13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,856 holding rows worth $5,409,379,000.
- Accession
- 0001144204-16-082493
- Filer
- CIK 1029730
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 10,956 entries on the cover page, a total value of $5,409,379,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,409,379,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABERDEEN INDIA FD INC | 454089103 | COM | 4,775 | $108,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 4,289 | $108,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 32,052 | $108,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 5,600 | $108,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,472 | $107,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,001 | $107,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 3,215 | $107,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 7,901 | $107,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 6,543 | $107,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 19,181 | $107,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 6,812 | $107,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 9,776 | $107,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,772 | $106,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,526 | $106,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,984 | $106,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 3,856 | $106,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,406 | $105,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,348 | $105,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,510 | $105,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 9,352 | $105,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 7,297 | $105,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,100 | $105,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 7,981 | $105,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 3,303 | $105,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,225 | $104,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 5,141 | $104,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,827 | $104,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,482 | $104,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 574 | $104,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 28,809 | $104,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,177 | $104,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,309 | $104,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,182 | $104,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 2,314 | $104,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,796 | $103,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,658 | $103,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,814 | $103,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,900 | $103,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,750 | $103,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 2,730 | $103,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 6,003 | $103,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 9,203 | $102,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,904 | $102,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 8,175 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 5,089 | $102,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 2,303 | $102,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 107,000 | $102,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,962 | $101,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,421 | $101,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,664 | $101,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 7,229 | $101,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 26,511 | $101,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 4,700 | $101,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 10,000 | $101,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,488 | $100,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 5,389 | $100,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,109 | $100,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,966 | $100,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 2,217 | $100,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,003 | $100,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,819 | $100,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 7,175 | $100,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 27,699 | $100,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 19,600 | $100,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,115 | $99,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,760 | $99,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 22,172 | $99,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 780 | $99,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,114 | $99,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,592 | $99,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 5,913 | $99,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,760 | $99,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 3,058 | $99,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,222 | $99,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 3,385 | $99,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,490 | $98,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 6,263 | $98,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,268 | $98,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,714 | $98,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 2,883 | $98,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 7,500 | $98,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 6,296 | $98,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,554 | $97,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,192 | $97,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 41,696 | $97,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1,310 | $97,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,894 | $96,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,413 | $96,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 287 | $96,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 47,698 | $96,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 5,577 | $96,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,803 | $95,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 5,154 | $95,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 4,578 | $95,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 7,233 | $95,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 57,647 | $95,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,411 | $95,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 3,637 | $95,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 2,044 | $95,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 5,525 | $95,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 5,209 | $95,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 6,829 | $94,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 7,344 | $94,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,336 | $94,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,030 | $94,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 24,762 | $94,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 6,902 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 2,414 | $94,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 3,682 | $94,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,018 | $93,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,031 | $93,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 756 | $93,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,317 | $93,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,338 | $93,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,776 | $93,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2,187 | $93,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,207 | $93,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 3,480 | $93,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,249 | $93,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,139 | $93,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 5,966 | $93,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 3,252 | $93,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 26,000 | $93,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 6,848 | $92,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 706 | $92,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,834 | $92,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,600 | $92,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,919 | $92,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,539 | $92,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,667 | $92,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 3,714 | $92,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,533 | $91,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,512 | $91,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,155 | $91,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 3,181 | $91,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 4,544 | $91,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,511 | $91,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 4,528 | $91,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 8,390 | $90,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 3,451 | $90,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 6,311 | $90,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 9,447 | $90,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 8,272 | $90,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 77,142 | $90,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 6,000 | $90,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,758 | $89,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,028 | $88,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,045 | $88,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 3,083 | $88,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,391 | $88,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 8,750 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,831 | $88,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,006 | $88,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 11,961 | $88,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 5,682 | $88,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,111 | $87,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,143 | $87,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,529 | $87,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,916 | $87,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,534 | $87,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 5,475 | $87,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 30,267 | $87,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9,607 | $87,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,766 | $87,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,000 | $87,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 3,110 | $87,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,747 | $86,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,811 | $86,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,465 | $86,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,012 | $86,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,932 | $86,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 8,386 | $86,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 6,950 | $86,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,131 | $86,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,272 | $86,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,310 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 6,077 | $85,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,737 | $85,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,897 | $85,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 4,118 | $85,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 6,892 | $85,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 63,783 | $85,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 6,422 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 2,533 | $85,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,229 | $84,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,364 | $84,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,533 | $84,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 772 | $84,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 16,535 | $84,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,663 | $84,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 6,822 | $84,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 764 | $84,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 6,124 | $84,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 13,392 | $84,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $84,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,717 | $84,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,468 | $83,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,105 | $83,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 22,999 | $83,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 52,767 | $83,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 2,846 | $83,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 3,281 | $83,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 2,429 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $83,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,766 | $82,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,773 | $82,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,923 | $82,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,589 | $82,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 13,443 | $82,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,207 | $82,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,663 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2,224 | $82,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 5,735 | $82,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 21,850 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,186 | $81,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 5,140 | $81,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 4,330 | $81,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 4,233 | $81,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,337 | $81,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,335 | $81,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 2,522 | $81,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 9,332 | $81,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 3,117 | $81,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,992 | $80,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,857 | $80,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,446 | $80,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,509 | $80,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,056 | $80,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,589 | $80,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,084 | $80,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 6,500 | $80,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,591 | $80,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 3,500 | $80,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 2,678 | $80,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,626 | $79,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 670 | $79,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,666 | $79,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 4,247 | $79,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,783 | $79,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,693 | $79,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 5,470 | $79,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,623 | $79,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,706 | $79,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 504 | $78,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 5,677 | $78,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,280 | $78,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,064 | $78,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 72 | $78,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,650 | $78,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,038 | $78,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,959 | $78,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 2,736 | $78,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 2,115 | $78,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 3,988 | $78,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 975 | $77,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 4,334 | $77,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,168 | $77,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,627 | $77,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 478 | $77,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 5,633 | $77,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,400 | $77,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 1,215 | $77,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 2,431 | $77,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 9,069 | $77,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,063 | $77,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 3,000 | $77,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4,448 | $76,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 3,808 | $76,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,253 | $76,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 5,000 | $76,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 109,800 | $76,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,042 | $76,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 2,456 | $76,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 5,558 | $76,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 3,451 | $76,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 14,096 | $75,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,684 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1,330 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,075 | $75,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 4,003 | $75,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 4,300 | $75,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,135 | $75,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 1,576 | $75,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 3,476 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,729 | $74,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,083 | $74,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 816 | $74,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,610 | $74,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,271 | $74,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,883 | $74,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,949 | $73,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,905 | $73,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,181 | $73,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 915 | $73,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 5,096 | $73,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,388 | $73,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 6,379 | $73,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,916 | $73,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,500 | $73,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 5,516 | $73,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 3,923 | $73,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 3,592 | $73,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,575 | $72,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,464 | $72,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,595 | $72,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,122 | $72,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,802 | $72,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 2,212 | $72,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 8,378 | $72,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 19,247 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,489 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 780 | $71,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 3,413 | $71,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 4,750 | $71,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 9,058 | $70,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,049 | $70,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,098 | $70,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 4,345 | $70,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,865 | $70,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 69,462 | $70,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,436 | $70,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 13,665 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 2,275 | $70,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 6,585 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 2,813 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 6,029 | $70,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 7,044 | $70,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 983 | $69,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,024 | $69,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,000 | $69,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,525 | $69,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 4,053 | $69,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 7,018 | $69,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,884 | $69,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,100 | $68,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 905 | $68,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,436 | $68,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 4,576 | $68,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 9,700 | $68,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,698 | $68,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 4,134 | $68,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 441 | $68,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,033 | $68,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 8,102 | $68,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,434 | $68,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 6,548 | $68,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,345 | $68,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 1,775 | $68,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 18,070 | $68,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 842 | $67,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 4,825 | $67,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,166 | $67,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,406 | $67,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,325 | $67,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,688 | $67,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 1,188 | $67,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,381 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,698 | $67,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 7,620 | $67,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 5,710 | $67,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,070 | $67,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,371 | $66,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 20,323 | $66,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,700 | $66,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 829 | $66,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,991 | $66,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 4,670 | $66,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,689 | $66,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,888 | $66,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 4,706 | $66,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 2,189 | $66,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,513 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1,325 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,089 | $66,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 1,616 | $66,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 6,575 | $66,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 1,277 | $66,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,154 | $65,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 746 | $65,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,517 | $65,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,955 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,717 | $65,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 5,745 | $65,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,715 | $65,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 1,402 | $65,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,600 | $64,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 718 | $64,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,662 | $64,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,088 | $64,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 44,060 | $64,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 773 | $64,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 5,625 | $64,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,725 | $63,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,357 | $63,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,483 | $63,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,108 | $63,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 23,372 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 2,397 | $63,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 10,980 | $63,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,543 | $63,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 4,300 | $63,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 3,368 | $63,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 7,157 | $63,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 4,224 | $63,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,038 | $62,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,218 | $62,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 662 | $62,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,772 | $62,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,574 | $62,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 4,443 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,662 | $62,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,233 | $61,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 665 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,342 | $61,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,445 | $61,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,000 | $61,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 8,325 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1,175 | $61,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 17,275 | $61,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,600 | $61,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 4,352 | $61,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 4,524 | $61,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 6,949 | $61,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 3,025 | $61,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,530 | $60,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,014 | $60,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 2,003 | $60,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,613 | $60,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,002 | $60,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 15,475 | $60,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,530 | $60,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,359 | $60,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 4,240 | $60,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,666 | $60,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 43,200 | $60,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 3,103 | $60,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 1,596 | $60,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 3,836 | $60,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 450 | $60,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,460 | $60,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 820 | $59,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 428 | $59,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,811 | $59,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 4,206 | $59,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 4,572 | $59,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 4,328 | $59,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,551 | $59,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 2,500 | $59,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,800 | $59,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,839 | $59,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 9,419 | $59,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 2,405 | $58,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 3,769 | $58,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 5,221 | $58,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 1,614 | $58,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 6,929 | $58,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 4,303 | $58,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 574 | $57,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,649 | $57,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,773 | $57,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 2,352 | $57,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,200 | $57,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,889 | $57,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 506 | $57,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 481 | $57,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 5,254 | $57,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 4,104 | $57,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 2,416 | $57,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 6,592 | $56,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,835 | $56,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 839 | $56,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,844 | $56,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 11,640 | $56,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,180 | $56,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,850 | $56,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 594 | $56,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,074 | $56,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 3,803 | $56,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,430 | $56,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,347 | $56,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 881 | $56,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,500 | $56,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,204 | $56,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 5,821 | $55,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,762 | $55,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 2,757 | $55,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,146 | $55,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,425 | $55,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 889 | $55,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,600 | $55,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,648 | $55,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 2,953 | $55,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,600 | $55,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 3,132 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 2,315 | $55,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,280 | $55,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 28,300 | $55,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4,667 | $54,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 3,120 | $54,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 486 | $54,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-082493 | this filing | 2016-02-16 | acceptance time not in the bulk data set |