13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 3,884 holding rows worth $3,428,675,000.
- Accession
- 0001144204-14-030944
- Filer
- CIK 1029730
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 4,593 entries on the cover page, a total value of $3,428,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,428,675,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IAMGOLD CORP COM | 450913108 | Stock | 2,500 | $9,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 765 | $9,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 146 | $9,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 283 | $9,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 670 | $9,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 142 | $9,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 203 | $9,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 640 | $9,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 841 | $9,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 510 | $9,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,000 | $9,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,503 | $9,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 316 | $9,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 600 | $9,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 500 | $9,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 310 | $9,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,005 | $9,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 468 | $9,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 137 | $9,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 395 | $9,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 800 | $9,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 322 | $9,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 744 | $9,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 315 | $9,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 172 | $9,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $9,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,825 | $9,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 900 | $9,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 171 | $9,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,000 | $9,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 575 | $9,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 492 | $9,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 888 | $9,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,125 | $9,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 536 | $9,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,015 | $9,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 754 | $9,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 787 | $9,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 12,163 | $9,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 400 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 100 | $9,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 676 | $9,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 1,000 | $9,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 652 | $9,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 244 | $9,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 135 | $9,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 151 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 315 | $9,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 357 | $9,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 204 | $9,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 8,000 | $9,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 321 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 150 | $9,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 968 | $9,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 634 | $9,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 300 | $8,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 434 | $8,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 59 | $8,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 120 | $8,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 204 | $8,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 182 | $8,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 304 | $8,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 307 | $8,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 217 | $8,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 200 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 98 | $8,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 104 | $8,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 592 | $8,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 569 | $8,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,000 | $8,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 265 | $8,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 180 | $8,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 170 | $8,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $8,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 106 | $8,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 202 | $8,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $8,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,140 | $8,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 300 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 165 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 190 | $8,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 177 | $8,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 2,352 | $8,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 460 | $8,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 597 | $8,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 412 | $8,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,014 | $8,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 711 | $8,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 650 | $8,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 250 | $8,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 177 | $8,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 250 | $8,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 663 | $8,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,600 | $8,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 29,450 | $8,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,500 | $8,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 150 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 383 | $8,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 137 | $7,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 127 | $7,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 303 | $7,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 55 | $7,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 142 | $7,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 404 | $7,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 159 | $7,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 733 | $7,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 426 | $7,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 106 | $7,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 105 | $7,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 183 | $7,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 192 | $7,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 574 | $7,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 800 | $7,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 600 | $7,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 600 | $7,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 280 | $7,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,000 | $7,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 500 | $7,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,500 | $7,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 639 | $7,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 457 | $7,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 120 | $7,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 210 | $7,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 99 | $7,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 242 | $7,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 150 | $7,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 516 | $7,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 397 | $7,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 517 | $7,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 365 | $7,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 200 | $7,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 402 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 259 | $7,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 675 | $7,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 180 | $7,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 102 | $7,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 128 | $7,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 75 | $7,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 753 | $7,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,002 | $7,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 100 | $7,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 139 | $7,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 1,000 | $7,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 623 | $7,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 122 | $7,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 122 | $7,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 750 | $7,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 90 | $7,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,000 | $7,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 490 | $7,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 99 | $7,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 239 | $7,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 480 | $7,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 503 | $7,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 1,000 | $7,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 610 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 460 | $7,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,310 | $7,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 320 | $7,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,000 | $7,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 866 | $7,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 2,620 | $7,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 450 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 150 | $7,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 2,000 | $7,000 | thousands by filing date | |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 573 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 156 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 300 | $7,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,302 | $7,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 74 | $6,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 252 | $6,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 169 | $6,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 63 | $6,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 32 | $6,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 650 | $6,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 95 | $6,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 107 | $6,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 242 | $6,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 255 | $6,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 100 | $6,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 100 | $6,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 211 | $6,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 158 | $6,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 189 | $6,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 500 | $6,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 483 | $6,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 61 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 155 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 380 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 147 | $6,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 199 | $6,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 403 | $6,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 200 | $6,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 156 | $6,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 379 | $6,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 145 | $6,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 446 | $6,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 424 | $6,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 317 | $6,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 500 | $6,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,000 | $6,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,000 | $6,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 340 | $6,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 430 | $6,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 350 | $6,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 200 | $6,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 230 | $6,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 59 | $6,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 303 | $6,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 193 | $6,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 197 | $6,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 300 | $6,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 112 | $6,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 3,013 | $6,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 105 | $6,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 540 | $6,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 83 | $6,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 208 | $6,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 316 | $6,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 70 | $6,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 175 | $6,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 618 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 230 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 230 | $6,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 400 | $6,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 4,865 | $6,000 | thousands by filing date | |
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| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 230 | $6,000 | thousands by filing date | |
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| HUBBELL INC -CL A | 443510102 | CL A | 50 | $6,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,000 | $6,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 636 | $6,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 1,096 | $6,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 100 | $6,000 | thousands by filing date | |
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| NEOGENOMICS INC | 64049M209 | COM NEW | 1,500 | $5,000 | thousands by filing date | |
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| CHEGG INC | 163092109 | COM | 700 | $5,000 | thousands by filing date | |
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| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $5,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
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| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 390 | $5,000 | thousands by filing date | |
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| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 153 | $5,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 50 | $5,000 | thousands by filing date | |
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| Vale Sa | 91912E204 | COM | 377 | $5,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $5,000 | thousands by filing date | |
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| BG MEDICINE INC | 08861T107 | COM | 2,500 | $5,000 | thousands by filing date | |
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| XO GROUP INC | 983772104 | COM | 500 | $5,000 | thousands by filing date | |
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| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 200 | $5,000 | thousands by filing date | |
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| NETGEAR INC | 64111Q104 | COM | 132 | $4,000 | thousands by filing date | |
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| RBC BEARINGS INC COM | 75524B104 | Stock | 70 | $4,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 108 | $4,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 81 | $4,000 | thousands by filing date | |
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| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 121 | $4,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 126 | $4,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 151 | $4,000 | thousands by filing date | |
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| INSMED INC COM PAR $.01 | 457669307 | Stock | 200 | $4,000 | thousands by filing date | |
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| W & T OFFSHORE INC | 92922P106 | COM | 238 | $4,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 300 | $4,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 157 | $4,000 | thousands by filing date | |
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| ESCO TECHNOLOGIES INC | 296315104 | COM | 100 | $4,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 71 | $4,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 68 | $4,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 125 | $4,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 105 | $4,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 249 | $4,000 | thousands by filing date | |
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| THL CREDIT INC | 872438106 | COM | 300 | $4,000 | thousands by filing date | |
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| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 215 | $4,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 88 | $4,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 109 | $4,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 128 | $4,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 141 | $4,000 | thousands by filing date | |
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| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 550 | $4,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 498 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 105 | $4,000 | thousands by filing date | |
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| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 420 | $4,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 82 | $4,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 150 | $4,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
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| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 201 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 298 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,075 | $4,000 | thousands by filing date | |
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| TIVO INC | 888706108 | COM | 300 | $4,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 4,000 | $4,000 | thousands by filing date | |
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| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 1,266 | $4,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 400 | $4,000 | thousands by filing date | |
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| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $4,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 200 | $4,000 | thousands by filing date | |
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| NEVSUN RES LTD | 64156L101 | COM | 1,081 | $4,000 | thousands by filing date | |
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| RENTECH INC COM | 760112102 | COM | 2,000 | $4,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 3,090 | $4,000 | thousands by filing date | |
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| GAS NAT INC | 367204104 | COM | 417 | $4,000 | thousands by filing date | |
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| GUESS INC COM | 401617105 | Stock | 96 | $3,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 95 | $3,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 78 | $3,000 | thousands by filing date | |
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| PROTO LABS INC | 743713109 | COM | 50 | $3,000 | thousands by filing date | |
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| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 44 | $3,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 40 | $3,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 58 | $3,000 | thousands by filing date | |
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| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 175 | $3,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 107 | $3,000 | thousands by filing date | |
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| MERCER INTL INC | 588056101 | COM | 400 | $3,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 100 | $3,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 300 | $3,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 100 | $3,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 160 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 250 | $3,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 500 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $3,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 176 | $3,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 51 | $3,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 258 | $3,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 37 | $3,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 132 | $3,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
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| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 397 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 138 | $3,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 200 | $3,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 108 | $3,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 332 | $3,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 460 | $3,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 112 | $3,000 | thousands by filing date | |
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| IMPAX LABORATORIES INC | 45256B101 | COM | 110 | $3,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 354 | $3,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 250 | $3,000 | thousands by filing date | |
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| VICAL INC | 925602104 | COM | 2,000 | $3,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 1,000 | $3,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 333 | $3,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 39 | $3,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 1,400 | $3,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 115 | $3,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 100 | $3,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 107 | $3,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 418 | $3,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 51 | $3,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 94 | $3,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 1,000 | $3,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 289 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 102 | $3,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 259 | $3,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 780 | $3,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 1,000 | $3,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 250 | $3,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 381 | $3,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 702 | $3,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 350 | $3,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 235 | $3,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 50 | $3,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 900 | $3,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 5,200 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 51 | $3,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 45 | $3,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 200 | $3,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 250 | $3,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 732 | $3,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 430 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 63 | $3,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 899 | $3,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 19 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 202 | $2,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 50 | $2,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 67 | $2,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 128 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 65 | $2,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 63 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 83 | $2,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 80 | $2,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 89 | $2,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 31 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 11 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 138 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 80 | $2,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 72 | $2,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 82 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-030944 | this filing | 2014-05-15 | acceptance time not in the bulk data set |