13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,508 holding rows worth $4,520,206,000.
- Accession
- 0001144204-15-008828
- Filer
- CIK 1029730
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 7,815 entries on the cover page, a total value of $4,520,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,520,206,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,700 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 800 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 456 | $20,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 21,263 | $20,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,181 | $20,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 447 | $20,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,000 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $20,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 1,500 | $20,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 254 | $19,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 338 | $19,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 667 | $19,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,474 | $19,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,408 | $19,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 900 | $19,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,670 | $19,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 618 | $19,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 2,300 | $19,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 397 | $19,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,926 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 436 | $19,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,000 | $19,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,575 | $19,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,277 | $19,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 318 | $19,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 982 | $19,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 651 | $19,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 5,820 | $19,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,000 | $19,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,928 | $19,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $19,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,000 | $19,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 558 | $19,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 444 | $19,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 426 | $19,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 355 | $19,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,236 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,200 | $19,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 996 | $19,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,115 | $19,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 748 | $19,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 580 | $19,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 1,450 | $19,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 3,172 | $19,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 1,089 | $19,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 400 | $18,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 433 | $18,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 647 | $18,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 352 | $18,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,116 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,000 | $18,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 800 | $18,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 401 | $18,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 370 | $18,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 346 | $18,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 900 | $18,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,000 | $18,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 600 | $18,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 371 | $18,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 603 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 928 | $18,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 534 | $18,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 268 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 500 | $18,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 650 | $18,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,000 | $18,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 700 | $18,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 5,295 | $18,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 2,698 | $18,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,798 | $18,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 106 | $18,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,650 | $18,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 9,900 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 821 | $18,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 20,000 | $18,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 6,500 | $18,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 893 | $18,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 700 | $18,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 511 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 437 | $18,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 790 | $18,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 689 | $18,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 2,750 | $18,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 444 | $17,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,288 | $17,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 942 | $17,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 761 | $17,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 509 | $17,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 531 | $17,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,936 | $17,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 309 | $17,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 501 | $17,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 300 | $17,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 551 | $17,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,050 | $17,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1,152 | $17,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1,060 | $17,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,000 | $17,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,500 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 500 | $17,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 534 | $17,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 421 | $17,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,000 | $17,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,244 | $17,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 411 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 645 | $17,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,750 | $17,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 910 | $17,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,800 | $17,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 464 | $17,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 343 | $17,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,000 | $17,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,635 | $17,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,510 | $17,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,000 | $17,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,314 | $17,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 643 | $17,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,000 | $17,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 2,040 | $17,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,335 | $17,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,079 | $17,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 1,933 | $17,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,500 | $17,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,010 | $17,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 334 | $17,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 438 | $17,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 600 | $17,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $17,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 600 | $17,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 341 | $16,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 624 | $16,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 699 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 205 | $16,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 578 | $16,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 342 | $16,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 212 | $16,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 350 | $16,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 950 | $16,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 536 | $16,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,425 | $16,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 3,194 | $16,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,500 | $16,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,140 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 620 | $16,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 525 | $16,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,000 | $16,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 609 | $16,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 278 | $16,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 283 | $16,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 427 | $16,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 126 | $16,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 9,100 | $16,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 600 | $16,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 398 | $16,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,272 | $16,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,410 | $16,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 443 | $16,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 319 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 575 | $16,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,887 | $16,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 11,800 | $16,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 267 | $16,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,449 | $16,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 600 | $16,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $16,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,418 | $15,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,500 | $15,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,290 | $15,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,871 | $15,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 410 | $15,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 234 | $15,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 354 | $15,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 241 | $15,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,300 | $15,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,930 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 333 | $15,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 449 | $15,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,300 | $15,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,346 | $15,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 2,061 | $15,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 1,068 | $15,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 838 | $15,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,420 | $15,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 783 | $15,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 621 | $15,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 494 | $15,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 5,000 | $15,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,011 | $15,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 688 | $15,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,200 | $15,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,760 | $15,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,000 | $15,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,600 | $15,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 1,706 | $15,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 133 | $15,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,150 | $15,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 2,402 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 673 | $15,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 2,000 | $15,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,000 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 400 | $15,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 1,057 | $15,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 728 | $14,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 333 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 104 | $14,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 271 | $14,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 227 | $14,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 300 | $14,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 800 | $14,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 976 | $14,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,167 | $14,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,000 | $14,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,200 | $14,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 213 | $14,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 621 | $14,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 700 | $14,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,474 | $14,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 350 | $14,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 359 | $14,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 490 | $14,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 565 | $14,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $14,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 484 | $14,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 1,355 | $14,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,359 | $14,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 805 | $14,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,204 | $14,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 19,990 | $14,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 2,968 | $14,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,300 | $14,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 925 | $14,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,500 | $14,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 983 | $14,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 4,850 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 300 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 338 | $14,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 2,652 | $14,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 637 | $14,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 1,200 | $14,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 1,628 | $14,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 132 | $13,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 227 | $13,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 192 | $13,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 253 | $13,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 290 | $13,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 213 | $13,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 606 | $13,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 486 | $13,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 251 | $13,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,589 | $13,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 3 | $13,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 120 | $13,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 94 | $13,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 485 | $13,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,900 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,000 | $13,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 168 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,024 | $13,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 500 | $13,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 166 | $13,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 360 | $13,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,100 | $13,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,715 | $13,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 350 | $13,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 692 | $13,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 517 | $13,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 382 | $13,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 300 | $13,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 895 | $13,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 448 | $13,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 597 | $13,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 111 | $13,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 6,000 | $13,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 534 | $13,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,425 | $13,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 292 | $13,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 273 | $13,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 502 | $13,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 950 | $13,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 220 | $13,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 776 | $13,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 17,500 | $13,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 5,041 | $13,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,702 | $13,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,991 | $13,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 588 | $13,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $13,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 2,049 | $13,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 350 | $13,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,000 | $13,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1,200 | $13,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 11,000 | $13,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 374 | $12,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 202 | $12,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 237 | $12,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,238 | $12,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 542 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 343 | $12,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 693 | $12,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 249 | $12,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 804 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 145 | $12,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 3,000 | $12,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 133 | $12,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 930 | $12,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 342 | $12,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 234 | $12,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 346 | $12,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 533 | $12,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 249 | $12,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 208 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 807 | $12,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 500 | $12,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,000 | $12,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 200 | $12,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 700 | $12,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 323 | $12,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,142 | $12,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 210 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 850 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,200 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 298 | $12,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 260 | $12,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 2,550 | $12,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,010 | $12,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 898 | $12,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 937 | $12,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 601 | $12,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 386 | $12,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,708 | $12,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 274 | $12,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $12,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 4,727 | $12,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 857 | $12,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,243 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 300 | $12,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 906 | $12,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 30,500 | $12,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 342 | $12,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 842 | $12,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 17,500 | $12,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 3,039 | $12,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 244 | $12,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $12,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 200 | $12,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 343 | $12,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 300 | $12,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 356 | $12,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,111 | $12,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 276 | $11,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 176 | $11,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 682 | $11,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,000 | $11,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 380 | $11,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 391 | $11,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 388 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 242 | $11,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 590 | $11,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 190 | $11,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 430 | $11,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 423 | $11,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 24 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 356 | $11,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,056 | $11,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 513 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 600 | $11,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,146 | $11,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,924 | $11,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 167 | $11,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,150 | $11,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,109 | $11,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 41 | $11,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,860 | $11,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 456 | $11,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,250 | $11,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 505 | $11,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,500 | $11,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 1,223 | $11,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 887 | $11,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 306 | $11,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 600 | $11,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $11,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 788 | $11,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 187 | $11,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 225 | $11,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 28,511 | $11,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 8,757 | $11,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 5,000 | $11,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 8,693 | $11,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,150 | $11,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 200 | $11,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 828 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 110 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 210 | $11,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 700 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 510 | $11,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 432 | $11,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 500 | $11,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,350 | $11,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,005 | $11,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 814 | $11,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,960 | $11,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 437 | $11,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 5,000 | $11,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 437 | $11,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,925 | $10,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 245 | $10,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 155 | $10,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 248 | $10,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 300 | $10,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 241 | $10,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 343 | $10,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 679 | $10,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,211 | $10,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 143 | $10,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,082 | $10,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 156 | $10,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 812 | $10,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $10,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 721 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 325 | $10,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,000 | $10,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 550 | $10,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 215 | $10,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 225 | $10,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 502 | $10,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 675 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 484 | $10,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 318 | $10,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $10,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 300 | $10,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,048 | $10,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,600 | $10,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,305 | $10,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,300 | $10,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 248 | $10,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 470 | $10,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,300 | $10,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 1,027 | $10,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 1,403 | $10,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 736 | $10,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 996 | $10,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 675 | $10,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 65 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 200 | $10,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 1,100 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $10,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 800 | $10,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 500 | $10,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 400 | $10,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 997 | $10,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 600 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 427 | $10,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 1,324 | $10,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,000 | $10,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 900 | $9,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 150 | $9,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 644 | $9,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 283 | $9,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 308 | $9,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 164 | $9,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,750 | $9,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 159 | $9,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 125 | $9,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 152 | $9,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 600 | $9,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 345 | $9,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 200 | $9,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 168 | $9,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 578 | $9,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 412 | $9,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 850 | $9,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 750 | $9,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $9,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 3,359 | $9,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,039 | $9,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 122 | $9,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,800 | $9,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,000 | $9,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,000 | $9,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 322 | $9,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 277 | $9,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,077 | $9,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $9,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 10,528 | $9,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 354 | $9,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 843 | $9,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 507 | $9,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 9,840 | $9,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 5,024 | $9,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,200 | $9,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 215 | $9,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 357 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 600 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 485 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-008828 | this filing | 2015-02-13 | acceptance time not in the bulk data set |