13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 4,771 holding rows worth $4,848,773,000.
- Accession
- 0001144204-15-066017
- Filer
- CIK 1029730
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,803 entries on the cover page, a total value of $4,848,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,848,773,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FEDERATED HERMES INC CL B | 314211103 | Stock | 3,416 | $99,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,537 | $99,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,077 | $99,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 112,400 | $99,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,312 | $99,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,827 | $98,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,194 | $98,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 25,199 | $98,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,325 | $98,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,990 | $98,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,079 | $98,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 4,051 | $98,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 2,014 | $98,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 5,122 | $98,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,361 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,525 | $97,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,006 | $97,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,825 | $97,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 4,541 | $97,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 2,007 | $97,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 4,061 | $97,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 2,400 | $97,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 546 | $96,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 5,615 | $96,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 811 | $96,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 7,094 | $96,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 21,500 | $96,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 7,648 | $96,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 4,948 | $96,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,623 | $96,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 7,009 | $96,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,000 | $96,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,046 | $95,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,583 | $95,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 1,121 | $95,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 7,070 | $95,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,642 | $95,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 8,367 | $95,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 14,755 | $95,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,612 | $94,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 22,176 | $94,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 3,513 | $94,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,669 | $94,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,664 | $94,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,510 | $94,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,547 | $93,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,031 | $93,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,614 | $93,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 7,222 | $93,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 41,048 | $93,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 3,117 | $93,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,052 | $92,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,338 | $92,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 4,892 | $92,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,684 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2,553 | $92,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 3,063 | $92,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,535 | $91,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,831 | $91,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 14,924 | $91,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,359 | $91,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,746 | $91,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 5,368 | $91,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 3,954 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $91,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,210 | $90,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 45,622 | $90,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,961 | $90,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 2,020 | $90,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 17,000 | $90,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 6,848 | $89,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 8,750 | $89,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,073 | $89,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 9,579 | $89,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,221 | $88,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,928 | $88,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 6,250 | $88,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,006 | $88,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 4,840 | $88,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 3,941 | $88,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 6,339 | $88,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 8,578 | $88,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 20,900 | $88,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 725 | $88,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,699 | $87,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,672 | $87,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,722 | $87,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 5,958 | $87,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 2,582 | $87,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 2,998 | $87,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,140 | $86,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 5,975 | $86,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9,480 | $86,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 27,714 | $86,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 6,641 | $86,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 4,137 | $85,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 6,703 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,335 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $85,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 1,075 | $85,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 7,992 | $85,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 30,420 | $84,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 6,467 | $84,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,450 | $84,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,638 | $84,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 15,064 | $84,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 5,100 | $84,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 2,479 | $84,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 6,418 | $84,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 12,622 | $84,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 9,641 | $84,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 8,674 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 2,132 | $84,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 3,287 | $84,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,346 | $83,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 292 | $83,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,604 | $83,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,276 | $83,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,873 | $83,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 3,173 | $83,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 2,601 | $83,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,310 | $83,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 3,445 | $83,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 5,773 | $82,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 6,500 | $82,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,394 | $82,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,825 | $82,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,201 | $82,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,279 | $82,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,210 | $82,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 97,498 | $82,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 100,874 | $82,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,275 | $81,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,764 | $81,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,533 | $81,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,600 | $81,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,837 | $81,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 4,179 | $81,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 8,503 | $81,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 79,692 | $81,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,022 | $80,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,487 | $80,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,370 | $80,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,124 | $80,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 2,700 | $80,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 6,745 | $80,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,675 | $80,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,087 | $80,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 12,582 | $80,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,944 | $80,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 7,784 | $80,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 856 | $80,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 10,629 | $80,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 4,731 | $79,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 874 | $79,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 22,050 | $79,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 10,413 | $79,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 3,443 | $79,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 5,085 | $79,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 5,875 | $79,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,998 | $79,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 55,723 | $79,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 953 | $78,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,514 | $78,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,766 | $78,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 72 | $78,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,964 | $78,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,668 | $78,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,174 | $78,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,400 | $78,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 8,976 | $78,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 392 | $77,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,158 | $77,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,897 | $77,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 6,270 | $77,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,587 | $77,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 5,735 | $77,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 745 | $77,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,385 | $77,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,772 | $77,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 2,429 | $77,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 3,300 | $77,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 1,542 | $76,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 1,331 | $76,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 3,000 | $76,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,695 | $75,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,933 | $75,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,082 | $75,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,234 | $75,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,933 | $75,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,356 | $75,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,818 | $75,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,205 | $75,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 1,226 | $75,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,600 | $75,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,880 | $74,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,519 | $74,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,041 | $74,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,154 | $74,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,939 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,704 | $74,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,044 | $74,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,525 | $74,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 9,069 | $74,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 3,592 | $74,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,024 | $73,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,104 | $73,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,094 | $73,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,418 | $73,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,844 | $73,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,373 | $73,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,665 | $73,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,708 | $73,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,780 | $73,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 4,403 | $73,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,380 | $73,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,063 | $73,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 6,745 | $73,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4,767 | $72,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,553 | $72,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 5,422 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1,232 | $72,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,641 | $72,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,406 | $72,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,533 | $72,000 | thousands by filing date | |
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| NEWELL BRANDS INC COM | 651229106 | Stock | 1,797 | $71,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 790 | $71,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 895 | $71,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 4,533 | $71,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 4,192 | $71,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,386 | $71,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 4,746 | $71,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,560 | $71,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,411 | $71,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,300 | $71,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,032 | $71,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 5,011 | $71,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 3,000 | $71,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 2,425 | $71,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 10,264 | $71,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,947 | $70,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,200 | $70,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 667 | $70,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,856 | $70,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 10,922 | $70,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 7,012 | $70,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 7,078 | $70,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 6,471 | $70,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 16,569 | $70,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,210 | $69,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,073 | $69,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 3,948 | $69,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,681 | $69,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 891 | $69,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 3,400 | $69,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,579 | $69,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 4,398 | $69,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 938 | $69,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,038 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,185 | $69,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,753 | $69,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,800 | $69,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,053 | $69,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 714 | $68,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 922 | $68,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 4,314 | $68,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,353 | $68,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,385 | $68,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,943 | $68,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,725 | $68,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 5,217 | $68,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 3,308 | $68,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 41,550 | $67,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 849 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,508 | $67,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 3,941 | $67,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 5,036 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 2,275 | $67,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 892 | $66,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,574 | $66,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,525 | $66,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,959 | $66,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,846 | $66,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 26,711 | $66,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,154 | $65,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 911 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,548 | $65,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 3,408 | $65,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,048 | $65,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 661 | $65,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 8,655 | $65,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,912 | $65,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,165 | $65,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 4,500 | $65,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 3,609 | $65,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 10,136 | $64,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 999 | $64,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,305 | $64,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 21 | $64,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,793 | $64,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,000 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,348 | $64,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 4,237 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,533 | $64,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 6,100 | $64,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 2,004 | $64,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,381 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,440 | $64,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 7,951 | $64,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 4,303 | $64,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 3,512 | $63,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,406 | $63,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,002 | $63,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,460 | $63,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,511 | $63,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 6,163 | $63,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 1,274 | $63,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,775 | $63,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 3,277 | $63,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 2,428 | $63,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,477 | $63,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,345 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,648 | $63,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,905 | $62,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 7,480 | $62,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,150 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1,307 | $62,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 2,828 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,805 | $62,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 394 | $61,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 497 | $61,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 460 | $61,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 4,300 | $61,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,098 | $61,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 5,000 | $61,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,554 | $61,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,600 | $61,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,750 | $61,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,502 | $60,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 4,160 | $60,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 4,249 | $60,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,416 | $60,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 4,801 | $60,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 10,786 | $60,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 4,300 | $60,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 677 | $60,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 9,399 | $60,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,569 | $60,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,632 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 4,181 | $60,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 10,965 | $60,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 2,881 | $60,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,349 | $60,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 7,115 | $60,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 729 | $59,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,942 | $59,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,136 | $59,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 8,325 | $59,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,756 | $59,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 2,039 | $59,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 6,429 | $59,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 450 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,225 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 725 | $58,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 429 | $58,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 2,009 | $58,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,983 | $58,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 3,611 | $58,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 4,496 | $58,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 3,177 | $57,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,261 | $57,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 4,328 | $57,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 8,846 | $57,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 496 | $57,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 4,390 | $57,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 3,280 | $57,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,839 | $57,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 4,224 | $57,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,888 | $56,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,762 | $56,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 476 | $56,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,423 | $56,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,563 | $56,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 478 | $56,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 24,372 | $56,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 4,400 | $56,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 3,830 | $56,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7,524 | $56,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 4,851 | $56,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 3,408 | $56,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,098 | $55,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,012 | $55,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,425 | $55,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,492 | $55,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,400 | $55,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 2,227 | $55,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 943 | $55,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 512 | $55,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 3,803 | $55,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,639 | $55,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 2,177 | $55,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 34,034 | $55,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 780 | $54,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 7,124 | $54,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,858 | $54,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,146 | $54,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 976 | $54,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 6,655 | $54,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 3,900 | $54,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 709 | $54,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,529 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,400 | $54,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 29,178 | $54,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,633 | $54,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 5,629 | $54,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 5,265 | $54,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 119,202 | $54,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 1,368 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 2,317 | $54,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 802 | $53,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 446 | $53,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,950 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,703 | $53,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,964 | $53,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,630 | $53,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 5,000 | $53,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 1,476 | $53,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 654 | $53,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 21,600 | $53,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 572 | $52,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 767 | $52,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,443 | $52,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,020 | $52,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,864 | $52,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,545 | $52,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,200 | $52,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 590 | $52,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,013 | $52,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,500 | $52,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 2,646 | $52,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 4,260 | $52,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,638 | $52,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 1,075 | $52,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 908 | $52,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 20,960 | $52,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,456 | $52,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 6,450 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,656 | $52,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 76,759 | $52,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 1,489 | $52,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,114 | $51,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 931 | $51,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 976 | $51,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,112 | $51,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,731 | $51,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,872 | $51,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,600 | $51,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 15,792 | $51,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,579 | $51,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 15,385 | $51,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 150,715 | $51,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 775 | $50,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,555 | $50,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,303 | $50,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,918 | $50,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 839 | $50,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,338 | $50,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,050 | $50,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,808 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 760 | $50,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 539 | $50,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,850 | $50,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 5,273 | $50,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,647 | $50,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 4,010 | $50,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 4,633 | $50,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 4,215 | $50,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 774 | $49,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,585 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,631 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,973 | $49,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 5,134 | $49,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,056 | $49,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,182 | $49,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,943 | $49,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,536 | $49,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 341 | $49,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 7,092 | $49,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,752 | $49,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 907 | $49,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 3,696 | $49,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,680 | $49,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 1,860 | $49,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 614 | $48,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,520 | $48,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,586 | $48,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,760 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-066017 | this filing | 2015-11-16 | acceptance time not in the bulk data set |