13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,856 holding rows worth $5,409,379,000.
- Accession
- 0001144204-16-082493
- Filer
- CIK 1029730
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 10,956 entries on the cover page, a total value of $5,409,379,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,409,379,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JAVELIN MTG INVT CORP | 47200B104 | COM | 999 | $6,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 716 | $6,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 288 | $6,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 18,730 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $6,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,000 | $6,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 875 | $6,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 400 | $6,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 685 | $6,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 556 | $6,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,022 | $6,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 488 | $6,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 600 | $6,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 341 | $6,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 825 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 240 | $6,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 781 | $6,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 510 | $6,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 3,100 | $6,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 700 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 300 | $6,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 191 | $5,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 156 | $5,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 77 | $5,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 168 | $5,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 66 | $5,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,128 | $5,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 238 | $5,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,550 | $5,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 122 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 68 | $5,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,150 | $5,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 232 | $5,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 108 | $5,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 143 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 325 | $5,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 880 | $5,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 900 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 180 | $5,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 201 | $5,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 446 | $5,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 255 | $5,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 106 | $5,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 400 | $5,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 250 | $5,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 563 | $5,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 665 | $5,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 127 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $5,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 390 | $5,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 300 | $5,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $5,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 736 | $5,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 127 | $5,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 306 | $5,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 198 | $5,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 863 | $5,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $5,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 392 | $5,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,853 | $5,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 156 | $5,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 137 | $5,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 600 | $5,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $5,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $5,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 150 | $5,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 308 | $5,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 201 | $5,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,818 | $5,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 423 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,230 | $5,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 130 | $5,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 861 | $5,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 4,437 | $5,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 2,490 | $5,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 500 | $5,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 350 | $5,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 8,740 | $5,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 8,748 | $5,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 4,280 | $5,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 796 | $5,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 100 | $5,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 200 | $5,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 70 | $5,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 500 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 223 | $5,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 732 | $5,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 130 | $5,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 150 | $5,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 139 | $5,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 205 | $5,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 1,000 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 205 | $5,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 200 | $5,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 844 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 100 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 500 | $5,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 980 | $5,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 107 | $4,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,428 | $4,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,000 | $4,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 165 | $4,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 184 | $4,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 82 | $4,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 95 | $4,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 8 | $4,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 147 | $4,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 389 | $4,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,500 | $4,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 695 | $4,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 64 | $4,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 129 | $4,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 200 | $4,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 351 | $4,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 250 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 100 | $4,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 400 | $4,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 177 | $4,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 89 | $4,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 865 | $4,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 202 | $4,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 104 | $4,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 153 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 500 | $4,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 137 | $4,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 100 | $4,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 228 | $4,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 138 | $4,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 250 | $4,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,285 | $4,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 385 | $4,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 160 | $4,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 132 | $4,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 258 | $4,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 163 | $4,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 206 | $4,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 212 | $4,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 50 | $4,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 437 | $4,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,400 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 100 | $4,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 230 | $4,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 200 | $4,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 800 | $4,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 466 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,195 | $4,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 24,740 | $4,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 10 | $4,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,800 | $4,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 400 | $4,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,100 | $4,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 101 | $4,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $4,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 500 | $4,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,250 | $4,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 111 | $4,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 96 | $4,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 1,000 | $4,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 152 | $4,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 388 | $4,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 400 | $4,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 118 | $4,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 155 | $4,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 169 | $4,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 915 | $4,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 1,500 | $4,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 198 | $4,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 61 | $4,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $4,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 65 | $4,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 3,230 | $4,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 239 | $4,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 69 | $4,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 108 | $4,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 85 | $4,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 410 | $4,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 350 | $4,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 200 | $4,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 600 | $4,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 5,132 | $4,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 700 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 76 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,500 | $4,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 159 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 259 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 300 | $4,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 851 | $4,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 300 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 200 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 100 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1,288 | $4,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 500 | $4,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 242 | $4,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 3,000 | $4,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 425 | $4,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 700 | $4,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 539 | $4,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 505 | $4,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 906 | $4,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 230 | $4,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 1,000 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 144 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 400 | $3,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 47 | $3,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 100 | $3,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 53 | $3,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 48 | $3,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 132 | $3,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 217 | $3,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 323 | $3,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 78 | $3,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 51 | $3,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 315 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,300 | $3,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 160 | $3,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 34 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 81 | $3,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 102 | $3,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 320 | $3,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 173 | $3,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 200 | $3,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 893 | $3,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 36 | $3,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 112 | $3,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,450 | $3,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 250 | $3,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $3,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 180 | $3,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 134 | $3,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 590 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 500 | $3,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 87 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 420 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,000 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 80 | $3,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 200 | $3,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 504 | $3,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 250 | $3,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 865 | $3,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $3,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 56 | $3,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,674 | $3,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 100 | $3,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 250 | $3,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 316 | $3,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 500 | $3,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 460 | $3,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 269 | $3,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 129 | $3,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 267 | $3,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 347 | $3,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 205 | $3,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 455 | $3,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 200 | $3,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 135 | $3,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 75 | $3,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 419 | $3,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 379 | $3,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 8,100 | $3,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 500 | $3,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 98 | $3,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 100 | $3,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 375 | $3,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 2,000 | $3,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 54 | $3,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 236 | $3,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 214 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 475 | $3,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 96 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 77 | $3,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 447 | $3,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 103 | $3,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,746 | $3,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 144 | $3,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 925 | $3,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 174 | $3,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 15,750 | $3,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 8,500 | $3,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 81 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,000 | $3,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 195 | $3,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 830 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 80 | $3,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 11,000 | $3,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 12,200 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 300 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,255 | $3,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 217 | $3,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 10,016 | $3,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 50 | $3,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 600 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 67 | $3,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 180 | $3,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 1,594 | $3,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 64 | $3,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $3,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 194 | $3,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 250 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 104 | $3,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 8,000 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,850 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,866 | $3,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 220 | $3,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 217 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 689 | $3,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,500 | $3,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 5,600 | $3,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 811 | $3,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 150 | $2,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 50 | $2,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 279 | $2,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 54 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 93 | $2,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 50 | $2,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 94 | $2,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 105 | $2,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 543 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 76 | $2,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 100 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 4 | $2,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 88 | $2,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 40 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 113 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 100 | $2,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 85 | $2,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 200 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 658 | $2,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 104 | $2,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 63 | $2,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 110 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 179 | $2,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 37 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 44 | $2,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 78 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 135 | $2,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 33 | $2,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 34 | $2,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 204 | $2,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 143 | $2,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 35 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 200 | $2,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 126 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 104 | $2,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 168 | $2,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $2,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 209 | $2,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 32 | $2,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 590 | $2,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 174 | $2,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 101 | $2,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 76 | $2,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $2,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 75 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 390 | $2,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 96 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 50 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 53 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 75 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 102 | $2,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 250 | $2,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 127 | $2,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 41 | $2,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,200 | $2,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 60 | $2,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 161 | $2,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 580 | $2,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 334 | $2,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 163 | $2,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,460 | $2,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 75 | $2,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 100 | $2,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 49 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,433 | $2,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 425 | $2,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 615 | $2,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 994 | $2,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 53 | $2,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 12,050 | $2,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 90 | $2,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 279 | $2,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 305 | $2,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 46 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 163 | $2,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 88 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 134 | $2,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 1,859 | $2,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 100 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 2,315 | $2,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 500 | $2,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 206 | $2,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 286 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,500 | $2,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 250 | $2,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 6 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 3,928 | $2,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 700 | $2,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 43 | $2,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 8,081 | $2,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 5,380 | $2,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 148 | $2,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 166 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 100 | $2,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 300 | $2,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 98 | $2,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 2,080 | $2,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 300 | $2,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 650 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 45 | $2,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 80 | $2,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 1,100 | $2,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 463 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 250 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 79 | $2,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 500 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 113 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 59 | $2,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 60 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 327 | $2,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 73 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 500 | $2,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 168 | $2,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 71 | $2,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 2,712 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 925 | $2,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,947 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 649 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 41 | $2,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 158 | $2,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 55 | $2,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 200 | $2,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 300 | $2,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 1,630 | $2,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 494 | $2,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 500 | $2,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 100 | $2,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 2,887 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 67 | $2,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 674 | $2,000 | thousands by filing date | |
| VRINGO INC | 92911N302 | Cmn | 1,200 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 100 | $2,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 46 | $1,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 15 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 81 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 38 | $1,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 100 | $1,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 8 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 75 | $1,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 20 | $1,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 24 | $1,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 34 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 70 | $1,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 50 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,000 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 5,082 | $1,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 40 | $1,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 37 | $1,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 23 | $1,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 136 | $1,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 31 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 40 | $1,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 28 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 88 | $1,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 28 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 45 | $1,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 23 | $1,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 12 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 65 | $1,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 48 | $1,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 42 | $1,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 48 | $1,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 15 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 39 | $1,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 28 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 51 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-082493 | this filing | 2016-02-16 | acceptance time not in the bulk data set |