13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 3,884 holding rows worth $3,428,675,000.
- Accession
- 0001144204-14-030944
- Filer
- CIK 1029730
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 4,593 entries on the cover page, a total value of $3,428,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,428,675,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PTC INC COM | 69370C100 | Stock | 1,344 | $48,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 733 | $48,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 890 | $48,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 861 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,412 | $48,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,530 | $48,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 1,592 | $48,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,011 | $48,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,600 | $48,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 800 | $48,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,050 | $48,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 603 | $48,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 777 | $47,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,075 | $47,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 750 | $47,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 841 | $47,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 2,200 | $47,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,215 | $47,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,430 | $47,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 614 | $47,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,924 | $47,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 2,355 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 500 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,265 | $47,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 780 | $47,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 2,500 | $47,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,500 | $47,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 2,655 | $47,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,482 | $47,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 493 | $46,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 428 | $46,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 287 | $46,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 4,975 | $46,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 3,804 | $46,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 450 | $46,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 719 | $46,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,199 | $46,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,413 | $46,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 3,282 | $46,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,128 | $46,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 744 | $46,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,585 | $46,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 17,000 | $46,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 726 | $46,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 2,233 | $46,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,006 | $45,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,298 | $45,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,250 | $45,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 318 | $45,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 2,475 | $45,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 644 | $45,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 5,000 | $45,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,424 | $45,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,045 | $45,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 844 | $45,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 5,000 | $45,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 497 | $45,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 6,634 | $45,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,900 | $44,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,803 | $44,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 3,764 | $44,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 780 | $44,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,905 | $44,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,236 | $44,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 428 | $44,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,752 | $44,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 17,695 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,321 | $44,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $44,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 2,509 | $44,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,620 | $43,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,000 | $43,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 525 | $43,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,800 | $43,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,551 | $43,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 6,800 | $43,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 2,121 | $43,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 2,644 | $43,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 732 | $43,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 535 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 1,167 | $43,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 453 | $42,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,962 | $42,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,000 | $42,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,647 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 919 | $42,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 809 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 3,086 | $42,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,815 | $42,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,400 | $42,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 951 | $42,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,786 | $42,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 1,525 | $42,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 898 | $42,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 730 | $42,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 3,300 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 1,657 | $42,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 814 | $41,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,378 | $41,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,173 | $41,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,103 | $41,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,570 | $41,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 778 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,087 | $41,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,500 | $41,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,204 | $41,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 2,625 | $41,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 890 | $41,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 2,677 | $41,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 578 | $41,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 501 | $40,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 633 | $40,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 414 | $40,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 796 | $40,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 554 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 900 | $40,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,100 | $40,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 456 | $40,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 3,250 | $40,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,608 | $40,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 2,275 | $40,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,883 | $40,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 622 | $40,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,600 | $40,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 2,811 | $40,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,383 | $40,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 600 | $40,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 674 | $40,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,127 | $40,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 994 | $39,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,210 | $39,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,989 | $39,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,250 | $39,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,000 | $39,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,250 | $39,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 550 | $39,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,245 | $39,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 881 | $39,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 983 | $39,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 13,690 | $39,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1,998 | $39,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 1,312 | $39,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,489 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 650 | $38,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,226 | $38,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 334 | $38,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 1,796 | $38,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,106 | $38,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,897 | $38,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,668 | $38,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 2,725 | $38,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 519 | $38,000 | thousands by filing date | |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 1,000 | $38,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,635 | $38,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,718 | $37,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,233 | $37,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 376 | $37,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,130 | $37,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,655 | $37,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,600 | $37,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,404 | $37,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,755 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,387 | $37,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2,869 | $37,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,203 | $37,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 248 | $37,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,848 | $37,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,100 | $37,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 4,709 | $37,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 963 | $37,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 5,400 | $37,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,425 | $37,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,000 | $37,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,272 | $37,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 392 | $36,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,251 | $36,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 236 | $36,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,616 | $36,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,619 | $36,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 431 | $36,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,000 | $36,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,500 | $36,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,467 | $36,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 8,500 | $36,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 653 | $36,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,726 | $36,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,200 | $36,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,338 | $36,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 3,200 | $36,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 10,939 | $36,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,292 | $36,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 249 | $35,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 460 | $35,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,490 | $35,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 275 | $35,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 844 | $35,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 977 | $35,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 433 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,680 | $35,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,025 | $35,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 4,216 | $35,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,319 | $35,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 11,000 | $35,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 964 | $35,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 570 | $35,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 893 | $34,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,025 | $34,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,420 | $34,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 2,000 | $34,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,105 | $34,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,168 | $34,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 2,402 | $34,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 1,656 | $34,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,199 | $34,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 6,066 | $34,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,299 | $34,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,367 | $34,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,044 | $34,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 5,270 | $34,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,409 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 760 | $34,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 2,700 | $34,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,700 | $34,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 630 | $33,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 960 | $33,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 699 | $33,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 800 | $33,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,009 | $33,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 4,097 | $33,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,000 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,507 | $33,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,875 | $33,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,172 | $33,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,903 | $33,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $33,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 298 | $33,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,300 | $33,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,465 | $33,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 904 | $33,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 758 | $33,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,000 | $33,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,050 | $33,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,501 | $33,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 4,100 | $33,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 604 | $32,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 526 | $32,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 450 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,708 | $32,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,424 | $32,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 1,129 | $32,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,500 | $32,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 587 | $32,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 700 | $32,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,697 | $32,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 567 | $32,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 571 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 825 | $32,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 321 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,165 | $32,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 4,521 | $32,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 468 | $32,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,327 | $32,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 7,329 | $32,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,422 | $32,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,416 | $32,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,435 | $31,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 553 | $31,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 836 | $31,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 4,521 | $31,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 750 | $31,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 27 | $31,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 527 | $31,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,084 | $31,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 727 | $31,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,500 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 365 | $31,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 3,797 | $31,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,000 | $31,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 1,173 | $31,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 443 | $31,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,985 | $31,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,354 | $31,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 726 | $31,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 2,891 | $31,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,568 | $31,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 8,134 | $31,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 1,699 | $31,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 1,218 | $31,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,000 | $31,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 595 | $30,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 958 | $30,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 605 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 947 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 620 | $30,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 827 | $30,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,197 | $30,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 539 | $30,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 900 | $30,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 491 | $30,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1,286 | $30,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 700 | $30,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 309 | $30,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,800 | $30,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 3,930 | $30,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 350 | $30,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 335 | $30,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 2,000 | $30,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 220 | $30,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 894 | $30,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 6,800 | $30,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 1,020 | $30,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 1,100 | $30,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,000 | $30,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 958 | $29,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 547 | $29,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 802 | $29,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 477 | $29,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 771 | $29,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 949 | $29,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 643 | $29,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 701 | $29,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,433 | $29,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,110 | $29,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,520 | $29,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 802 | $29,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 2,821 | $29,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,358 | $29,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 540 | $29,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 3,440 | $29,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 670 | $29,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,337 | $29,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 1,131 | $29,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 860 | $29,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 483 | $29,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,250 | $29,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 2,000 | $29,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 3,206 | $29,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 555 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,400 | $29,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,326 | $28,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 600 | $28,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,400 | $28,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 345 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,285 | $28,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,219 | $28,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 475 | $28,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 234 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 538 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 400 | $28,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 2,076 | $28,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,917 | $28,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,625 | $28,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 326 | $28,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 300 | $28,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,929 | $28,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,235 | $28,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,000 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 697 | $28,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 8,300 | $28,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 267 | $28,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 638 | $28,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,162 | $28,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 901 | $28,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 2,165 | $28,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 350 | $27,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,990 | $27,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,873 | $27,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,243 | $27,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 659 | $27,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,794 | $27,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,200 | $27,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 525 | $27,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 712 | $27,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,553 | $27,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,498 | $27,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 794 | $27,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,566 | $27,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 4,900 | $27,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 818 | $27,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,280 | $26,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 687 | $26,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 3,000 | $26,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 913 | $26,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,000 | $26,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 419 | $26,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 350 | $26,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 814 | $26,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 4,732 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,900 | $26,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 331 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 370 | $26,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 2,230 | $26,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 245 | $26,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 786 | $26,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,640 | $26,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,095 | $26,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 694 | $26,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 879 | $26,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,500 | $26,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,968 | $26,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,197 | $26,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 2,313 | $26,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 21,500 | $26,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 427 | $26,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 404 | $26,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 365 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 773 | $26,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 4,395 | $26,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 2,113 | $26,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 576 | $26,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,453 | $26,000 | thousands by filing date | |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 500 | $26,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,071 | $25,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 354 | $25,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 560 | $25,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 376 | $25,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 734 | $25,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 146 | $25,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,278 | $25,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 499 | $25,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 402 | $25,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,750 | $25,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 254 | $25,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,450 | $25,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,060 | $25,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,859 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 952 | $25,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 2,129 | $25,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 733 | $25,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 2,067 | $25,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 8,572 | $25,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 370 | $25,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 536 | $25,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,175 | $25,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 745 | $25,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 5,266 | $25,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 554 | $25,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 5,270 | $25,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,400 | $25,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 272 | $25,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 8,800 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $25,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 682 | $25,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,000 | $25,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 265 | $24,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,000 | $24,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 632 | $24,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 385 | $24,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,485 | $24,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,500 | $24,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,532 | $24,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 940 | $24,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 4,200 | $24,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 710 | $24,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 1,097 | $24,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 7,500 | $24,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 7,200 | $24,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 282 | $24,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 5,970 | $24,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 377 | $24,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,367 | $24,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 743 | $24,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 7,058 | $24,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,040 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 950 | $24,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,863 | $23,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 433 | $23,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 410 | $23,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 338 | $23,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 204 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 239 | $23,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 464 | $23,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,280 | $23,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,574 | $23,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 664 | $23,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 373 | $23,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,800 | $23,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,000 | $23,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,143 | $23,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 211 | $23,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 958 | $23,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,051 | $23,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 659 | $23,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 7,230 | $23,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 606 | $23,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 2,250 | $23,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 7,000 | $23,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,300 | $23,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,547 | $23,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,463 | $23,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 394 | $23,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 259 | $23,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,360 | $23,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 523 | $23,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,468 | $23,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 600 | $23,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 828 | $23,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,730 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 687 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-030944 | this filing | 2014-05-15 | acceptance time not in the bulk data set |