13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,508 holding rows worth $4,520,206,000.
- Accession
- 0001144204-15-008828
- Filer
- CIK 1029730
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 7,815 entries on the cover page, a total value of $4,520,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,520,206,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO MUN INCOME FD III | 72201A103 | COM | 3,574 | $40,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,402 | $40,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,600 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,550 | $40,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 2,508 | $40,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 707 | $40,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,200 | $40,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 2,184 | $40,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,000 | $40,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 1,093 | $40,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 1,047 | $40,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $40,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,381 | $39,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 478 | $39,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 1,174 | $39,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 793 | $39,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 801 | $39,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 2,276 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,387 | $39,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,110 | $39,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,830 | $39,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 2,707 | $39,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,038 | $39,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,086 | $39,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,406 | $39,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,431 | $39,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 12,759 | $39,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,118 | $39,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,033 | $39,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 1,046 | $39,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 2,191 | $39,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 2,133 | $39,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,000 | $39,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,999 | $38,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,963 | $38,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 504 | $38,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,899 | $38,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 5,000 | $38,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,391 | $38,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1,512 | $38,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 2,385 | $38,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 594 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,470 | $38,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,500 | $38,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 772 | $38,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 1,425 | $38,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 2,761 | $37,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 639 | $37,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 356 | $37,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 501 | $37,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,818 | $37,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 565 | $37,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 581 | $37,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,154 | $37,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 764 | $37,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 856 | $37,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,015 | $37,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 254 | $37,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 677 | $37,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 1,205 | $37,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,425 | $37,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 1,849 | $37,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,786 | $36,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 11,225 | $36,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 817 | $36,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,052 | $36,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 175 | $36,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,373 | $36,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 265 | $36,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,246 | $36,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,402 | $36,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,374 | $36,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,194 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,165 | $36,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 277 | $36,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,278 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,248 | $36,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 399 | $36,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,812 | $36,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,623 | $36,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 35,000 | $36,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 442 | $36,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 746 | $36,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 923 | $36,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,700 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 1,254 | $36,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 751 | $35,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 514 | $35,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 959 | $35,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 531 | $35,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 504 | $35,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,105 | $35,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,500 | $35,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 878 | $35,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,430 | $35,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 941 | $35,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 444 | $35,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,087 | $35,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 562 | $35,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 303 | $35,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 2,480 | $35,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,551 | $35,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,469 | $35,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,467 | $35,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 800 | $35,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,227 | $34,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,371 | $34,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 4,133 | $34,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,127 | $34,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,204 | $34,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 685 | $34,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 408 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,408 | $34,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 827 | $34,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 951 | $34,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 523 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 462 | $34,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,628 | $34,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 937 | $34,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 3,330 | $34,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 32,240 | $34,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,133 | $34,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 2,000 | $34,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 8,333 | $34,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,091 | $34,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,357 | $34,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 14,550 | $34,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 2,066 | $34,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 658 | $33,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,308 | $33,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,473 | $33,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 566 | $33,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,400 | $33,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,970 | $33,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 573 | $33,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,250 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,095 | $33,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 212 | $33,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,900 | $33,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,427 | $33,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 693 | $33,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,938 | $33,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 749 | $33,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 4,740 | $33,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,500 | $33,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 499 | $33,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 494 | $33,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,057 | $33,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 750 | $33,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 545 | $33,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 905 | $33,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,725 | $33,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 800 | $33,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 6,597 | $33,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 611 | $33,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 20,000 | $33,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,307 | $33,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90273A108 | WLS FRG MLP EX | 1,400 | $33,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 615 | $32,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,166 | $32,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 600 | $32,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,500 | $32,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,200 | $32,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 879 | $32,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 800 | $32,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,980 | $32,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,486 | $32,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,590 | $32,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 404 | $32,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,593 | $32,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,506 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 734 | $32,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,265 | $32,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,467 | $32,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,636 | $32,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,330 | $32,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,000 | $32,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,399 | $32,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,390 | $32,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,510 | $32,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 2,224 | $32,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 846 | $31,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 286 | $31,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 659 | $31,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,433 | $31,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,231 | $31,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 482 | $31,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 948 | $31,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 27 | $31,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,920 | $31,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 760 | $31,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 312 | $31,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 299 | $31,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,392 | $31,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 908 | $31,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 1,830 | $31,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 629 | $31,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,100 | $31,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 2,000 | $31,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,980 | $31,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 11,500 | $31,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 6,500 | $31,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,314 | $30,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 464 | $30,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,153 | $30,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,787 | $30,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,007 | $30,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 5,000 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 629 | $30,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 532 | $30,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,232 | $30,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,417 | $30,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 634 | $30,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 420 | $30,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,100 | $30,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,492 | $30,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 468 | $30,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 443 | $30,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 3,523 | $30,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,188 | $30,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 3,900 | $30,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,550 | $30,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,468 | $30,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 881 | $30,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 800 | $30,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,000 | $29,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,610 | $29,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 338 | $29,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 790 | $29,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 578 | $29,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 277 | $29,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,289 | $29,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 312 | $29,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 496 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 400 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 568 | $29,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 835 | $29,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,600 | $29,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 403 | $29,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 918 | $29,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,794 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 2,167 | $29,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 675 | $29,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 285 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 905 | $29,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 3,797 | $29,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,739 | $29,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,535 | $29,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 7,300 | $29,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 659 | $29,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,157 | $29,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 342 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 452 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 525 | $29,000 | thousands by filing date | |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 500 | $29,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 257 | $28,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 370 | $28,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,058 | $28,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 441 | $28,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,499 | $28,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 19,843 | $28,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 559 | $28,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 234 | $28,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,073 | $28,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 786 | $28,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 728 | $28,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,635 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,521 | $28,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 3,440 | $28,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 2,089 | $28,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 283 | $28,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,962 | $28,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 15,616 | $28,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,102 | $28,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 944 | $28,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 945 | $28,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 560 | $28,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 1,691 | $28,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,000 | $28,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,068 | $28,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 700 | $28,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,500 | $28,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,200 | $28,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 1,250 | $28,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,100 | $28,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,000 | $28,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 903 | $27,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 311 | $27,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 543 | $27,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,100 | $27,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 407 | $27,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,590 | $27,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,006 | $27,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,346 | $27,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,489 | $27,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,577 | $27,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,968 | $27,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 777 | $27,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 905 | $27,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 358 | $27,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 6,414 | $27,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 892 | $27,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 14,430 | $27,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,132 | $27,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 2,999 | $27,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 376 | $26,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,940 | $26,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,315 | $26,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 647 | $26,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,800 | $26,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 346 | $26,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 424 | $26,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 978 | $26,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,500 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 370 | $26,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 541 | $26,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,182 | $26,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 473 | $26,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,896 | $26,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,274 | $26,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,885 | $26,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 2,415 | $26,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 802 | $26,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 520 | $26,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 496 | $26,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 584 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 618 | $26,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,000 | $26,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 600 | $26,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $26,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 3,100 | $26,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 2,230 | $26,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,184 | $25,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,184 | $25,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,670 | $25,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,406 | $25,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,710 | $25,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,562 | $25,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 5,131 | $25,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 979 | $25,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 245 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 340 | $25,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 921 | $25,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,385 | $25,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,079 | $25,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 1,569 | $25,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 453 | $25,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 454 | $25,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 1,137 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 720 | $25,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 3,096 | $25,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,538 | $25,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 339 | $25,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 7,300 | $25,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,808 | $25,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 16,000 | $25,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,182 | $25,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 472 | $25,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 1,810 | $25,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,756 | $24,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 8,488 | $24,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,200 | $24,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 250 | $24,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 547 | $24,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 657 | $24,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 430 | $24,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 993 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 350 | $24,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,439 | $24,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 406 | $24,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 200 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,866 | $24,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,159 | $24,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 2,983 | $24,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 157 | $24,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 2,000 | $24,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 354 | $24,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,200 | $24,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 7,800 | $24,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 229 | $24,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,262 | $24,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 4,865 | $24,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,482 | $24,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,230 | $24,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 218 | $24,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,315 | $24,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 319 | $24,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 2,931 | $24,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 12,933 | $24,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 2,616 | $24,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 682 | $24,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 728 | $24,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,786 | $24,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 231 | $23,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 308 | $23,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,500 | $23,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 388 | $23,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 852 | $23,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,518 | $23,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 600 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,013 | $23,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 662 | $23,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,000 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,629 | $23,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 2,560 | $23,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,005 | $23,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,500 | $23,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 6,430 | $23,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,400 | $23,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,200 | $23,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2,500 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 957 | $23,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 7,100 | $23,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 508 | $23,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 460 | $22,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 803 | $22,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 418 | $22,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 213 | $22,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 419 | $22,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,419 | $22,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,025 | $22,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 222 | $22,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 3,000 | $22,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $22,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 478 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 506 | $22,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,215 | $22,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 843 | $22,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 539 | $22,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 1,660 | $22,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 610 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 344 | $22,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 449 | $22,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 707 | $22,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 387 | $22,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,538 | $22,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 2,250 | $22,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,924 | $22,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,600 | $22,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 355 | $22,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 551 | $22,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 131 | $22,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 39,500 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,400 | $22,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,345 | $22,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 2,700 | $22,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 129 | $21,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 711 | $21,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 550 | $21,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 309 | $21,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 193 | $21,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 399 | $21,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 415 | $21,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 580 | $21,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 323 | $21,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 814 | $21,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 779 | $21,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 770 | $21,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,260 | $21,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,473 | $21,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 908 | $21,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 7,354 | $21,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,024 | $21,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 231 | $21,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 800 | $21,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 950 | $21,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 205 | $21,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,596 | $21,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 885 | $21,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 13,000 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 783 | $21,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,019 | $21,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 700 | $21,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 2,000 | $21,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 465 | $21,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 230 | $20,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 300 | $20,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 468 | $20,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 322 | $20,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 531 | $20,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 274 | $20,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,282 | $20,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,250 | $20,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 349 | $20,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 724 | $20,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 303 | $20,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 748 | $20,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 3,104 | $20,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 315 | $20,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 367 | $20,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,181 | $20,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 2,884 | $20,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10,460 | $20,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 1,000 | $20,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,697 | $20,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 250 | $20,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 7,078 | $20,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 634 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-008828 | this filing | 2015-02-13 | acceptance time not in the bulk data set |