13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 4,771 holding rows worth $4,848,773,000.
- Accession
- 0001144204-15-066017
- Filer
- CIK 1029730
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,803 entries on the cover page, a total value of $4,848,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,848,773,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 21,148 | $473,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,300 | $472,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 29,989 | $471,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 72,778 | $471,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 27,162 | $470,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 8,100 | $470,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,614 | $469,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 19,693 | $468,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 15,002 | $468,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 13,739 | $466,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,182 | $465,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 40,915 | $465,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 84,570 | $465,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,476 | $464,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 90,001 | $464,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,907 | $463,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 8,586 | $462,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 10,446 | $461,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 23,324 | $461,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 21,165 | $458,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 43,599 | $457,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,926 | $455,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 57,185 | $452,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,943 | $451,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 24,852 | $451,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 6,290 | $451,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 9,560 | $449,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 16,421 | $449,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 35,356 | $449,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,857 | $448,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 32,999 | $445,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 21,425 | $444,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,171 | $444,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,486 | $443,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 9,130 | $441,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 11,622 | $441,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7,555 | $440,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 20,531 | $437,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 36,513 | $436,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 102,278 | $436,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 11,386 | $435,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 53,678 | $435,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 7,315 | $434,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 8,037 | $434,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 9,515 | $433,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 11,798 | $432,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 12,833 | $432,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 16,687 | $432,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 9,392 | $430,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 5,431 | $429,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 74,017 | $428,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 8,265 | $426,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 40,270 | $426,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 6,159 | $425,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 11,896 | $425,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 30,779 | $424,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 10,524 | $424,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 9,936 | $423,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,601 | $423,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 11,484 | $422,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 15,321 | $421,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,619 | $421,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,047 | $420,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,169 | $420,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 13,128 | $418,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 46,800 | $417,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 14,472 | $417,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,322 | $417,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 18,076 | $417,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 8,487 | $416,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 12,009 | $416,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 17,139 | $416,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 12,870 | $415,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 21,828 | $415,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 14,143 | $413,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,187 | $412,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 48,639 | $412,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 13,996 | $410,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 61,523 | $409,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,094 | $408,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 9,068 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 17,960 | $407,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 17,457 | $405,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 10,715 | $404,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,328 | $404,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 36,293 | $403,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,513 | $403,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 7,179 | $403,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 36,300 | $403,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 15,310 | $402,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 24,980 | $401,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,554 | $401,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,761 | $398,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 3,186 | $398,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,454 | $397,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 7,642 | $396,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,515 | $395,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 32,344 | $393,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 62,653 | $393,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 7,364 | $393,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,485 | $390,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 5,383 | $389,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 46,765 | $389,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 7,772 | $388,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,862 | $387,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 28,049 | $387,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 7,828 | $387,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 4,983 | $387,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 55,877 | $387,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,687 | $385,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 39,925 | $383,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 15,767 | $383,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 18,935 | $382,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 22,207 | $382,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 16,750 | $381,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 10,095 | $380,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 13,304 | $379,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,905 | $375,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 13,898 | $375,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 28,891 | $374,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,375 | $374,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,188 | $373,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,745 | $373,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 24,373 | $373,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 6,888 | $372,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 23,897 | $371,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,151 | $369,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 13,152 | $369,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 52,423 | $369,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 13,429 | $369,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 17,282 | $369,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 14,170 | $368,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 33,722 | $367,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 41,543 | $363,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 30,326 | $363,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 7,239 | $362,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 22,577 | $361,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,665 | $360,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 37,438 | $360,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,715 | $359,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 12,509 | $359,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 20,165 | $359,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 7,827 | $359,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 8,475 | $358,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 13,435 | $357,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 36,100 | $357,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 45,905 | $356,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,162 | $356,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,401 | $355,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 70,964 | $355,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 28,829 | $355,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,278 | $354,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,185 | $354,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 17,812 | $353,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 26,424 | $352,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 10,975 | $351,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 28,285 | $351,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 14,578 | $351,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,891 | $351,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 48,440 | $349,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 8,870 | $347,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 7,080 | $346,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 7,592 | $346,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,474 | $345,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 7,671 | $344,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 29,262 | $344,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 13,530 | $343,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,421 | $342,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 25,483 | $340,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,816 | $339,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,673 | $338,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 18,819 | $338,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 35,987 | $335,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 6,054 | $334,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,883 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 16,033 | $334,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,313 | $334,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,953 | $333,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 11,332 | $333,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 20,653 | $333,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 9,919 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 8,799 | $332,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 6,812 | $332,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 18,450 | $331,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 26,120 | $329,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 9,093 | $329,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 13,569 | $329,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 11,560 | $329,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,287 | $328,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 31,069 | $327,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,622 | $327,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 26,174 | $326,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,254 | $322,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 11,649 | $321,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,523 | $321,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 7,041 | $320,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 8,630 | $320,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 6,484 | $319,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 4,427 | $318,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 15,216 | $318,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,329 | $318,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,112 | $317,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 21,175 | $317,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,743 | $316,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 20,591 | $315,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 14,324 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,069 | $313,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 5,471 | $311,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,281 | $311,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 34,555 | $311,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 24,083 | $311,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 10,302 | $310,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 12,128 | $310,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,159 | $309,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,067 | $309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 5,149 | $309,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 21,042 | $308,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 9,014 | $308,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 27,034 | $307,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 6,255 | $305,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 21,356 | $304,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 9,347 | $304,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 22,242 | $301,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,478 | $301,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 16,000 | $301,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 5,249 | $301,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,054 | $299,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 10,543 | $299,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 13,132 | $298,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 54,499 | $298,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 27,050 | $297,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 5,986 | $296,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 81,006 | $295,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 16,049 | $293,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 8,035 | $292,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,041 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,625 | $291,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,752 | $290,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,688 | $290,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 6,790 | $290,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,757 | $289,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,666 | $289,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 11,360 | $288,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 24,160 | $287,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 11,574 | $287,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 8,656 | $287,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 4,176 | $286,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 29,097 | $286,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,668 | $286,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 20,309 | $286,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 21,278 | $285,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,939 | $284,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 31,334 | $284,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 6,321 | $284,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 12,779 | $283,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 54,308 | $283,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,858 | $282,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 20,591 | $282,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,991 | $281,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 5,777 | $281,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,057 | $280,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 17,538 | $280,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,153 | $279,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,546 | $279,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,787 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 4,002 | $277,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 51,470 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 12,312 | $276,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,415 | $276,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 11,883 | $276,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 8,750 | $274,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,735 | $273,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,454 | $273,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 14,684 | $273,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 8,428 | $273,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 19,127 | $272,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 12,101 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,190 | $271,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,185 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,796 | $270,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,724 | $270,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,927 | $269,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,908 | $268,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 50,578 | $268,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 8,840 | $268,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,861 | $268,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,162 | $268,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 12,750 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 18,610 | $268,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 5,878 | $268,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 6,273 | $267,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 6,161 | $267,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,680 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,044 | $266,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 4,150 | $266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,120 | $266,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,869 | $266,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 5,337 | $265,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,869 | $264,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 21,011 | $264,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 5,214 | $263,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,090 | $263,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 28,442 | $263,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 20,803 | $262,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,598 | $262,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,234 | $261,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,984 | $261,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 14,006 | $261,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 19,261 | $261,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 6,316 | $260,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,685 | $260,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 24,892 | $260,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,477 | $260,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 44,486 | $260,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,331 | $259,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,591 | $259,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,399 | $259,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 5,917 | $258,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 9,629 | $258,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 6,466 | $257,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 11,608 | $256,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,975 | $255,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,190 | $255,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,152 | $254,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,138 | $253,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 10,623 | $253,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,836 | $253,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 20,904 | $253,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 9,849 | $253,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,812 | $252,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,571 | $252,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 6,603 | $252,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 6,434 | $251,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,373 | $250,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 17,740 | $250,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 19,047 | $250,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 8,390 | $249,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,623 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,665 | $248,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 4,666 | $248,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 20,000 | $248,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 13,750 | $247,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,417 | $247,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,575 | $246,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 12,244 | $246,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 15,048 | $246,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,648 | $245,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 2,518 | $245,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,273 | $245,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,734 | $244,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 154,369 | $244,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,499 | $243,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 24,906 | $243,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 23,101 | $243,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 19,362 | $243,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,084 | $242,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 17,818 | $242,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,037 | $241,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,691 | $241,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 6,251 | $240,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,334 | $240,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,563 | $240,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,310 | $239,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,563 | $239,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 12,283 | $239,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 6,173 | $238,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 50,145 | $238,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 187,489 | $238,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,349 | $237,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 11,978 | $237,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,789 | $237,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 11,553 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 5,767 | $236,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 4,356 | $236,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 8,414 | $235,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,626 | $235,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 53,115 | $235,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 14,501 | $234,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 46,191 | $234,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 6,100 | $234,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 8,093 | $234,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 36,725 | $233,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,298 | $233,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 21,102 | $233,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 49,688 | $233,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,031 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,122 | $232,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 5,142 | $232,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,654 | $231,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 14,251 | $231,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,062 | $231,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 3,226 | $231,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 19,921 | $231,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 18,889 | $230,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 7,875 | $230,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,603 | $229,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 36,046 | $229,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 13,657 | $229,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,870 | $228,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 8,468 | $228,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,151 | $228,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,442 | $228,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 6,255 | $228,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,241 | $227,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 8,845 | $227,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 4,393 | $227,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 148 | $226,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,582 | $226,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 20,000 | $226,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 4,795 | $226,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,476 | $225,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,600 | $225,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 25,426 | $225,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 39,987 | $225,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,756 | $224,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 13,850 | $224,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 37,791 | $224,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 1,957 | $224,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,828 | $223,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,450 | $223,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,189 | $223,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 18,474 | $223,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 3,518 | $222,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 3,530 | $222,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,021 | $221,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 14,374 | $221,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,717 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,678 | $220,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 27,225 | $220,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,716 | $219,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 16,956 | $219,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 29,856 | $219,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,292 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,783 | $218,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 28,715 | $218,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 16,691 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,862 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 3,236 | $218,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,282 | $216,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 5,657 | $216,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 22,602 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 8,849 | $216,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,964 | $215,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 31,561 | $215,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,869 | $215,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,721 | $213,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 25,000 | $213,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,868 | $213,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 11,590 | $213,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 6,112 | $212,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 24,895 | $212,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 3,272 | $212,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 6,773 | $211,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 21,449 | $211,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,543 | $211,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,843 | $211,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 15,689 | $211,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,086 | $210,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 123,692 | $210,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,705 | $209,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 15,940 | $209,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 15,016 | $208,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 7,610 | $207,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 17,142 | $207,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,984 | $206,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 8,329 | $206,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,797 | $205,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,668 | $205,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,717 | $205,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,360 | $205,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 7,549 | $205,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 9,315 | $205,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,981 | $204,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 4,971 | $204,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,225 | $204,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,207 | $203,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 8,034 | $203,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 9,210 | $203,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,084 | $203,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 20,718 | $203,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 7,977 | $203,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 7,385 | $203,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 15,458 | $203,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,001 | $202,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 10,145 | $202,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 6,529 | $202,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,433 | $201,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 17,600 | $201,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 7,272 | $200,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 17,434 | $200,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 15,600 | $200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 7,168 | $200,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,900 | $199,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,965 | $199,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 11,174 | $198,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 4,737 | $197,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,468 | $196,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,527 | $195,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 5,250 | $195,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,203 | $195,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-066017 | this filing | 2015-11-16 | acceptance time not in the bulk data set |