13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 3,884 holding rows worth $3,428,675,000.
- Accession
- 0001144204-14-030944
- Filer
- CIK 1029730
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 4,593 entries on the cover page, a total value of $3,428,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,428,675,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 514 | $22,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,842 | $22,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 121 | $22,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 835 | $22,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 741 | $22,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 500 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 324 | $22,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 800 | $22,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 400 | $22,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,000 | $22,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,250 | $22,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,000 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 339 | $22,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 2,000 | $22,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 500 | $22,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 640 | $22,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 716 | $22,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 13,000 | $22,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,190 | $22,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 1,200 | $22,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,000 | $22,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 2,096 | $22,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 2,811 | $22,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,070 | $22,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 1,250 | $22,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 650 | $21,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,601 | $21,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 302 | $21,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 600 | $21,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 397 | $21,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,789 | $21,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 743 | $21,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 350 | $21,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 360 | $21,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,152 | $21,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 689 | $21,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 959 | $21,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 455 | $21,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 558 | $21,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 340 | $21,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 277 | $21,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 480 | $21,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 285 | $21,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 439 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 435 | $21,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 234 | $21,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,392 | $21,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $21,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,051 | $21,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 558 | $21,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 159 | $21,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 320 | $21,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 822 | $21,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 5,253 | $21,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 1,700 | $21,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 1,532 | $21,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,181 | $21,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 4,000 | $21,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 738 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 645 | $21,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 465 | $21,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 382 | $20,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 557 | $20,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 399 | $20,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 445 | $20,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 325 | $20,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,000 | $20,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 350 | $20,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 300 | $20,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 274 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 690 | $20,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 342 | $20,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 653 | $20,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 665 | $20,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,500 | $20,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 330 | $20,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 600 | $20,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 675 | $20,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,000 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,000 | $20,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 400 | $20,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 145 | $20,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 608 | $20,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 911 | $20,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 950 | $20,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 590 | $20,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 205 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 698 | $20,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2,500 | $20,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,868 | $20,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $20,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,500 | $20,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 1,577 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 800 | $20,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 897 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 496 | $20,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 9,000 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 436 | $20,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 600 | $20,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 336 | $19,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 250 | $19,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 258 | $19,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 427 | $19,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 456 | $19,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 582 | $19,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,797 | $19,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,750 | $19,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 3,100 | $19,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 700 | $19,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,052 | $19,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 537 | $19,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 256 | $19,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 600 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 178 | $19,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,503 | $19,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,500 | $19,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 745 | $19,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,005 | $19,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 295 | $19,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 652 | $19,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,821 | $19,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,230 | $19,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,249 | $19,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 2,000 | $19,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 4,444 | $19,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 684 | $19,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,000 | $19,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 261 | $19,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,410 | $19,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 2,515 | $19,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 616 | $18,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 265 | $18,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $18,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 488 | $18,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 311 | $18,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 202 | $18,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 669 | $18,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,300 | $18,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 661 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 500 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 353 | $18,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,250 | $18,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 628 | $18,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 4,110 | $18,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $18,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,100 | $18,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 479 | $18,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 812 | $18,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 439 | $18,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 200 | $18,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 800 | $18,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 152 | $18,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,005 | $18,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 170 | $18,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,300 | $18,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 800 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 829 | $18,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 2,200 | $18,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,646 | $18,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 1,021 | $18,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 925 | $18,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 2,000 | $18,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 13,400 | $18,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 2,269 | $18,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 580 | $18,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 600 | $18,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 2,000 | $18,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 250 | $18,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289206 | S&P TARGET 10 | 500 | $18,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 143 | $17,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 926 | $17,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,066 | $17,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 200 | $17,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,150 | $17,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 168 | $17,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 674 | $17,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 802 | $17,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,022 | $17,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 571 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,400 | $17,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 650 | $17,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 343 | $17,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 400 | $17,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 2,188 | $17,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 403 | $17,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,450 | $17,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 176 | $17,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 3,878 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 597 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 629 | $17,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 5,000 | $17,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 666 | $17,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,023 | $17,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 400 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 185 | $16,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,394 | $16,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,678 | $16,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 195 | $16,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 341 | $16,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 567 | $16,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 619 | $16,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 905 | $16,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 170 | $16,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 356 | $16,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 279 | $16,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 530 | $16,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 684 | $16,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 426 | $16,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 262 | $16,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 267 | $16,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,358 | $16,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 610 | $16,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,750 | $16,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 242 | $16,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 300 | $16,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 246 | $16,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 366 | $16,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,243 | $16,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 1,500 | $16,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 730 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 341 | $16,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 650 | $16,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,000 | $16,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 600 | $16,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 330 | $16,000 | thousands by filing date | |
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| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 848 | $15,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 416 | $15,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 302 | $15,000 | thousands by filing date | |
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| SWIFT ENERGY CO | 870738101 | COM | 1,400 | $15,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 2,000 | $15,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 496 | $15,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 900 | $15,000 | thousands by filing date | |
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| ANALOGIC CORP | 032657207 | COM | 186 | $15,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 540 | $15,000 | thousands by filing date | |
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| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,305 | $14,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 950 | $14,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 144 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 167 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 255 | $14,000 | thousands by filing date | |
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| GREIF INC | 397624107 | CL A | 276 | $14,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 354 | $14,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 361 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,000 | $14,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 35 | $14,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 450 | $14,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 376 | $14,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 216 | $14,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 806 | $14,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,300 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 255 | $14,000 | thousands by filing date | |
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| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
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| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,600 | $14,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 117 | $14,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,023 | $14,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,043 | $14,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 752 | $14,000 | thousands by filing date | |
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| FIRST CASH FINL SVCS INC | 31942D107 | COM | 281 | $14,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 478 | $14,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 145 | $14,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,103 | $14,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 600 | $14,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 235 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 528 | $14,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 5,537 | $14,000 | thousands by filing date | |
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| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,702 | $14,000 | thousands by filing date | |
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| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 900 | $14,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 3,573 | $14,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 15,000 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 300 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 252 | $14,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 1,985 | $14,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 792 | $14,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 482 | $14,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 435 | $13,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 284 | $13,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,455 | $13,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 249 | $13,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 661 | $13,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 287 | $13,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 599 | $13,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 800 | $13,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 400 | $13,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 239 | $13,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 314 | $13,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 400 | $13,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 500 | $13,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 500 | $13,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 969 | $13,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,500 | $13,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,400 | $13,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 303 | $13,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 500 | $13,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 500 | $13,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 312 | $13,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 650 | $13,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 300 | $13,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 385 | $13,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 411 | $13,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 150 | $13,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 400 | $13,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 429 | $13,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 301 | $13,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 249 | $13,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,200 | $13,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,698 | $13,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 274 | $13,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 592 | $13,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,363 | $13,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 176 | $13,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 314 | $13,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 480 | $13,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 530 | $13,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 12,000 | $13,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,000 | $13,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,000 | $13,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,689 | $13,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 1,000 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 280 | $13,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 900 | $13,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 650 | $13,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 401 | $12,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 307 | $12,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 216 | $12,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 212 | $12,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,557 | $12,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 197 | $12,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 82 | $12,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 269 | $12,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 150 | $12,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 949 | $12,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 296 | $12,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 620 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 904 | $12,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 5,500 | $12,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,500 | $12,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 408 | $12,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 200 | $12,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,095 | $12,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 400 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 600 | $12,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 175 | $12,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 904 | $12,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 528 | $12,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 400 | $12,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,550 | $12,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 484 | $12,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 343 | $12,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,298 | $12,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 122 | $12,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 364 | $12,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 316 | $12,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $12,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 239 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 407 | $12,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 2,000 | $12,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 1,706 | $12,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 500 | $12,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,000 | $12,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 2,000 | $12,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 266 | $12,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A691 | FISH GR RK OFF | 700 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,350 | $12,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 343 | $12,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 1,057 | $12,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 213 | $12,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 150 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 140 | $11,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 839 | $11,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 439 | $11,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 568 | $11,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 258 | $11,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 250 | $11,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 300 | $11,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 144 | $11,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 682 | $11,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 235 | $11,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 158 | $11,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 502 | $11,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 597 | $11,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 244 | $11,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 259 | $11,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 434 | $11,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,146 | $11,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 463 | $11,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 475 | $11,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,258 | $11,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 600 | $11,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 1,900 | $11,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 739 | $11,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 600 | $11,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 193 | $11,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 700 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 6,204 | $11,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 619 | $11,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 600 | $11,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 2,500 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 300 | $11,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 9,000 | $11,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 170 | $11,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 450 | $11,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,000 | $11,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 330 | $11,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 225 | $11,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 8,693 | $11,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 17,075 | $11,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 354 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289164 | MSCI ACWI EX | 456 | $11,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 300 | $11,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 674 | $11,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 900 | $10,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 234 | $10,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 202 | $10,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 1,444 | $10,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,300 | $10,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $10,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 212 | $10,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 332 | $10,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 250 | $10,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $10,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 217 | $10,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 450 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,000 | $10,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,116 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 205 | $10,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 155 | $10,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 102 | $10,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 618 | $10,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 550 | $10,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 265 | $10,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,000 | $10,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 360 | $10,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 200 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 725 | $10,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 281 | $10,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 74 | $10,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $10,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,729 | $10,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 1,260 | $10,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 133 | $10,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 295 | $10,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 10,000 | $10,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 605 | $10,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 224 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 350 | $10,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 593 | $10,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 502 | $10,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 379 | $10,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,270 | $10,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 108 | $10,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 300 | $10,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 154 | $10,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 325 | $10,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,327 | $10,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 360 | $10,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 575 | $10,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 600 | $10,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 1,500 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 215 | $10,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 185 | $10,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 526 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 381 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 510 | $10,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 997 | $10,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,400 | $9,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,129 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-030944 | this filing | 2014-05-15 | acceptance time not in the bulk data set |