13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,508 holding rows worth $4,520,206,000.
- Accession
- 0001144204-15-008828
- Filer
- CIK 1029730
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 7,815 entries on the cover page, a total value of $4,520,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,520,206,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 27,942 | $181,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15,903 | $181,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 3,622 | $181,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 5,841 | $181,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,735 | $181,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,068 | $180,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 7,477 | $180,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 2,273 | $179,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 7,013 | $179,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 19,399 | $179,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 4,681 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,252 | $178,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,926 | $178,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 6,496 | $177,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,900 | $176,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,716 | $176,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,914 | $176,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,093 | $176,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 16,357 | $176,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 6,124 | $176,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 12,301 | $176,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,381 | $175,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 19,989 | $175,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,766 | $175,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,438 | $175,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,447 | $175,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,361 | $175,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 33,555 | $175,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,312 | $175,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 6,600 | $175,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 937 | $174,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,717 | $174,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 8,360 | $174,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,347 | $173,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 6,838 | $173,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,423 | $172,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 5,520 | $172,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 10,207 | $172,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 3,143 | $172,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,682 | $171,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,882 | $171,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 11,681 | $171,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 6,541 | $170,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,356 | $170,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,829 | $170,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,688 | $169,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 4,019 | $169,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,110 | $169,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,585 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,974 | $168,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,061 | $168,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 3,511 | $168,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 6,532 | $168,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 13,408 | $168,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 6,081 | $168,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,742 | $167,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,902 | $167,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 137 | $167,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,414 | $167,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,252 | $167,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 4,892 | $167,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 5,889 | $167,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 8,857 | $167,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 130 | $166,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,505 | $166,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,115 | $166,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,503 | $166,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,195 | $166,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,967 | $166,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 6,300 | $166,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,082 | $165,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 4,435 | $165,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 7,646 | $165,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 3,276 | $165,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,099 | $164,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5,548 | $164,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 5,943 | $164,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 9,880 | $164,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,129 | $164,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 3,272 | $164,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,334 | $163,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 5,252 | $163,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,723 | $163,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 3,908 | $163,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,709 | $163,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 4,490 | $162,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 3,702 | $162,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,722 | $161,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 7,821 | $161,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 5,210 | $161,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,879 | $160,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,120 | $160,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,700 | $160,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 6,683 | $160,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,278 | $159,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 13,844 | $159,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 3,935 | $159,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 17,447 | $158,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,623 | $158,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,250 | $157,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 17,120 | $157,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 40,300 | $157,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 4,962 | $157,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 3,971 | $157,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,100 | $156,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 1,182 | $156,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 8,857 | $155,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 18,792 | $155,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 3,125 | $155,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,138 | $154,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,176 | $154,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 11,564 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 6,928 | $154,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,230 | $153,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 6,316 | $153,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 14,928 | $153,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 99,195 | $153,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 3,088 | $153,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 6,487 | $153,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,720 | $152,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,332 | $152,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,965 | $151,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,465 | $151,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 6,231 | $151,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 33,575 | $151,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,816 | $151,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 8,577 | $151,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 4,246 | $150,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 3,044 | $150,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,820 | $150,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,137 | $150,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 7,670 | $150,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,021 | $150,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,464 | $149,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 516 | $149,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,000 | $149,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 7,471 | $148,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 20,428 | $148,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5,930 | $148,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 3,019 | $148,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 4,269 | $147,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,426 | $147,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 5,762 | $147,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 4,792 | $146,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,518 | $146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,523 | $146,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,716 | $145,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,202 | $145,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 3,459 | $145,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 5,257 | $145,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,567 | $144,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6,035 | $144,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 9,335 | $144,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 5,150 | $144,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 942 | $143,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,821 | $143,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 4,147 | $143,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,117 | $142,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,877 | $142,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,675 | $142,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 1,233 | $142,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,633 | $142,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 3,970 | $142,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 9,887 | $142,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 4,714 | $141,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 7,438 | $141,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,468 | $140,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 503 | $140,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,779 | $140,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 9,436 | $140,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 787 | $140,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,848 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,453 | $140,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,401 | $140,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,372 | $139,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 5,015 | $139,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 3,189 | $138,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,137 | $138,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 16,742 | $138,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 7,037 | $138,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,530 | $137,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 16,458 | $137,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 12,151 | $137,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,371 | $136,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,886 | $136,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,050 | $136,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 1,957 | $136,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 4,495 | $136,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,708 | $135,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 5,199 | $135,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,947 | $134,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,242 | $134,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $134,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 6,240 | $134,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 17,395 | $134,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 18,185 | $134,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 3,652 | $134,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 3,910 | $133,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,838 | $133,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 5,677 | $133,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 5,726 | $133,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,394 | $133,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,910 | $133,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 5,277 | $133,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,364 | $132,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,888 | $132,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 2,813 | $132,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,855 | $132,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 699 | $132,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 7,105 | $132,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 1,277 | $132,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 9,875 | $132,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,181 | $131,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,490 | $131,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,555 | $131,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 9,138 | $131,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,744 | $131,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 132,000 | $131,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,500 | $130,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 5,217 | $130,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 2,551 | $130,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 4,135 | $130,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,754 | $129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,596 | $129,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 2,904 | $129,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 7,345 | $129,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,330 | $128,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,162 | $128,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,679 | $128,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 4,595 | $128,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 93,771 | $128,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 5,434 | $128,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 3,685 | $128,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,139 | $127,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,379 | $127,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,276 | $127,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,298 | $127,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,078 | $127,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,408 | $127,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 2,278 | $127,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,870 | $127,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 1,933 | $127,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,467 | $126,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,367 | $126,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,157 | $126,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,561 | $126,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,517 | $125,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,804 | $125,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 44,590 | $125,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,123 | $125,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 3,682 | $125,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,354 | $125,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,108 | $125,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 3,296 | $125,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 89,650 | $125,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 5,565 | $124,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 3,478 | $124,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 6,085 | $124,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,606 | $123,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,971 | $123,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,854 | $123,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,810 | $123,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,517 | $123,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,478 | $123,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 3,270 | $123,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 9,014 | $123,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,185 | $122,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 8,615 | $122,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,471 | $122,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 75,730 | $122,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,766 | $121,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,017 | $121,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 9,239 | $121,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 23,900 | $121,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 7,243 | $121,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 5,900 | $121,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,167 | $120,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 19,422 | $120,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 8,543 | $120,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 7,434 | $120,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 8,710 | $120,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 27,000 | $120,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,115 | $119,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,994 | $119,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 22,570 | $119,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 8,597 | $119,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 8,580 | $119,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 5,650 | $119,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 4,566 | $119,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,432 | $118,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 4,039 | $118,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,720 | $118,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,772 | $118,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 3,808 | $117,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 17,110 | $117,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 3,305 | $117,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 9,945 | $117,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,009 | $116,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,547 | $116,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 1,077 | $116,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 5,564 | $116,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 3,732 | $116,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 2,311 | $116,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,345 | $115,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,000 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,328 | $115,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,381 | $115,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 7,725 | $115,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 10,096 | $115,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,204 | $114,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 827 | $114,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 7,390 | $114,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 7,060 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 4,870 | $114,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4,478 | $113,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,922 | $113,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 175 | $113,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 30,432 | $113,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 845 | $112,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 10,625 | $112,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,010 | $112,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 23,806 | $112,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 150,715 | $112,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 934 | $111,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 4,309 | $111,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 4,887 | $111,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,301 | $111,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 6,540 | $111,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 14,000 | $111,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,000 | $110,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 9,267 | $110,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 3,525 | $110,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,667 | $110,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,249 | $109,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 5,363 | $109,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,807 | $108,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 8,750 | $108,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 6,140 | $108,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,785 | $108,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 3,425 | $108,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 29,100 | $108,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 7,956 | $108,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,313 | $108,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 4,273 | $108,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 1,529 | $107,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,191 | $107,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 56,120 | $107,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 7,000 | $107,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,184 | $106,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 4,359 | $106,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 682 | $106,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 19,749 | $106,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,249 | $106,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,638 | $106,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 4,526 | $106,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,920 | $106,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 2,132 | $105,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 650 | $105,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 6,568 | $105,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 2,295 | $105,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 1,911 | $105,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 23,198 | $105,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,083 | $104,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,512 | $104,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 5,530 | $104,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 3,520 | $104,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,626 | $104,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,636 | $104,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 38,996 | $104,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 5,736 | $104,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,039 | $103,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 987 | $103,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 3,676 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 3,787 | $103,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 983 | $103,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,016 | $103,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 3,973 | $103,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 2,939 | $103,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 7,750 | $103,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 6,765 | $103,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,798 | $102,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,170 | $102,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,169 | $102,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,287 | $102,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 6,160 | $102,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,830 | $102,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 15,656 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 7,033 | $102,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 4,262 | $102,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 4,245 | $102,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 8,815 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 4,358 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 4,829 | $101,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 2,311 | $101,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,085 | $101,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 7,035 | $101,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,956 | $101,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 16,974 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 2,248 | $101,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,094 | $100,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,816 | $100,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 3,374 | $100,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,174 | $100,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 6,749 | $100,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 2,000 | $100,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,934 | $99,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 866 | $99,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,196 | $99,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 7,617 | $99,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 2,314 | $99,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,480 | $99,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,341 | $99,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 3,189 | $98,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,636 | $98,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,128 | $98,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 6,099 | $98,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 4,341 | $98,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 3,437 | $98,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,484 | $98,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 2,539 | $98,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 6,419 | $98,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,000 | $97,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,246 | $97,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,763 | $97,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,132 | $96,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 36,005 | $96,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,088 | $96,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,000 | $96,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 3,545 | $96,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 3,756 | $96,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,886 | $95,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,788 | $95,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,389 | $95,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,600 | $95,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,273 | $94,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 310 | $94,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,666 | $94,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 5,788 | $94,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 3,921 | $94,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,389 | $93,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,962 | $93,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 836 | $93,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 2,141 | $93,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 3,025 | $93,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,494 | $92,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 5,176 | $92,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 6,667 | $92,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 4,143 | $92,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 1,222 | $92,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,702 | $92,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,147 | $91,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,723 | $91,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,898 | $91,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,943 | $91,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 8,911 | $91,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,321 | $91,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 1,732 | $91,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,813 | $90,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,829 | $90,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,429 | $90,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,000 | $90,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 5,772 | $90,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,350 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,037 | $89,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,460 | $89,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,550 | $89,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,768 | $89,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 3,168 | $89,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,039 | $89,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 12,531 | $89,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 2,750 | $89,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 3,489 | $89,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,800 | $89,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 844 | $88,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,094 | $88,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,310 | $88,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 6,200 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,943 | $88,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 4,308 | $88,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 9,561 | $87,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 2,635 | $87,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 410 | $87,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,020 | $87,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 3,651 | $87,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 3,046 | $87,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 7,535 | $87,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,976 | $86,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 5,454 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2,881 | $86,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,503 | $86,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 739 | $86,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,520 | $85,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,734 | $85,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,956 | $85,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 91,361 | $85,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 6,076 | $85,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 5,368 | $85,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,023 | $85,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 12,500 | $85,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 6,021 | $85,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-008828 | this filing | 2015-02-13 | acceptance time not in the bulk data set |