13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,856 holding rows worth $5,409,379,000.
- Accession
- 0001144204-16-082493
- Filer
- CIK 1029730
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 10,956 entries on the cover page, a total value of $5,409,379,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,409,379,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,740 | $225,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,563 | $225,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 153,375 | $225,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,647 | $224,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 5,953 | $224,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,652 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 3,960 | $223,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,542 | $222,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 12,008 | $222,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,330 | $222,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 14,860 | $221,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,652 | $220,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 7,845 | $220,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 6,390 | $220,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 6,564 | $219,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,809 | $219,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,908 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,629 | $219,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,002 | $219,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 2,009 | $219,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2,197 | $218,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 8,569 | $218,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,088 | $218,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,910 | $218,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 15,516 | $218,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 14,711 | $218,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 20,737 | $218,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,001 | $217,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 21,834 | $217,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 19,137 | $216,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,502 | $216,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 11,809 | $216,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,117 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,687 | $215,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 7,931 | $215,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,706 | $215,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 9,892 | $214,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 11,614 | $214,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 16,895 | $214,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,717 | $214,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 8,975 | $213,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,140 | $212,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,247 | $212,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 11,675 | $212,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 14,181 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,703 | $211,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 5,250 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 17,260 | $210,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 4,975 | $209,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,995 | $209,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,949 | $209,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 12,433 | $208,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 15,962 | $208,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 15,926 | $208,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,838 | $207,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,467 | $207,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,551 | $207,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 24,054 | $207,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,656 | $206,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 9,909 | $206,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 7,977 | $206,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 44,084 | $206,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 47,126 | $205,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,776 | $204,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 7,982 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 8,798 | $204,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 13,928 | $204,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,271 | $203,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,352 | $203,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,863 | $203,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 10,346 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,661 | $202,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 17,410 | $202,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 18,304 | $202,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,659 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,688 | $200,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,900 | $200,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,479 | $200,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,290 | $200,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 18,854 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,865 | $199,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,732 | $199,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 11,042 | $199,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 35,744 | $199,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 42,008 | $199,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 8,459 | $199,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,704 | $198,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 25,000 | $198,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 4,681 | $198,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 88,659 | $198,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,306 | $198,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 6,585 | $198,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 8,009 | $198,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 201,000 | $198,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,640 | $197,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 17,751 | $197,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 5,524 | $197,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 8,160 | $196,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 4,805 | $196,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 7,301 | $196,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 13,334 | $196,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6,246 | $195,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,951 | $195,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,259 | $194,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,625 | $193,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,923 | $193,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 34,091 | $193,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 7,728 | $193,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,247 | $192,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,645 | $192,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 9,371 | $192,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 13,946 | $192,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 4,197 | $191,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,193 | $190,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 16,889 | $190,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,693 | $190,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 1,488 | $190,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 13,402 | $190,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 19,452 | $190,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,622 | $189,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,381 | $189,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 12,598 | $189,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,402 | $189,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,206 | $188,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,855 | $188,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,185 | $188,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 2,901 | $188,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,569 | $187,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,572 | $187,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,567 | $187,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 2,022 | $187,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,252 | $187,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 16,280 | $187,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 20,000 | $186,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,108 | $186,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 7,190 | $186,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 3,670 | $186,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,113 | $185,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,231 | $185,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,062 | $184,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 34,472 | $184,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 16,901 | $184,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 3,974 | $184,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,060 | $184,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 14,797 | $183,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 14,081 | $183,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 8,442 | $183,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,884 | $183,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 7,990 | $183,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 8,789 | $182,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6,722 | $182,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,109 | $181,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,241 | $181,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,500 | $181,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 7,147 | $181,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,267 | $180,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,837 | $180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,514 | $180,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 21,083 | $180,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,342 | $179,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,514 | $179,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 5,848 | $179,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 6,250 | $178,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,835 | $178,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 75,713 | $178,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,294 | $177,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,867 | $177,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,385 | $177,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,293 | $176,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 8,238 | $175,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,081 | $174,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 5,887 | $174,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 7,224 | $174,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 6,600 | $174,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 9,263 | $173,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 1,780 | $173,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,741 | $172,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,735 | $172,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,204 | $172,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,727 | $171,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 2,203 | $171,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 7,333 | $170,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,250 | $170,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,747 | $170,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 230 | $169,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 22,407 | $169,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 10,453 | $169,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 6,209 | $169,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,139 | $169,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 2,768 | $168,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 4,155 | $168,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 7,042 | $168,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 12,442 | $168,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 7,070 | $168,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 144 | $167,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,650 | $167,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 7,231 | $167,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 5,796 | $167,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,496 | $166,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,073 | $166,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,095 | $166,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 7,929 | $166,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 8,772 | $166,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,252 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,021 | $165,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 28,850 | $165,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 6,988 | $165,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 3,746 | $165,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 8,259 | $165,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,296 | $164,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,746 | $164,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,166 | $164,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 3,970 | $164,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,158 | $163,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,031 | $163,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 12,053 | $163,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 11,431 | $163,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,317 | $163,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,090 | $163,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 13,220 | $163,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 3,395 | $163,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 38,888 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,132 | $162,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 85,335 | $162,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 3,215 | $162,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 7,084 | $162,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,214 | $161,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,611 | $161,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,331 | $161,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,674 | $161,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 7,099 | $161,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,395 | $161,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 5,548 | $160,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,245 | $160,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 7,000 | $160,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 10,915 | $159,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 1,555 | $159,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,969 | $159,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 4,186 | $159,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 784 | $158,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 14,600 | $158,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,806 | $158,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 3,316 | $158,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 6,518 | $158,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,033 | $157,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,143 | $157,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 9,463 | $157,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,188 | $157,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 8,205 | $156,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,778 | $156,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 3,130 | $156,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,124 | $156,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,310 | $155,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,332 | $155,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,979 | $155,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,674 | $155,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,524 | $155,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,689 | $154,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 15,099 | $154,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 5,853 | $154,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 121,892 | $154,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,554 | $153,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,207 | $153,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,714 | $153,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 44,881 | $153,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,958 | $152,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,400 | $152,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,547 | $152,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 2,098 | $152,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,480 | $151,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,423 | $151,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 947 | $151,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 27,341 | $151,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,983 | $151,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 68,335 | $151,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 22,455 | $151,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,780 | $150,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 14,345 | $150,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,044 | $149,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,061 | $149,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,909 | $149,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,572 | $149,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 10,414 | $149,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 13,000 | $149,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 145,000 | $149,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,424 | $148,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,966 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 3,576 | $148,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 6,899 | $148,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 3,475 | $148,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 6,093 | $148,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,571 | $147,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,917 | $147,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,234 | $147,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,179 | $147,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 5,259 | $147,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,876 | $147,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,028 | $147,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,459 | $147,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 5,085 | $147,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,594 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,177 | $146,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 6,127 | $146,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,278 | $145,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 25,500 | $145,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 7,111 | $145,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 710 | $144,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 13,789 | $143,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,924 | $143,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 7,532 | $143,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 29,420 | $142,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 2,176 | $142,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 10,083 | $142,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 25,823 | $142,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 138,023 | $142,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,676 | $141,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,741 | $141,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,361 | $141,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 13,956 | $141,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 9,153 | $141,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,252 | $141,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,585 | $140,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,400 | $139,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 5,271 | $139,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,892 | $139,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,063 | $139,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 8,941 | $139,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 11,282 | $139,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 14,053 | $139,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 21,500 | $139,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 11,390 | $139,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 35,225 | $139,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3,414 | $139,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 4,334 | $139,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 5,106 | $139,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 5,814 | $138,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,113 | $138,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 2,329 | $138,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 3,128 | $138,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,633 | $137,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,221 | $137,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,832 | $137,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 6,550 | $137,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 9,800 | $136,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 6,357 | $136,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,757 | $136,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 17,661 | $136,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 17,213 | $136,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5,618 | $136,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 4,209 | $136,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 57,947 | $136,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,201 | $135,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,126 | $135,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,755 | $135,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,496 | $135,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 19,278 | $135,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,131 | $135,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 9,925 | $134,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,200 | $134,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 3,705 | $134,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 5,246 | $133,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,186 | $133,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 15,000 | $133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 4,940 | $133,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,604 | $132,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 15,724 | $132,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 5,669 | $132,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 9,650 | $131,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,237 | $131,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 2,439 | $131,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,103 | $131,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 4,501 | $131,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,587 | $130,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,949 | $130,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 7,174 | $130,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 133,000 | $130,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,819 | $129,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 2,874 | $129,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 5,118 | $129,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 16,459 | $129,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,408 | $129,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 42,175 | $129,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 12,241 | $129,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,124 | $128,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 3,118 | $128,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,167 | $128,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 7,369 | $128,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 8,621 | $128,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 9,459 | $127,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 15,159 | $127,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 9,008 | $127,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 13,960 | $127,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 4,158 | $127,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,009 | $126,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,030 | $126,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 2,430 | $126,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,902 | $126,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 7,992 | $126,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 6,678 | $126,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 10,369 | $126,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,335 | $125,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,159 | $125,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,705 | $125,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 640 | $125,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 125,000 | $125,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 2,579 | $125,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 9,836 | $125,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,946 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 2,075 | $124,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 9,238 | $124,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 4,576 | $124,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,806 | $123,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,241 | $123,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 3,951 | $123,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,987 | $123,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 4,974 | $123,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,560 | $122,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,895 | $122,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,746 | $122,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 4,202 | $122,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,778 | $122,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,222 | $121,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,827 | $121,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 6,100 | $121,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 8,030 | $121,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,830 | $120,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,923 | $120,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,678 | $120,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 803 | $120,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,463 | $120,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,500 | $120,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 4,741 | $119,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,603 | $119,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,986 | $119,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,370 | $119,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 8,720 | $119,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,908 | $119,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 17,302 | $119,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,330 | $118,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 6,792 | $118,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 7,500 | $118,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,450 | $117,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 7,693 | $117,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 8,560 | $117,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 3,485 | $117,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,769 | $116,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,136 | $116,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 18,591 | $116,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 3,464 | $116,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 7,759 | $116,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,979 | $115,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 966 | $115,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,155 | $115,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 625 | $115,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $115,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 6,158 | $115,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 50,000 | $115,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 24,900 | $114,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 27,019 | $114,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,019 | $114,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 8,388 | $114,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,974 | $114,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 5,364 | $114,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,461 | $113,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,572 | $113,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,823 | $113,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 156 | $113,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,183 | $113,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 2,745 | $113,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,631 | $113,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,253 | $113,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 3,237 | $112,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,705 | $112,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,952 | $112,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 2,009 | $112,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 1,251 | $112,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,686 | $111,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,327 | $111,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,123 | $111,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,001 | $111,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 15,072 | $111,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,841 | $111,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,249 | $111,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 591 | $111,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,263 | $110,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 4,181 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 6,870 | $110,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 2,194 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,907 | $110,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 3,033 | $110,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,734 | $109,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 768 | $109,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,224 | $109,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,695 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,580 | $109,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 5,132 | $109,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 6,140 | $109,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 3,315 | $109,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 16,000 | $109,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 2,470 | $109,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-082493 | this filing | 2016-02-16 | acceptance time not in the bulk data set |