13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,508 holding rows worth $4,520,206,000.
- Accession
- 0001144204-15-008828
- Filer
- CIK 1029730
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 7,815 entries on the cover page, a total value of $4,520,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,520,206,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,500 | $9,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 900 | $9,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 189 | $8,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 169 | $8,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 272 | $8,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 129 | $8,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 193 | $8,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 268 | $8,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 167 | $8,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 672 | $8,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,296 | $8,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 400 | $8,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 200 | $8,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 360 | $8,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 235 | $8,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 669 | $8,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 389 | $8,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 191 | $8,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 848 | $8,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 102 | $8,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 546 | $8,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 220 | $8,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,650 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 312 | $8,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 132 | $8,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 569 | $8,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 341 | $8,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 133 | $8,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $8,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 71 | $8,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 428 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 167 | $8,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 528 | $8,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 500 | $8,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 432 | $8,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 271 | $8,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 20,476 | $8,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 144 | $8,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 221 | $8,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 300 | $8,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 223 | $8,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 478 | $8,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 174 | $8,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 154 | $8,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 632 | $8,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 335 | $8,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 2,425 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 476 | $8,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 440 | $8,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 409 | $8,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 500 | $8,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 500 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 203 | $8,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 10,012 | $8,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 500 | $8,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 1,000 | $8,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,866 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 275 | $8,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 542 | $8,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 2,500 | $8,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 7,200 | $8,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 106 | $7,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 680 | $7,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 338 | $7,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 125 | $7,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 296 | $7,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 131 | $7,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 100 | $7,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 173 | $7,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 233 | $7,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,285 | $7,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,000 | $7,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 337 | $7,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 100 | $7,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 738 | $7,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 197 | $7,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 288 | $7,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,343 | $7,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 93 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 435 | $7,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 446 | $7,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 695 | $7,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 122 | $7,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $7,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 121 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 220 | $7,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,411 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 496 | $7,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,000 | $7,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 691 | $7,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 155 | $7,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 181 | $7,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 453 | $7,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 172 | $7,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,411 | $7,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 197 | $7,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $7,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 277 | $7,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 301 | $7,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 309 | $7,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 291 | $7,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 200 | $7,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 460 | $7,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 566 | $7,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 525 | $7,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,425 | $7,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 85 | $7,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 7,185 | $7,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 633 | $7,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 350 | $7,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 210 | $7,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,230 | $7,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 96 | $7,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 115 | $7,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 275 | $7,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 149 | $7,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 482 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 150 | $7,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 8,000 | $7,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 10,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 309 | $7,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 378 | $7,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 156 | $7,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 200 | $7,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 467 | $7,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 372 | $7,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 500 | $7,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,000 | $6,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 63 | $6,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 91 | $6,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 765 | $6,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 164 | $6,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 791 | $6,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 196 | $6,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 606 | $6,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 148 | $6,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $6,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,500 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 200 | $6,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 41 | $6,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 890 | $6,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 143 | $6,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 500 | $6,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $6,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 470 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 100 | $6,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 174 | $6,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 61 | $6,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 183 | $6,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 105 | $6,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 93 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 112 | $6,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 250 | $6,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 705 | $6,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 381 | $6,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 168 | $6,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 134 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 400 | $6,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 900 | $6,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 187 | $6,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 131 | $6,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 449 | $6,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 200 | $6,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 160 | $6,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 251 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 218 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 183 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 350 | $6,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 592 | $6,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 340 | $6,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 172 | $6,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 442 | $6,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 455 | $6,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 234 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 3,705 | $6,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 451 | $6,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 223 | $6,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 338 | $6,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 1,700 | $6,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 4,090 | $6,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 415 | $6,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,200 | $6,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 2,998 | $6,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 400 | $6,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 2,125 | $6,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $6,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 63 | $6,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,673 | $6,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 5,013 | $6,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 168 | $6,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 800 | $6,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 359 | $6,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 261 | $6,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 212 | $6,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 87 | $6,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 1,000 | $6,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 429 | $6,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 3,331 | $6,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 100 | $6,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 200 | $6,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 126 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 150 | $6,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,302 | $6,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 482 | $6,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 510 | $6,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 200 | $6,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 135 | $6,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 995 | $6,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 2,000 | $6,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 132 | $5,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 150 | $5,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 137 | $5,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 87 | $5,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 922 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 208 | $5,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 382 | $5,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,100 | $5,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 150 | $5,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 343 | $5,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 200 | $5,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 550 | $5,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 77 | $5,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 139 | $5,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 182 | $5,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 176 | $5,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 232 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 352 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 275 | $5,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 113 | $5,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 140 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 57 | $5,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 81 | $5,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 394 | $5,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 700 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 63 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 180 | $5,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 595 | $5,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 475 | $5,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 168 | $5,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $5,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 475 | $5,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 420 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 59 | $5,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 250 | $5,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 390 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 55 | $5,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 132 | $5,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $5,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 95 | $5,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 329 | $5,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 15 | $5,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 53 | $5,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 367 | $5,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $5,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 139 | $5,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 378 | $5,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 3,938 | $5,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 13,380 | $5,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,000 | $5,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 115 | $5,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 238 | $5,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 188 | $5,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,000 | $5,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 300 | $5,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 286 | $5,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 648 | $5,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 125 | $5,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 271 | $5,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 136 | $5,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 1,225 | $5,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 353 | $5,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 375 | $5,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,800 | $5,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 550 | $5,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 332 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 200 | $5,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 217 | $5,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 505 | $5,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 155 | $5,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 200 | $5,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 52 | $5,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 236 | $5,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 320 | $5,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 230 | $4,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 277 | $4,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 650 | $4,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 450 | $4,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 129 | $4,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 100 | $4,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 75 | $4,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 52 | $4,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 229 | $4,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 122 | $4,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 42 | $4,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $4,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 119 | $4,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 224 | $4,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 248 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 45 | $4,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 400 | $4,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 200 | $4,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 104 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 43 | $4,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 116 | $4,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 534 | $4,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 238 | $4,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 55 | $4,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 115 | $4,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 405 | $4,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 215 | $4,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 305 | $4,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 88 | $4,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 612 | $4,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 73 | $4,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 156 | $4,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 136 | $4,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,450 | $4,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 123 | $4,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 550 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 73 | $4,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 250 | $4,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 30 | $4,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 665 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 110 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 72 | $4,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 959 | $4,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 90 | $4,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 138 | $4,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 362 | $4,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 1,248 | $4,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 400 | $4,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,460 | $4,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 500 | $4,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 100 | $4,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 600 | $4,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 114 | $4,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 162 | $4,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 12,290 | $4,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 4,000 | $4,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 186 | $4,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 2,000 | $4,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 148 | $4,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 65 | $4,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 110 | $4,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 306 | $4,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,000 | $4,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 89 | $4,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 51 | $4,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 90 | $4,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 158 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 996 | $4,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,500 | $4,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,500 | $4,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 783 | $4,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 500 | $4,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 195 | $4,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 250 | $4,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 168 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 300 | $4,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 313 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 475 | $4,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,500 | $4,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 20,475 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 259 | $4,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 10,630 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 300 | $4,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 526 | $4,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 660 | $4,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 732 | $4,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 5,000 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 95 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 327 | $4,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 371 | $4,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 500 | $4,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 79 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 76 | $4,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 104 | $4,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 500 | $4,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 108 | $4,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 363 | $4,000 | thousands by filing date | |
| MERK GOLD TR SHS BEN INT | 590055109 | ALTERNATIVE-PUBLIC | 380 | $4,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 114 | $3,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 162 | $3,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,328 | $3,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,241 | $3,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 334 | $3,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 139 | $3,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 117 | $3,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 119 | $3,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 90 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 114 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 190 | $3,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 315 | $3,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 100 | $3,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 987 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 91 | $3,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 609 | $3,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 130 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 40 | $3,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 117 | $3,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 32 | $3,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 417 | $3,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 120 | $3,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 84 | $3,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 71 | $3,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 47 | $3,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 43 | $3,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 31 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 212 | $3,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 63 | $3,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 92 | $3,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 89 | $3,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 96 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 251 | $3,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 300 | $3,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 120 | $3,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 160 | $3,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 827 | $3,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 700 | $3,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 100 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 79 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,000 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 390 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 40 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $3,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $3,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 15 | $3,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 250 | $3,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 296 | $3,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 145 | $3,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 2,520 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $3,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 56 | $3,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,100 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,222 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 138 | $3,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,100 | $3,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 600 | $3,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 1,933 | $3,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 149 | $3,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 110 | $3,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 84 | $3,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 540 | $3,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 72 | $3,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 121 | $3,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 162 | $3,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 99 | $3,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 124 | $3,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 400 | $3,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 50 | $3,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 68 | $3,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,000 | $3,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 200 | $3,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 250 | $3,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 45 | $3,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 125 | $3,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 83 | $3,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 467 | $3,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 66 | $3,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 71 | $3,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 54 | $3,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 2,000 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 200 | $3,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 261 | $3,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 800 | $3,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 200 | $3,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 174 | $3,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 5,537 | $3,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 1,109 | $3,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 500 | $3,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 322 | $3,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 5,000 | $3,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,500 | $3,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-008828 | this filing | 2015-02-13 | acceptance time not in the bulk data set |