13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,856 holding rows worth $5,409,379,000.
- Accession
- 0001144204-16-082493
- Filer
- CIK 1029730
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 10,956 entries on the cover page, a total value of $5,409,379,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,409,379,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SLR INVESTMENT CORP | 83413U100 | COM | 3,275 | $54,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 849 | $54,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 3,662 | $54,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 2,775 | $54,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 4,215 | $54,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 36,720 | $53,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,060 | $53,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,586 | $53,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,162 | $53,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 761 | $53,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,268 | $53,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,013 | $53,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,200 | $53,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 797 | $53,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,630 | $53,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 4,889 | $53,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 2,054 | $53,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 5,000 | $53,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 1,800 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,100 | $53,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 946 | $52,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 859 | $52,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,049 | $52,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,785 | $52,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 8,210 | $52,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,783 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,631 | $52,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,600 | $52,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 3,752 | $52,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,617 | $52,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 5,721 | $52,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 6,350 | $52,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,680 | $52,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 5,963 | $52,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,040 | $51,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,023 | $51,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,521 | $51,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 802 | $51,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,442 | $51,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2,000 | $51,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 6,270 | $51,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 12,500 | $51,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,383 | $51,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 497 | $51,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,513 | $51,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 3,214 | $51,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 833 | $51,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 3,746 | $51,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 712 | $51,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 839 | $50,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,877 | $50,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 2,000 | $50,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,851 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 772 | $50,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,770 | $50,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 8,859 | $50,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,978 | $50,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,060 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,409 | $50,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 917 | $49,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,302 | $49,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,570 | $49,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,689 | $49,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,924 | $49,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,208 | $49,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 910 | $49,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 442 | $49,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 854 | $49,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 7,274 | $49,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,065 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,117 | $49,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 832 | $49,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,576 | $49,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 47,124 | $49,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 17,497 | $49,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,643 | $49,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 9,525 | $49,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 2,161 | $49,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,750 | $49,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 1,860 | $49,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 1,940 | $49,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 800 | $49,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,066 | $48,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 857 | $48,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 572 | $48,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 618 | $48,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 4,085 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,153 | $48,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,268 | $48,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,764 | $48,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,678 | $48,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,973 | $48,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 6,362 | $48,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 2,799 | $48,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 3,599 | $48,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 565 | $47,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 867 | $47,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 729 | $47,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 16 | $47,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 3,502 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,021 | $47,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,059 | $47,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2,628 | $47,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,688 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,046 | $47,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 4,327 | $47,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 9,205 | $47,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 2,500 | $47,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 2,552 | $47,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $47,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,009 | $47,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,676 | $46,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,896 | $46,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,693 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 887 | $46,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 821 | $46,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 954 | $46,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,051 | $46,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 678 | $46,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,761 | $46,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 35,000 | $46,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,382 | $45,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,549 | $45,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 894 | $45,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 495 | $45,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 3,346 | $45,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,209 | $45,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 5,273 | $45,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 4,717 | $45,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,020 | $45,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 3,591 | $45,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,823 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,300 | $45,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 3,000 | $45,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 4,070 | $45,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 900 | $45,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 575 | $45,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 767 | $44,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 912 | $44,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 89,350 | $44,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 933 | $44,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,321 | $44,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,655 | $44,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,000 | $44,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,962 | $44,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,270 | $44,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,539 | $44,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 914 | $44,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,989 | $44,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 648 | $44,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,700 | $44,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 2,270 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,345 | $44,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,420 | $44,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,066 | $44,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,656 | $44,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 694 | $44,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 685 | $44,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 25,030 | $44,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 396 | $44,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 381 | $43,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,700 | $43,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 630 | $43,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 351 | $43,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,111 | $43,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,423 | $43,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,177 | $43,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,155 | $43,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 3,576 | $43,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 6,122 | $43,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 907 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,428 | $43,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,046 | $43,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,950 | $43,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 792 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,048 | $43,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,308 | $43,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,000 | $43,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 458 | $43,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 382 | $43,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,964 | $43,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,109 | $43,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 950 | $43,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 732 | $42,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,200 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 315 | $42,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,749 | $42,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,619 | $42,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 408 | $42,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,650 | $42,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,000 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 591 | $42,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 618 | $42,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,540 | $42,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 852 | $42,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,000 | $42,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,865 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 1,808 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,010 | $42,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,000 | $42,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 7,324 | $41,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,470 | $41,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 3,105 | $41,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,172 | $41,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 638 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 810 | $41,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,288 | $41,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,022 | $41,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,173 | $41,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 2,043 | $41,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,865 | $41,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 7,004 | $41,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 6,932 | $41,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,524 | $41,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,400 | $41,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,454 | $41,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 96,100 | $41,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 8,605 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 876 | $41,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 785 | $41,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 81,759 | $41,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 682 | $41,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 326 | $41,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 1,732 | $41,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,465 | $40,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 426 | $40,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,245 | $40,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 925 | $40,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,685 | $40,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 513 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,550 | $40,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,131 | $40,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 5,192 | $40,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,127 | $40,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 3,355 | $40,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 1,466 | $40,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 13,202 | $40,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 850 | $40,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 288 | $40,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,102 | $40,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 465 | $40,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,722 | $40,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 3,000 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 725 | $40,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 8,097 | $40,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 900 | $39,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,524 | $39,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 4,948 | $39,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,000 | $39,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,480 | $39,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,222 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 1,082 | $39,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 3,603 | $39,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,611 | $39,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 7,671 | $39,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,902 | $39,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 46,308 | $39,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,216 | $39,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 664 | $39,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,547 | $39,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,452 | $39,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,512 | $39,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 12,244 | $39,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,850 | $38,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,377 | $38,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,562 | $38,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,384 | $38,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 4,095 | $38,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 3,101 | $38,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,075 | $38,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,350 | $38,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 934 | $38,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 583 | $38,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,495 | $38,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 997 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,527 | $38,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 765 | $38,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,114 | $38,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 430 | $38,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,400 | $38,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 36,997 | $38,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,165 | $38,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 1,502 | $38,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 546 | $37,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,176 | $37,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,567 | $37,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,150 | $37,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,308 | $37,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 596 | $37,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 8,490 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 1,366 | $37,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 956 | $37,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,021 | $37,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,405 | $37,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,025 | $37,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,123 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,213 | $37,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,472 | $37,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 1,588 | $37,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,582 | $37,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 7,325 | $37,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 349 | $37,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 280 | $37,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,606 | $37,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,709 | $37,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,740 | $37,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 2,142 | $37,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,202 | $37,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 2,603 | $37,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 698 | $37,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 663 | $36,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 451 | $36,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,772 | $36,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,186 | $36,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,095 | $36,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 10,439 | $36,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,036 | $36,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,332 | $36,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,489 | $36,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 285 | $36,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,212 | $36,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,160 | $36,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,003 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,307 | $36,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,506 | $36,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 817 | $36,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 2,406 | $36,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,260 | $36,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 11,500 | $36,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,300 | $36,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 192 | $35,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,794 | $35,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,607 | $35,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,277 | $35,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,115 | $35,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 589 | $35,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 2,200 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 820 | $35,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 28,118 | $35,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 904 | $35,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 4,940 | $35,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 1,797 | $35,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 3,793 | $35,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 742 | $34,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 649 | $34,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,000 | $34,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 4,380 | $34,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 672 | $34,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 609 | $34,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 1,120 | $34,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 736 | $34,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,423 | $34,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,700 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,120 | $34,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 1,370 | $34,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,194 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,182 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,930 | $34,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 623 | $34,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 2,051 | $34,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 793 | $34,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 216 | $33,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 855 | $33,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,715 | $33,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 761 | $33,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 796 | $33,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,922 | $33,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 144 | $33,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 709 | $33,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,464 | $33,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 5,000 | $33,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,586 | $33,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,713 | $33,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 69 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,412 | $33,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,100 | $33,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 464 | $33,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,066 | $33,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,806 | $33,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 284 | $33,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,603 | $33,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 2,908 | $33,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $33,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 455 | $33,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 440 | $33,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 2,582 | $33,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,255 | $32,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 513 | $32,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,866 | $32,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 979 | $32,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 927 | $32,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,310 | $32,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 363 | $32,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,657 | $32,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 5,412 | $32,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 495 | $32,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 710 | $32,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,260 | $32,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 4,675 | $32,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,000 | $32,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,795 | $32,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 892 | $32,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,227 | $32,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 10,971 | $32,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 120,000 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 920 | $32,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 1,300 | $32,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,643 | $31,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,102 | $31,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,080 | $31,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 747 | $31,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 767 | $31,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,977 | $31,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 850 | $31,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,400 | $31,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 858 | $31,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,104 | $31,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 993 | $31,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 958 | $31,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,400 | $31,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,182 | $31,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 917 | $31,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 1,298 | $31,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,072 | $31,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 9,500 | $31,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 971 | $31,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,160 | $31,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,177 | $31,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,131 | $31,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 375 | $31,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 10,581 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 4,120 | $31,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 737 | $31,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,884 | $31,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 505 | $30,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,000 | $30,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 1,193 | $30,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,208 | $30,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,276 | $30,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,500 | $30,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,848 | $30,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 514 | $30,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 3,205 | $30,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,825 | $30,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,875 | $30,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,329 | $30,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,610 | $30,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,745 | $30,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 4,900 | $30,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 1,873 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 1,008 | $30,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 688 | $29,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,329 | $29,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 782 | $29,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 702 | $29,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,280 | $29,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,156 | $29,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,537 | $29,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,937 | $29,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,575 | $29,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 497 | $29,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,032 | $29,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,300 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 692 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,248 | $29,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 965 | $29,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,431 | $29,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 529 | $29,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,560 | $29,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 522 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 2,437 | $29,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 2,750 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 1,882 | $29,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,000 | $29,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,233 | $29,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,533 | $28,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 412 | $28,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 611 | $28,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,382 | $28,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 5,000 | $28,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,770 | $28,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,066 | $28,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 582 | $28,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 359 | $28,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 959 | $28,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 552 | $28,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,400 | $28,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,100 | $28,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 11,500 | $28,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,466 | $28,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 710 | $28,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 788 | $28,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,963 | $28,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 685 | $28,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,000 | $28,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 2,000 | $28,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 615 | $27,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 630 | $27,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 302 | $27,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 986 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-082493 | this filing | 2016-02-16 | acceptance time not in the bulk data set |