13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,508 holding rows worth $4,520,206,000.
- Accession
- 0001144204-15-008828
- Filer
- CIK 1029730
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 7,815 entries on the cover page, a total value of $4,520,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,520,206,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 386 | $85,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 2,112 | $85,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,737 | $84,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,369 | $84,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,705 | $84,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 6,700 | $84,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 9,692 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2,252 | $84,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 6,651 | $84,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,417 | $84,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 4,371 | $84,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 939 | $84,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 11,314 | $84,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 23,400 | $84,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 30,700 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,132 | $84,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 4,300 | $83,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,750 | $83,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,805 | $83,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,529 | $83,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 1,889 | $82,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,322 | $82,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 938 | $82,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,361 | $82,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 975 | $82,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 4,761 | $82,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,998 | $82,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 5,663 | $82,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 13,594 | $82,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,443 | $82,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 8,573 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $82,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 20,405 | $82,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 4,000 | $82,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,130 | $81,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,501 | $81,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,750 | $81,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,402 | $81,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 4,587 | $81,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 7,508 | $81,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 8,830 | $81,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,050 | $80,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 5,372 | $80,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,983 | $80,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,514 | $80,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,120 | $80,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,199 | $80,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 38,725 | $80,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 10,662 | $80,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 782 | $80,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 6,990 | $80,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 16,000 | $80,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,262 | $79,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,927 | $79,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,822 | $79,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,305 | $79,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,230 | $79,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 9,560 | $79,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 5,998 | $79,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,365 | $79,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,543 | $79,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 2,130 | $78,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,351 | $78,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,559 | $78,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,700 | $78,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 8,674 | $78,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,421 | $77,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 999 | $77,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 425 | $77,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,264 | $77,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 492 | $77,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,450 | $77,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,024 | $77,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,269 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 908 | $77,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 2,358 | $77,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,098 | $77,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,891 | $77,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 2,326 | $77,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y735 | PRING TRNR BUS | 2,981 | $77,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 16,568 | $77,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 6,830 | $76,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 1,211 | $76,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,504 | $76,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 2,081 | $76,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,461 | $75,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 886 | $75,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 1,875 | $75,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 3,536 | $75,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 5,658 | $75,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,338 | $75,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 2,080 | $75,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 1,399 | $75,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 580 | $74,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 5,675 | $74,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,842 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 600 | $74,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,000 | $74,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 9,111 | $74,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 44,667 | $74,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 2,371 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,519 | $73,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,200 | $73,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 762 | $73,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,275 | $73,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,675 | $73,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 40,612 | $73,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 6,363 | $73,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 939 | $72,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,068 | $72,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,373 | $72,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,976 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,688 | $72,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 623 | $72,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 7,223 | $72,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 1,166 | $72,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 4,308 | $72,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,437 | $72,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,957 | $71,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,355 | $71,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5,091 | $71,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 644 | $71,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 2,087 | $71,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 1,252 | $71,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 1,612 | $71,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 14,850 | $71,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 4,829 | $71,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 1,026 | $71,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 7,476 | $70,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,185 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,827 | $70,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,898 | $70,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,002 | $70,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 942 | $70,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,211 | $70,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 3,362 | $70,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,484 | $70,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 21,744 | $70,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 6,282 | $70,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 1,105 | $70,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,527 | $70,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,640 | $69,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,966 | $69,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 8,500 | $69,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 5,847 | $69,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,135 | $69,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 577 | $69,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,660 | $69,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 648 | $69,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 1,500 | $69,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,381 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,901 | $69,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 7,001 | $69,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 928 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 1,208 | $69,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,006 | $68,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 9,124 | $68,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 635 | $68,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,325 | $68,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 5,192 | $68,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,168 | $68,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,977 | $68,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,465 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 4,179 | $68,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 2,289 | $68,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,517 | $67,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 2,851 | $67,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 14,009 | $67,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,739 | $67,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 1,962 | $67,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 61,845 | $67,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,797 | $66,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,970 | $66,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,811 | $66,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,231 | $66,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 1,472 | $66,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,458 | $66,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 3,895 | $66,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 2,200 | $66,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 714 | $65,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,030 | $65,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,325 | $65,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 9,023 | $65,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,050 | $65,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 2,285 | $65,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,019 | $64,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,132 | $64,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,864 | $64,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,101 | $64,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,550 | $64,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,098 | $64,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,331 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,879 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 2,600 | $64,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 916 | $64,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 16,385 | $64,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 1,693 | $64,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,265 | $63,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,895 | $63,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 2,686 | $63,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,312 | $63,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,059 | $63,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,081 | $63,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,030 | $63,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,000 | $63,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,239 | $63,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 4,300 | $63,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,202 | $63,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,872 | $63,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 4,207 | $63,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 498 | $63,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,019 | $63,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 5,357 | $63,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,114 | $63,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,606 | $63,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 13,225 | $63,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 612 | $62,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,172 | $62,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,807 | $62,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 3,317 | $62,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,486 | $62,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 1,341 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 1,220 | $62,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 70,272 | $62,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,014 | $62,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 2,034 | $62,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 87 | $61,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,300 | $61,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 376 | $61,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,714 | $61,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 20,835 | $61,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 934 | $61,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 4,311 | $61,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 4,801 | $61,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 4,300 | $61,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,731 | $61,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,767 | $61,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 5,220 | $61,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 1,195 | $61,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,758 | $61,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,177 | $60,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 651 | $60,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,356 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 2,275 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 525 | $60,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 2,131 | $60,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 2,200 | $60,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 782 | $60,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,638 | $60,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 2,619 | $60,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 845 | $60,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 1,769 | $60,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,748 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 3,466 | $60,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 8,500 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,641 | $60,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 10,736 | $60,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,774 | $59,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,028 | $59,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 675 | $59,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,435 | $59,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 6,165 | $59,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,454 | $59,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 879 | $59,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 5,944 | $59,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 6,173 | $59,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,420 | $59,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,122 | $59,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 4,453 | $59,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 450 | $59,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,163 | $58,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,624 | $58,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,169 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 599 | $58,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 4,400 | $58,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,000 | $58,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,016 | $58,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 7,069 | $58,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 32,347 | $58,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 4,233 | $57,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,274 | $57,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,160 | $57,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 979 | $57,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 3,684 | $57,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 4,020 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,600 | $57,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 602 | $57,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 1,000 | $57,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 2,481 | $57,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,100 | $57,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,000 | $57,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 8,200 | $57,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 2,575 | $56,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,161 | $56,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 4,537 | $56,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 2,113 | $56,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,195 | $56,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 2,044 | $56,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 8,531 | $55,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,803 | $55,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 519 | $55,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,978 | $55,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 583 | $55,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,619 | $55,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 3,803 | $55,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 6,450 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 579 | $54,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 905 | $54,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,786 | $54,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 594 | $54,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 764 | $54,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 851 | $54,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,036 | $54,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 4,123 | $54,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 755 | $54,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,000 | $54,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,000 | $54,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 815 | $54,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 3,311 | $54,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,726 | $54,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 872 | $54,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 900 | $54,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,365 | $54,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,000 | $54,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,726 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 1,225 | $54,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 2,600 | $54,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 681 | $53,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,845 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 384 | $53,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 3,484 | $53,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,280 | $53,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,000 | $53,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,118 | $53,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 2,225 | $53,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 2,800 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 537 | $52,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 539 | $52,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,558 | $52,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 3,614 | $52,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,463 | $52,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 897 | $52,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,518 | $52,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 1,368 | $52,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 732 | $52,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 1,567 | $52,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,100 | $51,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,325 | $51,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 3,947 | $51,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,160 | $51,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 2,000 | $51,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,390 | $51,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,547 | $51,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,242 | $51,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 1,987 | $51,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 596 | $51,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 1,465 | $51,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 2,000 | $51,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 613 | $50,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,097 | $50,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 756 | $50,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,570 | $50,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,479 | $50,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,659 | $50,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,185 | $50,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 1,091 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 450 | $50,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,978 | $50,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 517 | $50,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 1,500 | $50,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 2,500 | $50,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 3,500 | $50,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,792 | $49,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 707 | $49,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 803 | $49,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,564 | $49,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 552 | $49,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,391 | $49,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,649 | $49,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 747 | $49,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 6,759 | $49,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 927 | $49,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $49,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,608 | $49,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 313 | $48,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,875 | $48,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,451 | $48,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,110 | $48,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,154 | $48,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,362 | $48,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 2,475 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,504 | $48,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,932 | $48,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 5,000 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 3,720 | $48,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 22,350 | $47,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,161 | $47,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 416 | $47,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,337 | $47,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,245 | $47,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,819 | $47,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 943 | $47,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,211 | $47,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 9,027 | $47,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 850 | $47,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 651 | $47,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 3,440 | $47,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 1,353 | $47,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 614 | $47,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 9,430 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 2,263 | $47,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 1,085 | $47,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 2,415 | $47,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,076 | $46,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,221 | $46,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,272 | $46,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,301 | $46,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 750 | $46,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 409 | $46,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,308 | $46,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,350 | $46,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,144 | $46,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 9,392 | $46,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 6,000 | $46,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,548 | $46,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,268 | $46,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 2,257 | $46,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,834 | $46,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 3,367 | $46,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,181 | $46,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 653 | $46,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 790 | $45,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 748 | $45,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 550 | $45,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 851 | $45,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,050 | $45,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 3,454 | $45,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,514 | $45,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,935 | $45,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 16,592 | $45,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,372 | $45,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 4,000 | $45,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 6,211 | $45,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 387 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,300 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,465 | $44,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,325 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,315 | $44,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,162 | $44,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,380 | $44,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 6,619 | $44,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 732 | $44,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,951 | $44,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 954 | $44,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,000 | $44,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 12,170 | $44,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 2,578 | $44,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 45,000 | $44,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 708 | $43,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,973 | $43,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,500 | $43,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,160 | $43,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 598 | $43,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 3,815 | $43,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,603 | $43,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 2,000 | $43,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,000 | $43,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,575 | $43,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 3,634 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 2,640 | $43,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 4,000 | $43,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,098 | $43,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,249 | $43,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,465 | $43,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,980 | $43,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,375 | $43,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 2,677 | $43,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 5,261 | $43,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 871 | $42,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1,407 | $42,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,306 | $42,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 5,661 | $42,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 927 | $42,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,499 | $42,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 4,846 | $42,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,045 | $42,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 731 | $42,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,351 | $42,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,148 | $41,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 628 | $41,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,945 | $41,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 3,530 | $41,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 2,550 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 312 | $41,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 1,401 | $41,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 424 | $41,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 98,350 | $41,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 422 | $40,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 94 | $40,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,000 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-008828 | this filing | 2015-02-13 | acceptance time not in the bulk data set |