13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 3,884 holding rows worth $3,428,675,000.
- Accession
- 0001144204-14-030944
- Filer
- CIK 1029730
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 4,593 entries on the cover page, a total value of $3,428,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,428,675,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 478,876 | $90,095,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 704,427 | $81,964,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,519,988 | $62,806,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 655,822 | $61,913,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 622,966 | $54,110,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 391,732 | $53,506,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 779,219 | $53,449,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 615,292 | $53,007,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 519,814 | $49,905,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 405,478 | $42,783,000 | thousands by filing date | |
| VTI | 922908769 | COM | 437,672 | $42,660,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,351,340 | $41,851,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 76,625 | $41,128,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 864,531 | $40,875,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 387,885 | $40,848,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 320,417 | $39,421,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 519,871 | $39,110,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 832,931 | $38,630,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 443,955 | $38,291,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 719,732 | $36,498,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 341,272 | $36,383,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 435,680 | $34,894,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 554,328 | $34,787,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 159,203 | $29,771,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 300,292 | $29,330,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 764,756 | $26,819,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 489,610 | $24,960,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 246,922 | $24,652,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 301,457 | $24,647,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 269,413 | $24,533,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,074,762 | $24,009,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 271,322 | $21,850,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 446,693 | $21,710,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 439,423 | $20,903,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 351,315 | $20,710,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 780,955 | $20,214,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 189,359 | $19,288,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 214,613 | $19,113,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 147,313 | $18,410,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 493,713 | $17,946,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 570,458 | $17,753,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 273,125 | $17,717,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 414,755 | $16,990,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 155,619 | $16,984,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 102,438 | $16,824,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 404,609 | $16,698,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 399,896 | $16,222,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 199,737 | $15,599,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 154,149 | $15,509,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 156,975 | $15,405,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 173,893 | $15,246,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 179,216 | $15,230,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 250,054 | $14,983,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 496,451 | $14,869,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 191,782 | $14,109,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 130,280 | $13,827,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 160,359 | $13,627,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 70,627 | $13,584,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 112,092 | $13,531,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 505,913 | $13,022,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 111,629 | $12,515,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 167,407 | $12,387,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 131,325 | $12,276,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 232,968 | $12,103,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 1,053,040 | $11,995,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 122,967 | $11,974,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 463,487 | $11,963,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 176,307 | $11,849,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 302,519 | $11,322,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 291,889 | $11,273,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 788,858 | $11,060,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 91,988 | $10,935,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 335,645 | $10,781,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 255,112 | $10,461,000 | thousands by filing date | |
| IJH | 464287507 | COM | 73,055 | $10,043,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 256,970 | $10,013,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 137,058 | $9,679,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 394,732 | $9,300,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 93,711 | $9,186,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 85,090 | $9,182,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 67,049 | $9,096,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 72,654 | $9,009,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 107,284 | $8,710,000 | thousands by filing date | |
| 38259p508 | COM | 7,683 | $8,635,000 | thousands by filing date | ||
| Merck & Co.,Inc. | 58933Y105 | COM | 147,706 | $8,390,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 98,442 | $8,314,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 482,112 | $8,292,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 289,252 | $7,882,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 160,066 | $7,699,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 69,775 | $7,685,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 60,728 | $7,103,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 161,508 | $7,073,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 86,265 | $7,063,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 61,288 | $6,961,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 98,532 | $6,931,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 61,240 | $6,917,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 138,615 | $6,893,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 390,388 | $6,885,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 112,795 | $6,639,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 79,505 | $6,637,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 93,186 | $6,618,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 82,150 | $6,534,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 87,622 | $6,425,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 79,007 | $6,230,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 55,234 | $6,090,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 95,138 | $6,005,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 72,457 | $5,812,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 75,118 | $5,741,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 135,102 | $5,520,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 28,981 | $5,398,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 130,213 | $5,398,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 34,263 | $5,303,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 78,211 | $5,248,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 333,399 | $5,199,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 48,262 | $5,160,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 62,024 | $4,961,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 147,671 | $4,956,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 81,254 | $4,928,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 215,907 | $4,839,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 48,489 | $4,818,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 67,115 | $4,652,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 119,909 | $4,618,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 37,368 | $4,609,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 45,591 | $4,588,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 26,601 | $4,558,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 61,376 | $4,502,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 228,961 | $4,417,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 84,282 | $4,332,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 19,577 | $4,269,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 87,859 | $4,251,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 154,077 | $4,223,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 137,631 | $4,184,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 380,404 | $4,173,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 334,752 | $4,164,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 81,016 | $4,104,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 165,418 | $4,104,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 12,189 | $4,100,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 104,395 | $4,033,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 83,756 | $3,987,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 154,565 | $3,961,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 55,572 | $3,958,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 132,320 | $3,910,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 71,994 | $3,847,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 96,747 | $3,796,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 70,405 | $3,789,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 482,879 | $3,752,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 20 | $3,747,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 112,006 | $3,704,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 86,031 | $3,687,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 133,529 | $3,681,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 29,108 | $3,653,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 55,317 | $3,653,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 60,341 | $3,636,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 61,368 | $3,626,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 83,844 | $3,610,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 99,499 | $3,607,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 70,795 | $3,590,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 32,080 | $3,582,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 85,743 | $3,571,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 192,677 | $3,511,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 28,635 | $3,449,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 13,909 | $3,288,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 29,699 | $3,275,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 24,804 | $3,184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 67,149 | $3,179,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 60,718 | $3,170,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 36,428 | $3,166,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 57,851 | $3,103,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 73,589 | $3,096,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 32,551 | $3,090,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 125,576 | $3,080,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 61,124 | $3,075,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 111,920 | $3,068,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 43,589 | $3,062,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,108 | $3,033,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 27,335 | $3,007,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 25,274 | $3,007,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,694 | $3,003,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 53,872 | $2,977,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 278,186 | $2,968,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 26,718 | $2,960,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 39,094 | $2,931,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 52,872 | $2,914,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 30,083 | $2,911,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 34,542 | $2,861,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 56,484 | $2,850,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 69,136 | $2,829,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 30,616 | $2,803,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 157,940 | $2,783,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 89,593 | $2,780,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 42,462 | $2,748,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 29,591 | $2,745,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 79,049 | $2,722,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 200,719 | $2,718,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 187,851 | $2,678,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 25,490 | $2,676,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 102,429 | $2,675,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 34,187 | $2,670,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 35,605 | $2,664,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 86,380 | $2,657,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 54,253 | $2,636,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 45,743 | $2,634,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 28,896 | $2,623,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 24,171 | $2,578,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 16,759 | $2,562,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 49,362 | $2,556,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 22,753 | $2,535,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 24,987 | $2,506,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 21,891 | $2,491,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 33,283 | $2,487,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 29,249 | $2,487,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 27,441 | $2,470,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 150,052 | $2,461,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 17,414 | $2,431,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 35,864 | $2,424,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 32,959 | $2,412,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 47,595 | $2,411,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 32,977 | $2,406,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,916 | $2,401,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 35,085 | $2,395,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 28,284 | $2,394,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 39,460 | $2,388,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 38,880 | $2,369,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 41,412 | $2,369,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 34,444 | $2,368,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 41,670 | $2,344,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 31,002 | $2,329,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 22,138 | $2,319,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 162,845 | $2,312,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 35,218 | $2,310,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 32,922 | $2,296,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 43,771 | $2,291,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 39,091 | $2,287,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 100,109 | $2,286,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 23,981 | $2,285,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 329,858 | $2,276,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 30,961 | $2,267,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 17,130 | $2,259,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 44,598 | $2,256,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 65,124 | $2,250,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 130,924 | $2,246,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 38,623 | $2,240,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 28,556 | $2,231,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 44,408 | $2,221,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 92,026 | $2,220,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20,329 | $2,218,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 41,573 | $2,217,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 89,775 | $2,178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 33,322 | $2,167,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 95,076 | $2,149,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 30,263 | $2,148,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 58,341 | $2,148,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 96,578 | $2,145,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 36,234 | $2,135,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 24,687 | $2,132,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 17,043 | $2,117,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 40,368 | $2,115,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 20,410 | $2,115,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 63,302 | $2,105,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 56,716 | $2,099,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,764 | $2,092,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 56,499 | $2,082,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 39,734 | $2,058,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 85,737 | $2,057,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 95,617 | $2,055,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 26,380 | $2,054,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 21,455 | $2,051,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 46,739 | $2,040,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 69,376 | $2,039,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 10,246 | $2,035,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 46,779 | $2,035,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 42,275 | $2,033,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 28,120 | $2,025,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 16,943 | $2,017,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 215,882 | $2,006,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 38,970 | $1,972,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 172,735 | $1,959,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 9,242 | $1,950,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 29,033 | $1,941,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 59,897 | $1,935,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 9,380 | $1,931,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 97,612 | $1,919,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 18,673 | $1,883,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 9,978 | $1,867,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 70,518 | $1,842,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,610 | $1,836,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 32,157 | $1,823,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 32,113 | $1,820,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 48,080 | $1,815,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 55,709 | $1,812,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 61,543 | $1,804,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 18,256 | $1,803,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 24,563 | $1,795,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 27,032 | $1,787,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 48,605 | $1,779,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 41,485 | $1,767,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 54,245 | $1,766,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 45,445 | $1,733,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 16,006 | $1,727,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,466 | $1,719,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 17,564 | $1,712,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 21,989 | $1,695,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 36,369 | $1,695,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 31,712 | $1,676,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 48,106 | $1,675,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 147,201 | $1,668,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 13,910 | $1,665,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 26,965 | $1,659,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 19,591 | $1,640,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 117,809 | $1,629,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 9,960 | $1,626,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 26,271 | $1,616,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 13,231 | $1,591,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 28,272 | $1,586,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 22,133 | $1,586,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 12,991 | $1,585,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 22,126 | $1,583,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 95,820 | $1,582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 34,355 | $1,576,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 44,473 | $1,575,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 382,158 | $1,574,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 36,117 | $1,573,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 11,635 | $1,568,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 62,367 | $1,567,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 18,907 | $1,566,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 42,576 | $1,563,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 17,146 | $1,562,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 33,833 | $1,558,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 23,683 | $1,556,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 41,938 | $1,549,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 19,565 | $1,545,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 38,031 | $1,543,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 49,851 | $1,541,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 276,051 | $1,538,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 7,828 | $1,535,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 35,129 | $1,530,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 16,693 | $1,529,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 248,098 | $1,508,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 22,483 | $1,501,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 24,807 | $1,484,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 112,092 | $1,464,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 70,255 | $1,462,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 30,742 | $1,460,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 32,092 | $1,460,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 24,205 | $1,454,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 89,809 | $1,450,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 40,691 | $1,445,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 32,863 | $1,438,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 54,225 | $1,436,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 27,092 | $1,429,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 36,066 | $1,423,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 19,165 | $1,415,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 28,855 | $1,410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 24,629 | $1,407,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 19,622 | $1,405,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 98,226 | $1,402,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16,382 | $1,394,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 25,621 | $1,388,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 23,253 | $1,385,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 22,377 | $1,383,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 26,263 | $1,381,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 25,992 | $1,380,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 49,474 | $1,378,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 45,372 | $1,378,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 12,187 | $1,369,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 24,194 | $1,369,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 21,068 | $1,367,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 76,659 | $1,364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 17,653 | $1,360,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 28,304 | $1,347,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 160,509 | $1,334,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 24,018 | $1,333,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 29,674 | $1,333,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 51,195 | $1,331,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 78,401 | $1,326,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 9,804 | $1,325,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 27,018 | $1,324,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 56,144 | $1,305,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 14,260 | $1,297,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,291 | $1,294,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 53,152 | $1,291,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,734 | $1,288,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 24,007 | $1,286,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 14,938 | $1,285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 56,533 | $1,272,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 20,026 | $1,272,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 62,805 | $1,271,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 34,535 | $1,271,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 16,895 | $1,269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 21,459 | $1,267,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 13,002 | $1,263,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 14,437 | $1,255,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 35,608 | $1,252,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 23,163 | $1,252,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 113,806 | $1,250,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 14,773 | $1,248,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 13,766 | $1,245,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 16,841 | $1,244,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 163,636 | $1,237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 15,748 | $1,229,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 8,213 | $1,224,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 33,489 | $1,221,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 49,169 | $1,216,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 24,087 | $1,205,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,865 | $1,204,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 35,131 | $1,191,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 57,256 | $1,176,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 14,950 | $1,161,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 11,220 | $1,161,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 10,837 | $1,158,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 15,069 | $1,156,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 67,097 | $1,150,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 42,148 | $1,147,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 15,973 | $1,141,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 22,472 | $1,136,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 34,953 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 16,756 | $1,134,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 21,238 | $1,124,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 20,793 | $1,123,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 42,110 | $1,123,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 11,056 | $1,121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 12,617 | $1,121,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,348 | $1,119,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 43,007 | $1,113,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,687 | $1,107,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 27,522 | $1,107,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 87,480 | $1,106,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 26,010 | $1,096,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,209 | $1,093,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 14,976 | $1,092,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,759 | $1,089,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 23,207 | $1,085,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 31,873 | $1,080,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 4,265 | $1,079,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 88,615 | $1,077,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 20,902 | $1,074,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 10,528 | $1,069,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 52,295 | $1,067,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 11,192 | $1,066,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 23,402 | $1,066,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 19,028 | $1,064,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 13,770 | $1,062,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 31,652 | $1,061,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 32,903 | $1,054,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 15,517 | $1,049,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 21,430 | $1,048,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 28,335 | $1,046,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,900 | $1,042,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 37,861 | $1,034,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 17,970 | $1,028,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 30,297 | $1,018,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 26,216 | $1,017,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 12,466 | $1,014,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,738 | $1,013,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 34,895 | $1,011,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 23,336 | $1,007,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 13,789 | $1,005,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 14,214 | $1,004,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 56,231 | $1,003,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 13,602 | $1,001,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 55,359 | $1,000,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 27,879 | $994,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 23,202 | $992,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 12,239 | $991,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 12,555 | $988,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 26,715 | $966,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 11,080 | $966,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 11,391 | $965,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 14,890 | $964,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 11,067 | $963,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 15,375 | $960,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 10,896 | $959,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 11,488 | $957,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 26,462 | $954,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,240 | $947,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 24,843 | $946,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 9,183 | $937,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 18,910 | $937,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 30,765 | $934,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 51,055 | $932,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 112,892 | $927,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 11,674 | $926,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 8,210 | $925,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 22,284 | $923,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 19,704 | $918,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,339 | $914,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 23,265 | $911,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 9,051 | $908,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,675 | $908,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 47,148 | $907,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 19,689 | $896,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 10,972 | $895,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,959 | $894,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 25,339 | $894,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 59,025 | $894,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 82,451 | $890,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 55,329 | $889,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 7,303 | $886,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 14,139 | $886,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 9,260 | $878,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-030944 | this filing | 2014-05-15 | acceptance time not in the bulk data set |