13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 4,771 holding rows worth $4,848,773,000.
- Accession
- 0001144204-15-066017
- Filer
- CIK 1029730
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,803 entries on the cover page, a total value of $4,848,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,848,773,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 10,121 | $1,396,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 21,011 | $1,394,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 44,726 | $1,392,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 14,223 | $1,384,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 94,212 | $1,384,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 30,235 | $1,383,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 30,827 | $1,382,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,448 | $1,381,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 54,067 | $1,380,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 9,933 | $1,379,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 12,035 | $1,371,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 83,079 | $1,368,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 12,847 | $1,366,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 14,685 | $1,360,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 17,790 | $1,351,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 19,271 | $1,339,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 25,985 | $1,337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 31,411 | $1,334,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 32,314 | $1,332,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 26,459 | $1,330,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 77,679 | $1,327,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 27,884 | $1,322,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 149,830 | $1,322,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5,289 | $1,320,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 35,370 | $1,316,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 43,283 | $1,315,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 12,924 | $1,313,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 74,255 | $1,312,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 14,445 | $1,310,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 6,774 | $1,309,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 58,134 | $1,304,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 69,531 | $1,303,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 20,086 | $1,303,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 31,200 | $1,299,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 18,620 | $1,297,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 49,021 | $1,297,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 11,417 | $1,293,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 14,111 | $1,293,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 28,349 | $1,273,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 31,987 | $1,264,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 14,226 | $1,264,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 11,423 | $1,256,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 24,698 | $1,254,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 137,449 | $1,251,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 23,701 | $1,249,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 19,789 | $1,247,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,634 | $1,240,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 19,768 | $1,240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 44,973 | $1,238,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 23,755 | $1,235,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 38,438 | $1,230,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 10,500 | $1,230,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 199,331 | $1,230,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 43,823 | $1,228,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 48,792 | $1,226,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 24,361 | $1,225,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 20,599 | $1,222,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 117,399 | $1,220,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 34,124 | $1,220,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 36,461 | $1,212,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 11,931 | $1,205,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 38,121 | $1,200,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 38,844 | $1,197,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 13,174 | $1,195,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 49,769 | $1,194,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 113,515 | $1,192,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 33,865 | $1,189,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 52,185 | $1,189,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 48,813 | $1,188,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 18,752 | $1,187,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 32,331 | $1,183,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 9,718 | $1,181,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 13,813 | $1,174,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 9,636 | $1,171,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 24,051 | $1,164,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 11,737 | $1,163,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 64,546 | $1,162,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 40,719 | $1,154,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 50,849 | $1,154,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 83,867 | $1,152,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 9,413 | $1,151,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 23,798 | $1,147,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 16,846 | $1,147,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 17,098 | $1,146,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 27,015 | $1,131,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 27,650 | $1,131,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 11,877 | $1,128,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 125,373 | $1,121,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 35,132 | $1,116,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 32,405 | $1,113,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 29,646 | $1,109,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 14,277 | $1,109,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 10,116 | $1,108,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 48,708 | $1,096,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 32,776 | $1,095,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 59,833 | $1,093,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 10,418 | $1,093,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 108,853 | $1,083,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 177,841 | $1,080,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 67,679 | $1,080,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 18,116 | $1,078,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 145,340 | $1,072,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 53,207 | $1,071,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 108,204 | $1,068,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 40,656 | $1,061,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 17,457 | $1,060,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 61,166 | $1,059,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 21,488 | $1,057,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 12,083 | $1,055,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 46,021 | $1,052,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 26,296 | $1,050,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 27,676 | $1,049,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 41,228 | $1,048,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 35,279 | $1,046,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 13,440 | $1,042,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 20,360 | $1,040,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 11,280 | $1,038,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 42,746 | $1,038,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 12,151 | $1,037,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 10,619 | $1,036,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 9,733 | $1,030,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 194,585 | $1,028,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 27,443 | $1,027,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 13,001 | $1,027,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 27,797 | $1,025,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 206,411 | $1,024,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 44,475 | $1,023,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 17,609 | $1,023,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 11,465 | $1,019,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 77,027 | $1,016,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 56,735 | $1,011,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 18,797 | $1,010,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 36,612 | $1,010,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 6,429 | $1,008,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 18,749 | $1,006,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5,759 | $1,004,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 25,765 | $1,003,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 68,372 | $1,003,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 18,234 | $994,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 66,428 | $993,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 31,351 | $991,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 25,086 | $989,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 42,603 | $988,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 18,952 | $987,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 11,598 | $987,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 49,655 | $984,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 15,590 | $978,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 7,514 | $978,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 14,581 | $977,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 31,571 | $976,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 8,266 | $975,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 11,169 | $970,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 49,792 | $968,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 11,232 | $966,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,210 | $966,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 13,975 | $954,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 98,834 | $953,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 35,905 | $952,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 37,494 | $951,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 44,541 | $950,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 35,593 | $949,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 32,393 | $949,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 38,584 | $948,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 130,604 | $947,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 44,673 | $947,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 28,236 | $946,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 33,423 | $944,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 8,137 | $943,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 10,963 | $940,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 37,683 | $938,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 106,093 | $938,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 26,434 | $938,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 13,064 | $937,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 17,293 | $934,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 23,340 | $934,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 24,256 | $931,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 27,137 | $929,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 55,858 | $928,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 117,714 | $926,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 9,056 | $923,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 38,859 | $919,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 23,279 | $916,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 17,522 | $915,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 13,063 | $911,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 20,875 | $911,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 97,867 | $909,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 11,319 | $907,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y817 | US500 ENH VOL | 26,470 | $906,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,076 | $902,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 26,581 | $902,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 8,128 | $901,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 18,439 | $899,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 7,574 | $895,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 14,832 | $895,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7,456 | $894,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 17,753 | $893,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 10,873 | $892,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 31,235 | $891,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 12,115 | $890,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 9,478 | $889,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,370 | $889,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 25,450 | $889,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 12,143 | $884,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,200 | $882,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 22,029 | $881,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16,927 | $874,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 21,317 | $873,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 57,570 | $872,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 40,607 | $871,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 71,936 | $860,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 7,646 | $856,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 14,629 | $855,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 33,618 | $855,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 69,804 | $854,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 37,165 | $845,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 57,514 | $844,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 14,856 | $843,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 28,488 | $841,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 41,840 | $839,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 24,769 | $839,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 19,946 | $839,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,728 | $838,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 26,252 | $838,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 37,721 | $837,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 13,893 | $833,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 28,734 | $832,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 22,066 | $831,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 17,550 | $830,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 44,621 | $828,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 38,498 | $828,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 67,598 | $825,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 80,830 | $822,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 12,407 | $813,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 7,693 | $809,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 37,024 | $808,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 18,275 | $805,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 8,621 | $804,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 16,125 | $804,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 40,326 | $803,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 32,256 | $800,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 26,832 | $796,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 11,152 | $795,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 19,533 | $795,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 41,839 | $795,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 22,273 | $793,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 40,276 | $793,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 176,003 | $792,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 14,680 | $791,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 5,299 | $788,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 16,093 | $786,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,489 | $785,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 56,054 | $785,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 11,899 | $784,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 16,298 | $783,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 33,143 | $781,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 9,606 | $780,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 78,825 | $779,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 36,715 | $777,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 96,876 | $773,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 9,188 | $772,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 96,500 | $772,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 67,020 | $769,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 13,883 | $768,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 48,555 | $768,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 17,659 | $765,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 20,244 | $763,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 24,126 | $761,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 18,073 | $758,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 26,930 | $754,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 26,260 | $753,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 104,780 | $752,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 179,217 | $749,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 12,736 | $749,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,897 | $746,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 12,898 | $745,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 11,356 | $744,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 62,044 | $744,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 47,989 | $744,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 30,310 | $742,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 16,910 | $737,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 25,529 | $736,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 17,921 | $736,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,421 | $735,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 25,292 | $735,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 111,120 | $733,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 34,917 | $727,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 16,872 | $727,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,657 | $726,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 55,033 | $724,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 21,048 | $723,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 17,517 | $722,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 22,348 | $722,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 71,679 | $720,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 58,930 | $719,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 8,914 | $719,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 96,505 | $718,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 8,126 | $716,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 12,965 | $716,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 8,927 | $712,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 65,270 | $711,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 7,285 | $711,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 8,462 | $710,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 26,029 | $708,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 12,418 | $708,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 45,770 | $707,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,720 | $706,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 83,290 | $701,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 14,046 | $697,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 18,417 | $696,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 23,902 | $694,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 8,942 | $692,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 55,067 | $691,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,503 | $690,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 25,771 | $686,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 11,215 | $685,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,292 | $684,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 38,883 | $684,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 25,588 | $683,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 10,173 | $679,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10,032 | $679,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 180,777 | $677,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 93,363 | $673,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 50,642 | $673,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 15,553 | $671,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 21,076 | $670,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 16,666 | $669,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 45,000 | $666,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 29,484 | $663,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 34,412 | $663,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 15,637 | $663,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 71,600 | $663,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 45,159 | $662,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 24,246 | $662,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 66,408 | $661,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 12,716 | $657,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 10,410 | $656,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6,335 | $653,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 14,016 | $652,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,850 | $651,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 67,202 | $651,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 16,447 | $651,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 16,315 | $649,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 308,606 | $649,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 60,645 | $648,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 17,359 | $647,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 66,712 | $645,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6,649 | $644,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 43,025 | $644,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,363 | $642,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 21,122 | $640,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 12,135 | $639,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 41,306 | $638,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 6,164 | $637,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 48,840 | $635,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 24,553 | $635,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 9,696 | $633,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 878 | $632,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 7,131 | $632,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 27,200 | $632,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 62,438 | $632,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 20,043 | $632,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 20,366 | $631,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 49,342 | $630,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 32,385 | $630,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 6,229 | $627,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 42,629 | $626,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 46,984 | $625,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,543 | $624,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 6,412 | $622,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 25,310 | $622,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 18,821 | $619,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,645 | $617,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 40,417 | $614,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 17,276 | $613,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 37,381 | $611,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 22,908 | $611,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 53,948 | $609,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 31,070 | $609,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 12,581 | $608,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 19,086 | $607,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,181 | $604,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 13,050 | $604,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 84,806 | $601,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 14,983 | $601,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 19,187 | $599,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 48,891 | $596,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,951 | $596,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 8,946 | $595,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 9,323 | $594,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 20,711 | $592,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 42,493 | $591,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 13,177 | $590,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 11,722 | $589,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 76,096 | $589,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 38,635 | $586,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 22,718 | $585,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 39,139 | $580,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 30,617 | $579,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 801 | $579,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 23,737 | $574,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 35,654 | $574,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 18,572 | $573,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 18,661 | $572,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 22,760 | $570,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,536 | $569,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 10,161 | $563,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 67,809 | $563,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 15,142 | $562,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 19,138 | $562,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 19,743 | $559,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 16,677 | $558,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 16,551 | $557,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 87,783 | $555,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 42,224 | $554,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 90,503 | $551,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 24,760 | $550,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 47,939 | $549,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 8,079 | $548,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,538 | $547,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,493 | $546,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 13,714 | $546,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 113,509 | $546,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 21,796 | $544,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 12,720 | $543,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 9,272 | $543,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,311 | $542,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 17,233 | $542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 18,656 | $538,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 11,043 | $531,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 16,241 | $530,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 3,502 | $528,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 26,182 | $524,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 23,181 | $524,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,804 | $522,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 15,151 | $520,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 37,983 | $520,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 7,547 | $520,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 28,242 | $518,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 51,368 | $517,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 7,577 | $516,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 25,089 | $516,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 9,001 | $514,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 28,340 | $514,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 25,064 | $514,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 78,217 | $514,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 12,698 | $513,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 24,181 | $512,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 7,174 | $509,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3,180 | $508,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 8,281 | $508,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,427 | $508,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 64,560 | $507,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 39,980 | $507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 11,047 | $505,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 62,143 | $503,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 43,546 | $501,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 18,919 | $496,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 34,300 | $496,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 14,715 | $496,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,238 | $493,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 36,397 | $493,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 20,155 | $492,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 7,983 | $492,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 15,783 | $491,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 103,574 | $491,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 25,798 | $490,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 14,457 | $490,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 29,016 | $489,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 28,426 | $489,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,501 | $489,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 3,557 | $488,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 52,166 | $488,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,095 | $487,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 15,476 | $487,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 24,972 | $487,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 11,528 | $486,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,638 | $485,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,771 | $485,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,944 | $485,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 20,808 | $484,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 7,310 | $484,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 21,489 | $483,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,805 | $482,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 29,571 | $482,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 19,897 | $482,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 56,695 | $481,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 2,535 | $481,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 10,428 | $481,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 4,397 | $480,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 8,363 | $479,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 25,434 | $478,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 12,894 | $477,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 4,051 | $477,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 20,480 | $476,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 18,400 | $476,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 23,224 | $475,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,536 | $475,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 11,738 | $475,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,841 | $474,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 6,815 | $473,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-066017 | this filing | 2015-11-16 | acceptance time not in the bulk data set |