,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 366 | $20,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 327 | $20,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 578 | $20,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 7,642 | $20,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2,500 | $20,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 780 | $20,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,697 | $20,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,091 | $20,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 2,178 | $20,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 30,988 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 519 | $20,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 7,398 | $20,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,700 | $20,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,526 | $20,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,033 | $20,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 3,085 | $20,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 788 | $19,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,860 | $19,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 409 | $19,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 324 | $19,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,414 | $19,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,603 | $19,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 563 | $19,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 350 | $19,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 595 | $19,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,137 | $19,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 668 | $19,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1,000 | $19,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 521 | $19,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,054 | $19,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,443 | $19,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 973 | $19,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,325 | $19,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,632 | $19,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,414 | $19,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 600 | $19,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 840 | $19,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,629 | $19,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,500 | $19,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,142 | $19,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,313 | $19,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,090 | $19,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,224 | $19,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 805 | $19,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 2,659 | $19,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 1,137 | $19,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,852 | $19,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 683 | $19,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 10,605 | $19,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,692 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,200 | $19,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 55,360 | $19,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 292 | $18,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,431 | $18,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,100 | $18,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,182 | $18,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 692 | $18,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,946 | $18,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 638 | $18,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 613 | $18,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 8,850 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 704 | $18,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 344 | $18,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 500 | $18,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 624 | $18,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,217 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,380 | $18,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,386 | $18,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 8,017 | $18,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 9,074 | $18,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 563 | $18,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 2,275 | $18,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,241 | $18,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 618 | $18,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 793 | $18,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 587 | $18,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 85,880 | $18,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,400 | $18,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 40,000 | $18,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 98,350 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 190 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 435 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 685 | $18,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 640 | $18,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 402 | $17,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 505 | $17,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,410 | $17,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,100 | $17,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 5,200 | $17,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 587 | $17,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,406 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,000 | $17,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 295 | $17,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 83 | $17,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,245 | $17,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,362 | $17,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,764 | $17,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,360 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 200 | $17,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,053 | $17,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 907 | $17,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 4,082 | $17,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $17,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 434 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 639 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,092 | $17,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,038 | $17,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,750 | $17,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,929 | $17,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,375 | $17,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,800 | $17,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 884 | $17,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 331 | $17,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 599 | $17,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,520 | $17,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 6,090 | $17,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 9,100 | $17,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,000 | $17,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 7,804 | $17,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,191 | $17,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 12,993 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,976 | $17,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,300 | $17,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,530 | $17,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 1,500 | $17,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,825 | $16,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 286 | $16,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 700 | $16,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 603 | $16,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 303 | $16,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 395 | $16,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 984 | $16,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,668 | $16,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 698 | $16,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 757 | $16,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,790 | $16,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 420 | $16,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 258 | $16,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 370 | $16,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,930 | $16,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 550 | $16,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,885 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 351 | $16,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,000 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 340 | $16,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 400 | $16,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 725 | $16,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 261 | $16,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 473 | $16,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 3,051 | $16,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,015 | $16,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 4,867 | $16,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 22,172 | $16,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,500 | $16,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,100 | $16,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,205 | $16,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 2,000 | $16,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,010 | $16,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 299 | $16,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 278 | $16,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 191 | $16,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 13,000 | $16,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 9,308 | $16,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 340 | $16,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,911 | $16,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 338 | $16,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,000 | $16,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 682 | $16,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 2,082 | $16,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,084 | $16,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 600 | $16,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 918 | $16,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,523 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 153 | $16,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 4,952 | $16,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 8,381 | $15,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 4,400 | $15,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 73 | $15,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 357 | $15,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 331 | $15,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 761 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 435 | $15,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 422 | $15,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 417 | $15,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,685 | $15,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 508 | $15,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 417 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 309 | $15,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 700 | $15,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,305 | $15,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,371 | $15,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 728 | $15,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 963 | $15,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 1,170 | $15,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 295 | $15,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 910 | $15,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 343 | $15,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 8,225 | $15,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 532 | $15,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,442 | $15,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 1,252 | $15,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,235 | $15,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 600 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 650 | $15,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 2,100 | $15,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 3,200 | $15,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 585 | $15,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,500 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 482 | $15,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 1,000 | $15,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 1,913 | $15,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,110 | $15,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,400 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 600 | $15,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,168 | $15,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,700 | $14,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,490 | $14,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 704 | $14,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,749 | $14,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 513 | $14,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 441 | $14,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 915 | $14,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 309 | $14,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 300 | $14,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 993 | $14,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 524 | $14,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 631 | $14,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 137 | $14,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 500 | $14,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 243 | $14,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,141 | $14,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 760 | $14,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $14,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 532 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 530 | $14,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,400 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 383 | $14,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 4,965 | $14,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,418 | $14,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,000 | $14,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 750 | $14,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 711 | $14,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 467 | $14,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,780 | $14,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 213 | $14,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,722 | $14,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 506 | $14,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 3,940 | $14,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 14,560 | $14,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,308 | $14,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,008 | $14,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 3,120 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 200 | $14,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 1,021 | $14,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 878 | $14,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 874 | $14,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 1,000 | $14,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 774 | $14,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 1,139 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-082493 | this filing | 2016-02-16 | acceptance time not in the bulk data set |