13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 4,771 holding rows worth $4,848,773,000.
- Accession
- 0001144204-15-066017
- Filer
- CIK 1029730
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,803 entries on the cover page, a total value of $4,848,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,848,773,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RENREN INC | 759892102 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 375 | $1,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 206 | $1,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 275 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,500 | $1,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,095 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 50 | $1,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 23 | $1,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,013 | $1,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 19 | $1,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 99 | $1,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 103 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 3,928 | $1,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 30 | $1,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 20 | $1,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 65 | $1,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 5,008 | $1,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 34 | $1,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 125 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 150 | $1,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 44 | $1,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 44 | $1,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 260 | $1,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 142 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 350 | $1,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,500 | $1,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 100 | $1,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 1,800 | $1,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 84 | $1,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,705 | $1,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 135 | $1,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 166 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 367 | $1,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 1,000 | $1,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 5,000 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 100 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 900 | $1,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 21 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 100 | $1,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 59 | $1,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 200 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,550 | $1,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 842 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 12 | $1,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 15,475 | $1,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 3,900 | $1,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 88 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 125 | $1,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 30 | $1,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 500 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 50 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 100 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 20 | $1,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 500 | $1,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 124 | $1,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 200 | $1,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 4,000 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 50 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 4,000 | $1,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 156 | $1,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 71 | $1,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 29 | $1,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 25 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 12 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 425 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,947 | $1,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 264 | $1,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 98 | $1,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 1,000 | $1,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 43 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 90 | $1,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 954 | $1,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 37 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 68 | $1,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 35 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 62 | $1,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 40 | $1,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 200 | $1,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 420 | $1,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 387 | $1,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 37 | $1,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 460 | $1,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 180 | $1,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 725 | $1,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 55 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,500 | $1,000 | thousands by filing date | |
| NORANDA ALUMINUM HOLDING CORP | 65542W206 | COM | 322 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENNIS INC COM | 293389102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GROUP INC | 69924R108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTEC INDS INC | 046224101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHSTREAM INC | 42222N103 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRENO RLTY CORP | 88146M101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSALTA CORP | 89346D107 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEALTHGAS INC | Y81669106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Golden Entertainment Inc | 381013101 | Common Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAM TAI PROPERTY INC | G63907102 | Com | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVAR INC | 91336L107 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Check Point Software Technologies Ltd | 162825103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INC RESH HLDGS INC | 45329R109 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECT ENT INC | 46071F103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,665 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIT CORP | 909218109 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKWAY PPTYS INC | 70159Q104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOUNT INTL INC NEW | 095180105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWERSTREAM CORP | 892000100 | COM | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENOPORT INC | 98411C100 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 776 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENOM INC COM NEW | 817337405 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 950 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC NEW | 918905100 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL SHIPHOLDING CORP | 460321201 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERON MEDICAL LTD | M87245102 | ORD | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 1,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGETICS USA INC | 87160G107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KMG CHEMICALS INC | 482564101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODEL INC | 09064M204 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG SPONS ADR | 12531Q105 | ADR | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTEVA | 02153V102 | COMM STK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 3,260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHMITT INDS INC ORE | 806870200 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMG Networks Hldgs | 74966K102 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENIS LTD | M6778Q121 | SHS CL B | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XURA INC COM | 98420V107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRACUDA NETWORKS INC | 068323104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 278 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785102 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Onconova Therapeutics | 68232V108 | Common | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENER8 MARITIME INC | Y26889108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEFF CORP COM CL A | 640094207 | Stock | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST | 14888D109 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONC INC | 896082104 | Common equity shares | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 902 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPOR CORP DEL | 922099304 | Cmn | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZULILY INC | 989774104 | CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 302 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-066017 | this filing | 2015-11-16 | acceptance time not in the bulk data set |