13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,856 holding rows worth $5,409,379,000.
- Accession
- 0001144204-16-082493
- Filer
- CIK 1029730
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 10,956 entries on the cover page, a total value of $5,409,379,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,409,379,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADEPTUS HEALTH | 006855100 | Common Stock | 258 | $14,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,725 | $14,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 300 | $14,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 355 | $13,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 128 | $13,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 354 | $13,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 534 | $13,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 349 | $13,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 203 | $13,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 277 | $13,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 331 | $13,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 302 | $13,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,127 | $13,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 500 | $13,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 8,569 | $13,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,984 | $13,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 960 | $13,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 551 | $13,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 617 | $13,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 349 | $13,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,089 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,000 | $13,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 211 | $13,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 850 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 221 | $13,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,300 | $13,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 854 | $13,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 260 | $13,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,100 | $13,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 202 | $13,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,008 | $13,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,001 | $13,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 644 | $13,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,506 | $13,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 744 | $13,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 18,820 | $13,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,476 | $13,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 7,938 | $13,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,863 | $13,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 858 | $13,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,000 | $13,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 722 | $13,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,500 | $13,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 612 | $13,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,480 | $13,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 2,710 | $13,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 737 | $13,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 600 | $13,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $13,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,000 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 460 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 728 | $13,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 550 | $13,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 500 | $13,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,190 | $13,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,728 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 978 | $13,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 453 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 103 | $12,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 350 | $12,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,850 | $12,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 938 | $12,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 884 | $12,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 354 | $12,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,000 | $12,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 193 | $12,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,375 | $12,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 937 | $12,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 3,615 | $12,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 205 | $12,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,000 | $12,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 700 | $12,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 293 | $12,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 192 | $12,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,000 | $12,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,715 | $12,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 715 | $12,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 528 | $12,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,013 | $12,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 866 | $12,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 4,488 | $12,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 578 | $12,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 1,636 | $12,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 375 | $12,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 479 | $12,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 114 | $12,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 6,610 | $12,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 661 | $12,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 254 | $12,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 528 | $12,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $12,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,739 | $12,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 267 | $12,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,600 | $12,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 200 | $12,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 343 | $12,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 900 | $12,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 513 | $12,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 1,350 | $12,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 492 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 617 | $12,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,111 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 511 | $12,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 367 | $12,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 190 | $11,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 627 | $11,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 184 | $11,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 104 | $11,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 533 | $11,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 550 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 454 | $11,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $11,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 218 | $11,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 666 | $11,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,084 | $11,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 370 | $11,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,751 | $11,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 686 | $11,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,044 | $11,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 382 | $11,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 524 | $11,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 587 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 937 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 321 | $11,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 132 | $11,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 700 | $11,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 241 | $11,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $11,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 1,340 | $11,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,250 | $11,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 6,210 | $11,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 400 | $11,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 277 | $11,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,377 | $11,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 300 | $11,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,556 | $11,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 15,305 | $11,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 585 | $11,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 4,550 | $11,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 69,390 | $11,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 332 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 110 | $11,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 457 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $11,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 800 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 451 | $11,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 450 | $11,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 7,536 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 250 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 408 | $11,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 1,045 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 437 | $11,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 35 | $11,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 1,417 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 439 | $11,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 452 | $10,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,623 | $10,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 814 | $10,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 324 | $10,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 353 | $10,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 400 | $10,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 217 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 520 | $10,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 200 | $10,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 58 | $10,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 900 | $10,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 718 | $10,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 70 | $10,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 121 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 645 | $10,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 323 | $10,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 312 | $10,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 500 | $10,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 200 | $10,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 330 | $10,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 450 | $10,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,645 | $10,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 691 | $10,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,800 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 775 | $10,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 532 | $10,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 188 | $10,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 800 | $10,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 420 | $10,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 262 | $10,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 663 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 396 | $10,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 150 | $10,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 260 | $10,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,450 | $10,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 400 | $10,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 421 | $10,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 392 | $10,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,630 | $10,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,135 | $10,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,000 | $10,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 606 | $10,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,000 | $10,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 326 | $10,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 786 | $10,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 601 | $10,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 460 | $10,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,702 | $10,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 413 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 400 | $10,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 700 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,000 | $10,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 253 | $10,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 543 | $10,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,454 | $10,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 289 | $10,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 1,200 | $10,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 374 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 500 | $10,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 516 | $9,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 230 | $9,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 250 | $9,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 330 | $9,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 210 | $9,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 706 | $9,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,167 | $9,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 170 | $9,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 443 | $9,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,285 | $9,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 367 | $9,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,040 | $9,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 250 | $9,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 100 | $9,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 103 | $9,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 273 | $9,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 108 | $9,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 610 | $9,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 199 | $9,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 355 | $9,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 151 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 136 | $9,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,512 | $9,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 563 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 323 | $9,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 380 | $9,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 501 | $9,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 470 | $9,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 496 | $9,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 7,000 | $9,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,000 | $9,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 520 | $9,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 28 | $9,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 400 | $9,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,475 | $9,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 568 | $9,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,000 | $9,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 9,251 | $9,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 248 | $9,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 155 | $9,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 282 | $9,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 398 | $9,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 771 | $9,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,163 | $9,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,394 | $9,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 352 | $9,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 177 | $9,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 591 | $9,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 11,800 | $9,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $9,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 972 | $9,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,149 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 11,137 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 189 | $9,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 500 | $9,000 | thousands by filing date | |
| COLUMBIA LG CAP GROWTH ETF | 19761R307 | COM | 200 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 265 | $9,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 400 | $9,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 729 | $9,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,129 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 360 | $9,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 285 | $9,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 249 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 500 | $9,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 265 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 400 | $9,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 486 | $9,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 800 | $9,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 100 | $9,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 500 | $9,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 326 | $8,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 207 | $8,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 600 | $8,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 158 | $8,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 186 | $8,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 785 | $8,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 250 | $8,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,000 | $8,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 859 | $8,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 268 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 200 | $8,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 338 | $8,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 508 | $8,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,000 | $8,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 223 | $8,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 170 | $8,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 863 | $8,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 419 | $8,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 719 | $8,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 131 | $8,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,000 | $8,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 804 | $8,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,238 | $8,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 389 | $8,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,000 | $8,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,000 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 400 | $8,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 525 | $8,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,342 | $8,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 475 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,500 | $8,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,000 | $8,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 150 | $8,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 375 | $8,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 511 | $8,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000 | $8,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 3,400 | $8,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 648 | $8,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 170 | $8,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,800 | $8,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,435 | $8,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,185 | $8,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 318 | $8,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,038 | $8,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,044 | $8,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 360 | $8,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,673 | $8,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $8,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 800 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,250 | $8,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 154 | $8,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 706 | $8,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,729 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 494 | $8,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 500 | $8,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,500 | $8,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 6,645 | $8,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 600 | $8,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 996 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 200 | $8,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,442 | $8,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,390 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 348 | $8,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 900 | $8,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 500 | $8,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 614 | $8,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 270 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 247 | $8,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,302 | $8,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 483 | $8,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 219 | $8,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 345 | $8,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,000 | $8,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 600 | $8,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 140 | $7,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 217 | $7,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,000 | $7,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,210 | $7,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 152 | $7,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 100 | $7,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 255 | $7,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 133 | $7,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 210 | $7,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 263 | $7,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 313 | $7,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 318 | $7,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 380 | $7,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 672 | $7,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 425 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 300 | $7,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 293 | $7,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 220 | $7,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 429 | $7,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 134 | $7,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $7,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $7,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 174 | $7,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 167 | $7,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 107 | $7,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 444 | $7,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,250 | $7,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 90 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $7,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 370 | $7,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 420 | $7,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 367 | $7,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 129 | $7,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 135 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 250 | $7,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 200 | $7,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 280 | $7,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 171 | $7,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 600 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 509 | $7,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $7,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,440 | $7,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 400 | $7,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,344 | $7,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 257 | $7,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 65 | $7,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 3,895 | $7,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 534 | $7,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 36,554 | $7,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,840 | $7,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 250 | $7,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 200 | $7,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 92 | $7,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 478 | $7,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 250 | $7,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,059 | $7,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 181 | $7,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 650 | $7,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,510 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 196 | $7,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 550 | $7,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 2,300 | $7,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 600 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 409 | $7,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 457 | $7,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 378 | $7,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 143 | $7,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 231 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 136 | $7,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 2,750 | $7,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 1,800 | $7,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 263 | $7,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 429 | $7,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 500 | $7,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 400 | $7,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 2,000 | $7,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 680 | $6,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 877 | $6,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 965 | $6,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 89 | $6,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 187 | $6,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 257 | $6,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 323 | $6,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 490 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 235 | $6,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 61 | $6,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 182 | $6,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 305 | $6,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 335 | $6,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 228 | $6,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 56 | $6,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 195 | $6,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 600 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 380 | $6,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 349 | $6,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,271 | $6,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 310 | $6,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 364 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 400 | $6,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,520 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 156 | $6,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 400 | $6,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $6,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 164 | $6,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 681 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 84 | $6,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 260 | $6,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,250 | $6,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 91 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 80 | $6,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 500 | $6,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 375 | $6,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 282 | $6,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 538 | $6,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 455 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 202 | $6,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 745 | $6,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 196 | $6,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 340 | $6,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 24 | $6,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 167 | $6,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,515 | $6,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 368 | $6,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,000 | $6,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $6,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 560 | $6,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 120 | $6,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 450 | $6,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 145 | $6,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 2,970 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-082493 | this filing | 2016-02-16 | acceptance time not in the bulk data set |