13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 3,884 holding rows worth $3,428,675,000.
- Accession
- 0001144204-14-030944
- Filer
- CIK 1029730
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 4,593 entries on the cover page, a total value of $3,428,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,428,675,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 10,444 | $261,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 16,516 | $260,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,473 | $260,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 24,012 | $258,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,155 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,331 | $258,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,612 | $257,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,689 | $256,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,005 | $255,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,132 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,024 | $255,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 5,655 | $254,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,766 | $253,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,761 | $253,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 32,092 | $253,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 18,976 | $252,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 9,863 | $251,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 18,512 | $250,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 4,192 | $250,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,815 | $249,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 9,150 | $249,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,118 | $248,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,880 | $246,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,921 | $246,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,327 | $245,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,637 | $244,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,187 | $243,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 16,602 | $243,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 10,699 | $243,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 8,618 | $243,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,844 | $242,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,949 | $242,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 5,399 | $242,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 62,091 | $242,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,837 | $241,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,732 | $241,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 27,479 | $241,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,476 | $240,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 5,230 | $240,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 17,854 | $240,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 15,095 | $240,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,460 | $239,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 8,578 | $239,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,800 | $238,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 13,440 | $238,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 23,385 | $237,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 3,601 | $236,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,903 | $235,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,821 | $235,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,788 | $235,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 6,691 | $235,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 14,287 | $234,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,307 | $234,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 28,946 | $233,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 10,211 | $233,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,942 | $232,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,037 | $232,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 12,700 | $232,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 13,200 | $232,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,617 | $231,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,385 | $230,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 9,307 | $230,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,227 | $229,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,398 | $229,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 841 | $229,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,205 | $226,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,437 | $225,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 14,000 | $225,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,423 | $224,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 9,697 | $224,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,604 | $223,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,290 | $223,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 21,550 | $223,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 7,325 | $223,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 9,100 | $223,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,746 | $222,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 113,898 | $222,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 23,774 | $222,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 20,659 | $222,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 6,518 | $221,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,991 | $220,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,548 | $219,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 16,558 | $219,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,203 | $218,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,048 | $218,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,419 | $217,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,641 | $216,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 23,550 | $216,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 4,407 | $216,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 27,098 | $216,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 15,228 | $215,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,561 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 4,419 | $212,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,125 | $212,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 8,400 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 5,359 | $212,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,468 | $211,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,518 | $211,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,900 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,750 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,951 | $210,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 3,054 | $210,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 8,735 | $210,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 5,338 | $210,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 12,690 | $210,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 5,631 | $209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 6,525 | $209,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,754 | $208,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 5,167 | $207,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,815 | $207,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 5,631 | $207,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 14,111 | $206,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 6,821 | $206,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 24,676 | $206,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 4,721 | $206,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,741 | $205,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,861 | $205,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 13,250 | $205,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,011 | $204,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,739 | $204,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 4,466 | $204,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 8,305 | $203,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,091 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 6,691 | $201,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 17,657 | $200,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 11,220 | $200,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 8,900 | $200,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 21,078 | $199,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,800 | $199,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,225 | $199,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 6,291 | $198,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,350 | $197,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 47,000 | $197,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,677 | $196,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 4,916 | $196,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,359 | $195,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,696 | $195,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,713 | $195,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,797 | $194,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,816 | $194,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 68,100 | $194,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,105 | $194,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,250 | $193,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 23,120 | $193,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 7,077 | $192,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,724 | $191,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 10,012 | $191,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 24,055 | $191,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,385 | $191,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,077 | $190,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,064 | $190,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 8,800 | $190,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,050 | $189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,986 | $189,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,670 | $188,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,122 | $188,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 2,895 | $188,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 14,716 | $188,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 3,333 | $188,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 8,471 | $188,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,850 | $186,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 8,922 | $186,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 7,786 | $184,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 3,648 | $184,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 3,619 | $183,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 2,200 | $183,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 23,300 | $183,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 7,021 | $182,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 10,200 | $182,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 13,271 | $182,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 8,134 | $182,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,542 | $181,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 9,571 | $181,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 3,961 | $181,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,270 | $181,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 19,055 | $181,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 689 | $180,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,517 | $179,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,734 | $179,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,233 | $179,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 9,736 | $179,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,924 | $179,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 24,194 | $178,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 4,583 | $178,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 6,797 | $178,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,366 | $178,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 17,407 | $178,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,471 | $178,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 12,747 | $178,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,338 | $177,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 15,128 | $177,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,029 | $176,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,120 | $176,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 9,833 | $175,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,892 | $175,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 19,410 | $175,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 6,058 | $175,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,235 | $174,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,249 | $174,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 8,050 | $174,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 1,953 | $174,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 91,750 | $174,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 6,858 | $174,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,075 | $173,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 12,650 | $173,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,269 | $171,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 13,430 | $171,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 4,235 | $170,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,145 | $170,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 8,465 | $169,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,867 | $168,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 13,544 | $168,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 725 | $168,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,627 | $168,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 9,311 | $168,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 5,413 | $167,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,538 | $167,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,776 | $167,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,782 | $166,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,171 | $166,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 7,520 | $166,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,982 | $166,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 13,077 | $165,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 5,650 | $165,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,655 | $164,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 5,100 | $164,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,740 | $163,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,636 | $163,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 4,797 | $163,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 12,465 | $163,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 7,748 | $163,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,772 | $162,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,463 | $162,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,105 | $162,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,854 | $162,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,101 | $162,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,693 | $162,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,653 | $162,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 5,392 | $162,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 4,371 | $161,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,503 | $161,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,519 | $161,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,180 | $161,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,274 | $161,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 18,437 | $160,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 7,800 | $160,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,414 | $160,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,138 | $160,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,919 | $160,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 9,019 | $160,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 5,904 | $160,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 4,887 | $160,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 14,445 | $160,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,789 | $159,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,425 | $159,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 7,304 | $159,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 7,946 | $159,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,045 | $159,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 5,921 | $158,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,037 | $158,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 4,380 | $157,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,808 | $156,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,844 | $156,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 7,099 | $155,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 26,718 | $155,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,442 | $153,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,846 | $153,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 15,600 | $153,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 32,694 | $153,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 35,206 | $152,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 5,047 | $152,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 13,428 | $152,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,386 | $151,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,400 | $151,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,080 | $150,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 3,680 | $150,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,041 | $150,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,515 | $150,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 7,710 | $150,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,268 | $150,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2,575 | $150,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 10,881 | $150,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 16,376 | $149,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,541 | $149,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,580 | $149,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,088 | $149,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,602 | $149,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 5,788 | $149,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 6,527 | $149,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 21,500 | $149,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6,263 | $148,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 8,719 | $148,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,927 | $148,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,045 | $147,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 128 | $147,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 7,635 | $147,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,840 | $146,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 8,320 | $146,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,337 | $146,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,080 | $146,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 23,565 | $146,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 4,952 | $146,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,459 | $145,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,545 | $145,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 5,958 | $145,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 6,395 | $144,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 7,225 | $144,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 6,878 | $144,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 8,676 | $143,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,063 | $143,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 3,027 | $143,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 1,850 | $143,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,617 | $143,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,100 | $143,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 5,102 | $142,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 5,036 | $142,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 2,428 | $142,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,966 | $141,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,703 | $140,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 2,532 | $140,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,453 | $139,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,909 | $138,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 6,900 | $138,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,937 | $137,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 5,203 | $137,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 12,600 | $137,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 2,745 | $137,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 13,968 | $137,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,026 | $136,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,907 | $136,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 11,368 | $136,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,008 | $136,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,974 | $136,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,135 | $135,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 5,092 | $135,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,013 | $134,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 6,359 | $134,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 4,412 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 986 | $133,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 9,499 | $133,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 7,813 | $133,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 5,504 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 5,120 | $133,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,953 | $131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,431 | $131,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 1,883 | $131,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,166 | $131,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 12,083 | $131,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,318 | $130,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,912 | $130,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 4,900 | $130,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 8,769 | $129,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 9,985 | $129,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 7,526 | $129,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 13,681 | $129,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 3,515 | $128,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 3,102 | $128,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,735 | $127,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,772 | $127,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,700 | $127,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,856 | $126,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,169 | $126,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,155 | $126,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 1,332 | $126,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,940 | $125,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 6,016 | $125,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 7,825 | $125,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 6,026 | $125,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 4,311 | $125,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 2,886 | $125,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 106 | $124,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,673 | $124,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 41,396 | $124,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,468 | $123,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,521 | $123,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 17,371 | $123,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 4,448 | $123,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,333 | $122,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 3,852 | $122,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,826 | $122,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,582 | $122,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,521 | $122,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,450 | $122,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 3,765 | $122,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 9,859 | $122,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,330 | $121,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,935 | $121,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 6,000 | $121,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 39,595 | $121,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,080 | $121,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 12,000 | $121,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,000 | $120,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 3,466 | $119,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 2,696 | $119,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,321 | $119,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 866 | $119,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 13,775 | $119,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,325 | $119,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 5,435 | $119,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,178 | $118,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,750 | $118,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 8,997 | $118,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 2,348 | $118,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,259 | $118,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 7,221 | $118,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,716 | $117,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,030 | $117,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,551 | $117,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 3,019 | $117,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 4,515 | $117,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 15,000 | $117,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,127 | $116,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 2,402 | $116,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,777 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,491 | $116,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,164 | $116,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,910 | $116,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 8,677 | $116,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 4,515 | $116,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,826 | $115,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,135 | $115,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,654 | $115,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 7,725 | $115,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,884 | $115,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4,635 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 9,359 | $115,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 3,170 | $115,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,248 | $114,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,226 | $114,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,580 | $114,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,142 | $114,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,173 | $114,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,100 | $114,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 4,075 | $114,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 14,744 | $114,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,317 | $113,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,572 | $113,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,197 | $113,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 5,093 | $113,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 38,368 | $113,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 7,600 | $113,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,098 | $112,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 3,199 | $112,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 561 | $112,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 3,581 | $112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,181 | $111,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 8,008 | $111,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,489 | $111,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,708 | $111,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 3,805 | $111,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 984 | $110,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,754 | $110,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,102 | $110,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 4,611 | $110,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 774 | $110,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 1,350 | $110,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,346 | $109,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,397 | $109,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 21,436 | $109,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,000 | $109,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,408 | $109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,806 | $109,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,096 | $109,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 2,273 | $109,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,083 | $109,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 5,913 | $109,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 2,800 | $109,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,352 | $108,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,022 | $108,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 857 | $108,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,359 | $108,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,036 | $108,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 4,719 | $108,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 3,095 | $108,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 8,248 | $108,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,119 | $107,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 4,380 | $107,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 4,053 | $107,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,260 | $106,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 8,130 | $106,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 3,536 | $106,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 6,350 | $106,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 2,285 | $106,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,039 | $105,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,850 | $105,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 16,000 | $105,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,358 | $103,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,423 | $103,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,534 | $103,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 3,180 | $103,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,594 | $102,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 3,562 | $102,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 3,519 | $102,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 5,933 | $102,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 19,179 | $102,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,364 | $101,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 169 | $101,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,450 | $101,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 8,697 | $101,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 949 | $101,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-030944 | this filing | 2014-05-15 | acceptance time not in the bulk data set |