13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 4,771 holding rows worth $4,848,773,000.
- Accession
- 0001144204-15-066017
- Filer
- CIK 1029730
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,803 entries on the cover page, a total value of $4,848,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,848,773,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RR DONNELLEY + SONS CO | 257867101 | COM | 13,350 | $195,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 748 | $194,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,708 | $194,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,481 | $194,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,404 | $194,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 38,500 | $194,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,649 | $194,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,872 | $193,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,387 | $193,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 18,998 | $193,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 7,672 | $193,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,733 | $192,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 11,790 | $192,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 1,637 | $192,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 2,772 | $192,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,055 | $191,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 11,071 | $191,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,885 | $191,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 3,094 | $191,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 16,317 | $190,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,394 | $189,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 7,159 | $189,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,193 | $188,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,451 | $188,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,231 | $188,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 79,133 | $188,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,095 | $188,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 9,983 | $187,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,355 | $187,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 68,335 | $187,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 8,909 | $187,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 7,447 | $187,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 7,561 | $186,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,645 | $186,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 25,290 | $186,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,457 | $185,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 8,177 | $185,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 6,860 | $185,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,846 | $184,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,849 | $184,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,942 | $182,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 14,731 | $182,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 22,120 | $182,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 7,982 | $182,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 5,526 | $181,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,645 | $180,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6,673 | $180,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,099 | $180,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 10,825 | $180,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,143 | $179,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,485 | $179,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,750 | $179,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,028 | $179,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 7,872 | $179,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,127 | $179,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,942 | $178,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 31,339 | $178,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,679 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 13,156 | $178,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 17,247 | $178,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,159 | $178,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,995 | $178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 6,993 | $178,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 18,158 | $177,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 7,907 | $177,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 4,704 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,472 | $176,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,760 | $176,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,379 | $176,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 12,208 | $176,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,866 | $176,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,616 | $175,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 38,065 | $175,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,559 | $175,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,012 | $175,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 19,945 | $175,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,591 | $175,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,915 | $174,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,669 | $174,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 11,190 | $174,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 2,415 | $173,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,413 | $173,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,931 | $173,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 12,442 | $173,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,243 | $173,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 10,997 | $172,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 30,135 | $172,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,141 | $171,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,443 | $171,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,489 | $171,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 10,703 | $171,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 7,722 | $171,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,108 | $171,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 7,428 | $171,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,232 | $171,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 9,783 | $170,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,433 | $170,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,344 | $170,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 29,000 | $170,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 210 | $169,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,278 | $169,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,184 | $169,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,199 | $168,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,854 | $168,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 9,115 | $168,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 9,708 | $167,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 21,720 | $167,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 28,850 | $167,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 11,681 | $167,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,324 | $166,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,123 | $166,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 23,943 | $166,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,414 | $166,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 11,901 | $166,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 29,000 | $166,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 4,469 | $165,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 27,936 | $165,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 11,334 | $165,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 6,625 | $165,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 6,138 | $165,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 7,000 | $165,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,638 | $164,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 15,905 | $164,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 6,788 | $164,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 11,915 | $164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,810 | $164,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 16,690 | $164,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 12,699 | $164,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,988 | $163,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 2,992 | $163,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,024 | $163,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,252 | $163,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,777 | $163,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 16,177 | $163,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,171 | $163,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,084 | $162,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,851 | $162,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 6,955 | $161,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,058 | $161,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 3,618 | $161,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 11,205 | $161,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,392 | $160,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,847 | $160,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 8,319 | $160,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 7,977 | $160,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,972 | $159,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 15,093 | $159,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 3,807 | $159,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 25,887 | $159,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,574 | $158,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,902 | $158,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,650 | $158,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 12,538 | $158,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 17,601 | $158,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 3,988 | $158,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 38,888 | $158,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,423 | $157,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,794 | $157,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,409 | $157,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,317 | $157,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 6,691 | $157,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 3,395 | $157,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,641 | $156,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 905 | $156,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 7,651 | $156,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 27,254 | $156,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 6,826 | $156,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 5,991 | $156,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 154,000 | $156,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 156,000 | $156,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,987 | $155,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 9,942 | $155,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 734 | $155,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 9,069 | $155,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 5,239 | $155,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 47,568 | $155,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 6,507 | $155,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 901 | $154,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,700 | $154,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,887 | $154,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,993 | $154,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 7,238 | $154,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 5,043 | $154,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 6,816 | $153,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 9,392 | $153,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,059 | $153,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,533 | $153,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,765 | $153,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 9,338 | $153,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,153 | $153,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 7,462 | $153,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,801 | $152,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 25,890 | $152,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 6,730 | $152,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 138,023 | $152,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,415 | $151,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 5,900 | $151,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,923 | $151,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,909 | $151,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,660 | $151,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,667 | $150,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,955 | $150,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,147 | $150,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 5,305 | $150,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 5,800 | $150,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 127 | $149,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,644 | $149,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,874 | $149,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,133 | $148,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,780 | $148,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,310 | $148,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 22,892 | $148,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 7,905 | $148,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 3,739 | $148,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,123 | $148,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,212 | $147,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 6,403 | $147,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 715 | $147,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,034 | $147,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 8,386 | $146,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 21,749 | $146,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,223 | $146,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,203 | $145,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,090 | $145,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 5,468 | $145,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,285 | $145,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 8,661 | $144,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,111 | $144,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 4,869 | $144,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,905 | $144,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 31,894 | $144,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 15,000 | $144,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 24,200 | $143,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,097 | $143,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,986 | $143,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 7,466 | $143,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 3,143 | $143,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,477 | $142,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 1,906 | $142,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,139 | $141,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,570 | $141,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 18,780 | $141,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,864 | $141,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 44,060 | $141,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 15,363 | $141,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 9,244 | $141,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,684 | $140,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,240 | $140,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 20,067 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,900 | $140,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,337 | $140,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 9,742 | $140,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 4,209 | $139,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 4,214 | $139,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 3,237 | $138,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,973 | $138,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,615 | $138,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 9,308 | $138,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,412 | $137,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 8,347 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 3,576 | $137,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 2,176 | $137,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 6,550 | $137,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,478 | $136,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,572 | $136,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 48,624 | $136,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 6,312 | $135,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 4,737 | $135,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,226 | $135,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 13,830 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 3,870 | $135,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 8,922 | $135,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 7,125 | $135,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 13,136 | $135,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,139 | $134,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,807 | $134,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,341 | $134,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 4,920 | $134,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,655 | $134,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 7,146 | $134,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 5,866 | $134,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,865 | $134,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 4,488 | $134,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 9,551 | $134,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 11,044 | $134,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,876 | $133,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 5,483 | $133,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,060 | $133,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 4,075 | $133,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 6,357 | $132,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 26,034 | $132,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 5,000 | $132,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 2,821 | $132,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,480 | $131,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 6,406 | $131,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 94,100 | $131,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,540 | $130,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 784 | $130,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 8,290 | $130,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 1,722 | $130,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 2,559 | $130,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,686 | $130,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 4,615 | $130,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,274 | $129,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 3,561 | $129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 2,438 | $129,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 9,583 | $129,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,196 | $129,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 5,515 | $128,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 4,520 | $128,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,149 | $128,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,956 | $128,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,733 | $128,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 51,210 | $128,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 3,079 | $128,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 8,600 | $128,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,682 | $128,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,718 | $127,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 8,030 | $127,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 9,935 | $126,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 30,712 | $126,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,818 | $125,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,508 | $125,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,630 | $125,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,729 | $125,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 16,586 | $125,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,609 | $124,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 3,952 | $124,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,574 | $123,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 48,891 | $123,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 2,255 | $123,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 3,463 | $123,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,140 | $122,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 6,326 | $122,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 8,704 | $122,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,795 | $122,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,862 | $122,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,167 | $122,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 3,195 | $122,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 12,592 | $122,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 5,489 | $122,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,696 | $121,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 3,718 | $121,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,496 | $121,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 7,702 | $121,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,000 | $121,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 6,246 | $121,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 9,433 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,888 | $120,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,300 | $120,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 3,231 | $120,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 3,376 | $120,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 8,388 | $120,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,810 | $120,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 3,852 | $120,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 123,000 | $120,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,347 | $119,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,976 | $119,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 869 | $119,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,050 | $119,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,040 | $119,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,311 | $119,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 26,410 | $119,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 44,147 | $119,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,867 | $119,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 8,000 | $119,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,106 | $118,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,337 | $118,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5,592 | $117,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,950 | $117,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 9,333 | $117,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,463 | $117,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 4,700 | $117,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,418 | $116,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,408 | $116,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 16,424 | $116,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 5,328 | $116,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4,705 | $115,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 2,733 | $115,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,097 | $115,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 8,244 | $115,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 5,208 | $115,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 8,621 | $115,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 5,244 | $115,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 23,394 | $114,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 24,982 | $114,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 8,902 | $114,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 4,686 | $114,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 2,688 | $114,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 50,000 | $114,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,636 | $114,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 42,043 | $114,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,189 | $113,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,530 | $113,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,749 | $113,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 152 | $113,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,626 | $113,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 606 | $113,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 11,215 | $113,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 8,888 | $112,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,879 | $112,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,493 | $112,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,388 | $112,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 2,065 | $112,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,051 | $111,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,448 | $111,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 5,642 | $111,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,882 | $111,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,450 | $111,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,693 | $110,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,349 | $110,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,320 | $110,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,790 | $110,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 7,004 | $110,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,579 | $109,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,593 | $109,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,257 | $109,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,235 | $109,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,665 | $109,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,957 | $108,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,610 | $108,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 6,601 | $108,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,000 | $108,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 2,897 | $108,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 2,314 | $108,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 42,069 | $108,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 4,941 | $108,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,746 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,682 | $107,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 8,720 | $107,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 7,506 | $107,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 7,981 | $107,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,487 | $107,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 23,891 | $107,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,207 | $106,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,731 | $106,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,017 | $106,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 550 | $106,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 2,298 | $106,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,955 | $106,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 4,703 | $106,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 3,845 | $106,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,318 | $105,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 22,622 | $105,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 3,407 | $105,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,272 | $105,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,200 | $105,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 6,140 | $105,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 3,961 | $105,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 43,045 | $105,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 38,784 | $105,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,118 | $105,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 3,297 | $104,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 697 | $104,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,580 | $104,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,204 | $104,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,799 | $104,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,525 | $104,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 16,095 | $104,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 197,030 | $104,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 31,167 | $104,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 15,817 | $103,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 768 | $103,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,787 | $103,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 3,097 | $103,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 7,030 | $103,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $103,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,249 | $103,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,222 | $103,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 3,677 | $103,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 107,000 | $103,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,428 | $102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,790 | $102,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 27,012 | $102,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 8,083 | $102,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,259 | $101,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 8,435 | $101,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 5,691 | $101,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 2,512 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,761 | $101,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 20,083 | $101,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,200 | $101,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,140 | $101,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,642 | $101,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,796 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,797 | $100,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 754 | $100,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,402 | $100,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,584 | $100,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 6,964 | $100,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2,192 | $100,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,126 | $100,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,971 | $100,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 971 | $100,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 2,971 | $100,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 16,000 | $100,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 5,200 | $100,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 7,638 | $99,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 954 | $99,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,037 | $99,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-066017 | this filing | 2015-11-16 | acceptance time not in the bulk data set |