13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 4,771 holding rows worth $4,848,773,000.
- Accession
- 0001144204-15-066017
- Filer
- CIK 1029730
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,803 entries on the cover page, a total value of $4,848,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,848,773,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,159 | $24,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 824 | $24,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,451 | $24,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 6,100 | $24,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 815 | $24,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 8,327 | $24,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,701 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 443 | $24,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 2,000 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 870 | $24,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 450 | $23,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 3,441 | $23,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 659 | $23,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 881 | $23,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 550 | $23,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 448 | $23,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,450 | $23,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,974 | $23,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 793 | $23,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 450 | $23,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 660 | $23,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 468 | $23,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,381 | $23,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,000 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 532 | $23,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 344 | $23,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,072 | $23,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,626 | $23,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,925 | $23,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 2,700 | $23,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 534 | $23,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,948 | $23,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,697 | $23,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,565 | $23,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 1,050 | $23,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,730 | $23,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,152 | $23,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 1,500 | $23,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 500 | $22,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 389 | $22,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 380 | $22,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,298 | $22,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 582 | $22,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 15,953 | $22,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 598 | $22,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,250 | $22,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 518 | $22,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,148 | $22,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,335 | $22,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,806 | $22,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 405 | $22,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 852 | $22,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,200 | $22,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 800 | $22,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,657 | $22,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,416 | $22,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 908 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,629 | $22,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,130 | $22,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 2,046 | $22,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 2,637 | $22,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 579 | $22,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,015 | $22,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,143 | $22,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,102 | $22,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,852 | $22,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,795 | $22,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 319 | $22,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,169 | $22,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 868 | $21,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 416 | $21,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 639 | $21,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 627 | $21,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 5,956 | $21,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,100 | $21,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,478 | $21,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 500 | $21,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 701 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 617 | $21,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 7,435 | $21,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 355 | $21,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 571 | $21,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,377 | $21,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,185 | $21,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,150 | $21,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2,500 | $21,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 4,709 | $21,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,344 | $21,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,322 | $21,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 3,900 | $21,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 3,120 | $21,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,730 | $21,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,100 | $20,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,549 | $20,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 632 | $20,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 681 | $20,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 224 | $20,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 429 | $20,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,550 | $20,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 515 | $20,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 550 | $20,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 288 | $20,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,330 | $20,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 698 | $20,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,600 | $20,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,000 | $20,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,619 | $20,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,722 | $20,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,949 | $20,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 792 | $20,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,000 | $20,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,900 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 747 | $20,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 400 | $20,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,004 | $20,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 4,500 | $20,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,422 | $20,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 634 | $20,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,863 | $20,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 729 | $20,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,428 | $20,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,490 | $20,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,200 | $20,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,000 | $20,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 480 | $20,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 5,211 | $20,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 1,974 | $20,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 347 | $19,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,415 | $19,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,182 | $19,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,134 | $19,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,750 | $19,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 3,000 | $19,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 542 | $19,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,309 | $19,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,655 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 326 | $19,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 524 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 346 | $19,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,033 | $19,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 573 | $19,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,050 | $19,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 3,300 | $19,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 22,171 | $19,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 400 | $19,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 709 | $19,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,682 | $19,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,158 | $19,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $19,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 2,663 | $19,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 13,650 | $19,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,572 | $19,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 3,643 | $19,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,043 | $19,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,579 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 587 | $19,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,439 | $19,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 20,390 | $19,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 1,056 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 776 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 257 | $19,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 600 | $19,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 465 | $19,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 641 | $18,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,406 | $18,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,124 | $18,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 603 | $18,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 395 | $18,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 453 | $18,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,290 | $18,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,163 | $18,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 501 | $18,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,790 | $18,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 315 | $18,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,430 | $18,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,241 | $18,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,620 | $18,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 968 | $18,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,296 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 668 | $18,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 864 | $18,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 8,800 | $18,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,320 | $18,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,195 | $18,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 878 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,200 | $18,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 812 | $18,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 800 | $18,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 1,500 | $18,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 2,445 | $18,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 692 | $17,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 476 | $17,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 6,000 | $17,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 88 | $17,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,858 | $17,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 520 | $17,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,858 | $17,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,327 | $17,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 299 | $17,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,230 | $17,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,263 | $17,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 384 | $17,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 264 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 436 | $17,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,000 | $17,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,685 | $17,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,094 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 480 | $17,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 444 | $17,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,389 | $17,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,586 | $17,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 23,600 | $17,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,800 | $17,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 1,189 | $17,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 1,137 | $17,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 573 | $17,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 6,683 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 451 | $17,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 214 | $17,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 13,000 | $17,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 190 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 435 | $17,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 3,700 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 685 | $17,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,843 | $16,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 612 | $16,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 449 | $16,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 396 | $16,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 919 | $16,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 270 | $16,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 345 | $16,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 358 | $16,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 377 | $16,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 393 | $16,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,056 | $16,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 810 | $16,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,308 | $16,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,497 | $16,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 600 | $16,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 900 | $16,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 420 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 635 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 602 | $16,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,400 | $16,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,297 | $16,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 9,710 | $16,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 331 | $16,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 164 | $16,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 1,525 | $16,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 380 | $16,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 636 | $16,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 298 | $16,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,091 | $16,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,000 | $16,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 6,648 | $16,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,140 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 400 | $16,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 337 | $16,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 403 | $16,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,400 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 152 | $16,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 266 | $15,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 4,000 | $15,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 505 | $15,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 595 | $15,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 576 | $15,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 512 | $15,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 609 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,000 | $15,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 241 | $15,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 8,375 | $15,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,114 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 246 | $15,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 417 | $15,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 568 | $15,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 137 | $15,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 500 | $15,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 500 | $15,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 386 | $15,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 522 | $15,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,060 | $15,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 703 | $15,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 912 | $15,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 998 | $15,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,142 | $15,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 336 | $15,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,290 | $15,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,429 | $15,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,001 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 208 | $15,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,919 | $15,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 315 | $15,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 2,000 | $15,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 602 | $15,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,780 | $15,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,365 | $15,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 909 | $15,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 200 | $15,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 600 | $15,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 651 | $15,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 3,200 | $15,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 3,650 | $15,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 850 | $15,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,400 | $15,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 392 | $15,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 682 | $15,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 2,082 | $15,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 600 | $15,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 300 | $15,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,700 | $14,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 8,354 | $14,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 350 | $14,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 532 | $14,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 3,669 | $14,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 140 | $14,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 350 | $14,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 288 | $14,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 993 | $14,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,930 | $14,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,110 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 288 | $14,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 410 | $14,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 392 | $14,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 338 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 200 | $14,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,500 | $14,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 205 | $14,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 249 | $14,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,013 | $14,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,279 | $14,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 547 | $14,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 426 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,400 | $14,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 4,965 | $14,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 3,350 | $14,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,063 | $14,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 750 | $14,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 707 | $14,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 698 | $14,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 280 | $14,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 426 | $14,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,377 | $14,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 343 | $14,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 7,828 | $14,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,442 | $14,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,718 | $14,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 612 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 643 | $14,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,911 | $14,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 544 | $14,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 700 | $14,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 1,350 | $14,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 964 | $14,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 600 | $14,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 5,675 | $14,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 5,000 | $14,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 533 | $13,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 835 | $13,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 294 | $13,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 666 | $13,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,147 | $13,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 526 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,000 | $13,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 257 | $13,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 381 | $13,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,300 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 291 | $13,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 700 | $13,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 299 | $13,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 700 | $13,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 523 | $13,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,008 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 750 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 382 | $13,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 215 | $13,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 1,324 | $13,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,592 | $13,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,419 | $13,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 811 | $13,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 504 | $13,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,530 | $13,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,100 | $13,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 288 | $13,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 6,090 | $13,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 582 | $13,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,235 | $13,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,000 | $13,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 766 | $13,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 320 | $13,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 447 | $13,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 9,308 | $13,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 5,666 | $13,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,677 | $13,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $13,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 600 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 436 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 200 | $13,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 722 | $13,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,600 | $13,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 355 | $12,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 464 | $12,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 450 | $12,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 115 | $12,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,206 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 150 | $12,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 500 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 352 | $12,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 54 | $12,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 431 | $12,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 955 | $12,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 539 | $12,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,067 | $12,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 238 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 838 | $12,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 251 | $12,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,100 | $12,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 374 | $12,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,000 | $12,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,715 | $12,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 538 | $12,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 664 | $12,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,750 | $12,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 4,724 | $12,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 694 | $12,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 375 | $12,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 863 | $12,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 151 | $12,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 328 | $12,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 9,100 | $12,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 639 | $12,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 728 | $12,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 660 | $12,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 786 | $12,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,394 | $12,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 681 | $12,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 2,100 | $12,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,000 | $12,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 14,300 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 750 | $12,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 910 | $12,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 295 | $12,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 390 | $12,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 550 | $12,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,060 | $12,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 517 | $12,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 291 | $11,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 335 | $11,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 472 | $11,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 633 | $11,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 355 | $11,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 401 | $11,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 941 | $11,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,127 | $11,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,928 | $11,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 272 | $11,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 550 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 318 | $11,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,441 | $11,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,369 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 229 | $11,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 123 | $11,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 346 | $11,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 649 | $11,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 494 | $11,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 632 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 937 | $11,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 288 | $11,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 500 | $11,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 132 | $11,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $11,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 700 | $11,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,161 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 850 | $11,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,000 | $11,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $11,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 528 | $11,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 455 | $11,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 450 | $11,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 927 | $11,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 919 | $11,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 234 | $11,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,916 | $11,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 825 | $11,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 4,550 | $11,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,500 | $11,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 775 | $11,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,065 | $11,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,702 | $11,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 11,800 | $11,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 8,595 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-066017 | this filing | 2015-11-16 | acceptance time not in the bulk data set |