13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,508 holding rows worth $4,520,206,000.
- Accession
- 0001144204-15-008828
- Filer
- CIK 1029730
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 7,815 entries on the cover page, a total value of $4,520,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,520,206,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 28,186 | $427,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 10,556 | $427,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 19,026 | $427,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 17,291 | $426,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 10,913 | $425,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 11,929 | $425,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 6,047 | $424,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 16,125 | $420,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 37,453 | $420,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,824 | $418,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 8,617 | $418,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 29,175 | $418,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 6,228 | $417,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,343 | $417,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4,291 | $416,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 8,522 | $416,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 17,458 | $416,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 14,137 | $415,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,519 | $412,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 6,147 | $412,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7,378 | $411,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 31,930 | $411,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 9,961 | $410,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,706 | $406,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,027 | $406,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 36,071 | $406,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,858 | $406,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 5,296 | $405,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 22,000 | $405,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 31,630 | $404,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 17,227 | $403,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 12,593 | $403,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 8,415 | $403,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,416 | $402,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 12,256 | $402,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 11,565 | $400,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 5,584 | $400,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 17,785 | $399,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,538 | $399,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 8,103 | $395,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 9,929 | $392,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 17,011 | $392,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 13,114 | $391,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,966 | $391,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 15,064 | $389,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 9,035 | $388,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 11,735 | $388,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 13,611 | $387,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 4,580 | $387,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 40,369 | $384,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 12,599 | $384,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,838 | $383,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 8,855 | $382,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,855 | $382,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 51,455 | $382,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 121,685 | $382,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,223 | $381,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 16,565 | $381,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 6,656 | $381,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,679 | $380,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 21,082 | $380,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 11,077 | $379,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 14,561 | $379,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,534 | $378,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 8,371 | $378,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,923 | $377,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 31,384 | $377,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,840 | $376,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,100 | $376,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 36,911 | $375,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 15,538 | $373,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 13,415 | $373,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,638 | $372,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,066 | $372,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,209 | $372,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,599 | $372,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 7,355 | $370,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 16,631 | $369,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 31,855 | $369,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 7,133 | $368,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 10,860 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 16,631 | $366,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,143 | $364,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 14,757 | $364,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,688 | $363,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,996 | $363,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,315 | $363,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 12,953 | $362,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 8,910 | $362,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,800 | $361,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,214 | $360,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 6,404 | $360,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 15,088 | $360,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,186 | $359,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 6,908 | $359,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 7,755 | $358,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,440 | $357,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 19,151 | $357,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,085 | $355,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 18,274 | $355,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 6,493 | $355,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,883 | $354,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 4,775 | $352,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 21,200 | $351,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 50,086 | $350,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,880 | $349,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 10,560 | $348,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 13,491 | $348,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 10,896 | $348,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,347 | $347,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 22,095 | $347,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,249 | $344,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 7,956 | $343,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,769 | $342,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 20,414 | $342,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 25,922 | $342,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 6,331 | $342,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 16,833 | $341,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 20,300 | $340,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 26,433 | $339,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,314 | $338,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 24,725 | $337,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,818 | $336,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 5,194 | $336,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 4,115 | $335,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,790 | $334,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 23,356 | $333,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 24,326 | $333,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 28,445 | $333,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 26,753 | $333,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 5,458 | $331,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,877 | $331,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 35,740 | $330,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 38,500 | $330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 10,597 | $329,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,570 | $329,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,562 | $328,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 6,193 | $327,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 23,433 | $327,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 30,320 | $326,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 21,789 | $326,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 23,779 | $326,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 6,934 | $324,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 47,058 | $324,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 4,309 | $322,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,858 | $322,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 14,099 | $322,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 146,192 | $322,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,696 | $321,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,066 | $321,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 19,688 | $321,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 12,415 | $321,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 11,845 | $319,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,524 | $319,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 27,581 | $319,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 23,141 | $318,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,805 | $318,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 14,345 | $317,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,650 | $317,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 14,561 | $316,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 22,861 | $315,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 14,330 | $315,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,467 | $314,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,321 | $313,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 20,594 | $313,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,703 | $313,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 38,952 | $311,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,836 | $311,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 16,800 | $311,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 20,084 | $310,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,130 | $309,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 3,405 | $309,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,647 | $308,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,572 | $308,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3,003 | $308,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,906 | $307,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,481 | $306,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 12,302 | $306,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,603 | $305,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 9,325 | $304,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 13,244 | $303,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 9,022 | $302,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,324 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 3,579 | $302,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 26,819 | $302,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 4,029 | $302,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 15,212 | $302,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 36,260 | $301,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 11,911 | $301,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 5,938 | $300,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 27,377 | $300,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 11,236 | $298,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 17,724 | $297,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 20,167 | $296,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,064 | $295,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 27,995 | $294,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 16,451 | $294,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 49,485 | $294,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 6,980 | $292,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,351 | $292,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,867 | $292,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 16,000 | $292,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,509 | $291,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,021 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,521 | $290,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 10,589 | $289,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 13,991 | $288,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 18,906 | $288,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 5,932 | $288,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 11,001 | $287,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 18,887 | $286,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 17,269 | $286,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 8,821 | $284,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,187 | $282,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 6,046 | $280,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 52,620 | $279,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,675 | $279,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 5,154 | $279,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,015 | $278,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,976 | $278,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 32,773 | $278,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,955 | $277,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,100 | $277,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,772 | $276,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,000 | $275,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 19,145 | $275,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 6,764 | $275,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,055 | $274,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 6,247 | $274,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 14,985 | $274,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 22,401 | $274,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,536 | $273,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,954 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,659 | $273,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,615 | $273,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 9,857 | $272,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 25,587 | $272,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 19,997 | $272,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,508 | $272,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 7,269 | $271,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 9,581 | $270,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 10,373 | $270,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 21,082 | $270,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,853 | $269,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 7,193 | $269,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 33,008 | $268,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,685 | $267,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 3,027 | $267,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 11,882 | $267,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,409 | $266,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,405 | $265,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,798 | $264,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 9,420 | $264,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,321 | $263,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,514 | $263,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 74,184 | $263,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 12,101 | $262,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,501 | $261,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 24,395 | $261,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 14,572 | $261,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 744,200 | $260,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 6,709 | $259,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,943 | $259,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 20,659 | $259,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 14,452 | $257,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 61,300 | $257,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 15,180 | $256,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 26,456 | $256,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,594 | $256,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 63,825 | $256,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 5,969 | $256,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 18,463 | $255,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 6,693 | $254,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,701 | $253,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 18,240 | $253,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 17,542 | $252,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 17,391 | $252,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 16,817 | $252,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 5,256 | $252,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 34,500 | $252,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 25,063 | $251,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 29,989 | $251,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 38,675 | $251,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,514 | $250,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 11,275 | $250,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 14,510 | $250,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,577 | $249,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 16,700 | $249,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,493 | $248,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,024 | $248,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,414 | $248,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,498 | $248,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,132 | $248,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,888 | $247,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,395 | $247,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 16,657 | $246,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 18,479 | $246,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,335 | $244,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 7,214 | $244,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 27,216 | $243,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,888 | $243,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 9,078 | $241,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,190 | $241,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 9,603 | $240,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 9,149 | $240,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 13,218 | $240,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,070 | $239,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 8,442 | $238,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 11,310 | $238,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 8,066 | $238,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 9,520 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,014 | $236,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 19,500 | $236,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 13,271 | $236,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,853 | $235,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,893 | $235,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,329 | $235,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,010 | $235,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,717 | $235,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,137 | $234,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 4,081 | $234,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 29,052 | $234,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,738 | $233,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 6,163 | $233,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 6,502 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,572 | $232,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 27,432 | $232,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 22,984 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,715 | $231,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,426 | $230,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,031 | $229,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 3,556 | $229,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 9,413 | $229,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,056 | $228,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 4,996 | $228,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,514 | $227,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 18,189 | $227,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,127 | $227,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,182 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,534 | $226,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 10,159 | $225,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 15,800 | $225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,311 | $225,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 13,559 | $225,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 7,750 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,740 | $224,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,203 | $224,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,101 | $223,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 999 | $223,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,741 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 8,973 | $223,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 9,460 | $223,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,071 | $222,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 4,250 | $222,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,870 | $221,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,530 | $221,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,059 | $221,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,294 | $221,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,714 | $220,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,865 | $219,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,411 | $219,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,998 | $219,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 58,310 | $218,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,044 | $217,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 6,362 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,575 | $216,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,429 | $216,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,420 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 4,417 | $216,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 15,933 | $216,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 14,663 | $216,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,422 | $215,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 23,299 | $215,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,731 | $214,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,717 | $214,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,500 | $214,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 39,898 | $214,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 14,227 | $214,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 141,617 | $214,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,583 | $213,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,018 | $213,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 16,120 | $213,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 4,566 | $213,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,468 | $213,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,818 | $213,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 10,411 | $213,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 2,119 | $213,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 8,510 | $213,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,842 | $212,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 134,223 | $212,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 6,823 | $211,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,335 | $211,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 7,591 | $211,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 25,756 | $211,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 22,766 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 8,324 | $211,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 15,061 | $211,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 43,168 | $211,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,990 | $210,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 6,122 | $210,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 36,700 | $210,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 15,680 | $209,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,985 | $209,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,157 | $209,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 5,252 | $209,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,078 | $208,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,903 | $208,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,661 | $208,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,654 | $207,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,860 | $207,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 34,497 | $206,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 64,677 | $206,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 2,579 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,893 | $205,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 21,786 | $205,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 14,385 | $205,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,289 | $205,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,941 | $204,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 18,362 | $204,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 24,959 | $203,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 11,782 | $203,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 6,934 | $203,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,255 | $203,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,861 | $203,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 2,020 | $203,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 12,036 | $202,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 5,574 | $202,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,205 | $201,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 19,375 | $201,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,932 | $200,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,977 | $199,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 8,001 | $199,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,038 | $198,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 5,241 | $198,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,474 | $197,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,368 | $197,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,682 | $196,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 13,000 | $196,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,723 | $195,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,860 | $195,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 6,728 | $195,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 25,938 | $195,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,718 | $194,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,022 | $194,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,744 | $194,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,515 | $194,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 27,000 | $194,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,675 | $193,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4,472 | $193,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,683 | $193,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,630 | $193,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 5,020 | $193,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,501 | $192,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,199 | $192,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 26,523 | $192,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,183 | $192,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 5,862 | $192,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,014 | $192,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 7,400 | $192,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 8,378 | $192,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 6,600 | $192,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,223 | $191,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,231 | $191,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,200 | $191,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,054 | $190,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,492 | $190,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,163 | $190,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 4,346 | $190,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 3,655 | $190,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 6,726 | $189,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 16,700 | $189,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,035 | $188,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,357 | $188,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,138 | $188,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,686 | $188,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 24,386 | $188,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,502 | $186,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,235 | $186,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,413 | $186,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 6,038 | $186,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,056 | $186,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 3,778 | $186,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,156 | $186,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 14,028 | $186,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 9,063 | $185,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,746 | $185,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 10,741 | $185,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 19,477 | $185,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 12,569 | $185,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 20,020 | $185,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 6,529 | $185,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 13,303 | $185,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 7,458 | $185,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 4,893 | $183,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,432 | $183,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 141,050 | $183,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 24,872 | $182,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,845 | $182,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 5,220 | $182,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 4,075 | $182,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-008828 | this filing | 2015-02-13 | acceptance time not in the bulk data set |