13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,880 holding rows worth $2,949,573,000.
- Accession
- 0001144204-13-061632
- Filer
- CIK 1029730
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 4,585 entries on the cover page, a total value of $2,949,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,949,573,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,000 | $38,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 996 | $38,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 915 | $38,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,848 | $38,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 514 | $38,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 2,806 | $38,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,037 | $38,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 962 | $38,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 540 | $38,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 774 | $37,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 475 | $37,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,233 | $37,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,168 | $37,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,825 | $37,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,100 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 2,400 | $37,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,865 | $37,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,815 | $37,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 341 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 2,600 | $37,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,392 | $37,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,001 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 936 | $37,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 5,000 | $37,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 2,514 | $37,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,221 | $37,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,065 | $37,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 532 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 1,057 | $37,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,165 | $36,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,300 | $36,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 361 | $36,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 674 | $36,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 149 | $36,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 838 | $36,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,374 | $36,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,045 | $36,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,005 | $36,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 750 | $36,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,100 | $36,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 603 | $36,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 600 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,387 | $36,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,897 | $36,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,559 | $36,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,250 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,850 | $36,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 1,642 | $36,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 2,725 | $36,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,020 | $36,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 1,093 | $36,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 540 | $36,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 6,458 | $36,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,050 | $36,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 1,243 | $36,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 4,394 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,075 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 839 | $36,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 475 | $35,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,302 | $35,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,649 | $35,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 908 | $35,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 687 | $35,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,781 | $35,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,157 | $35,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 994 | $35,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 8,500 | $35,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,951 | $35,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 2,000 | $35,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,970 | $35,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 787 | $35,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 2,670 | $35,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,932 | $35,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,590 | $35,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 499 | $35,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 4,008 | $35,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,300 | $35,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 597 | $35,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 737 | $35,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 19,439 | $35,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 1,245 | $35,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 578 | $35,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 2,000 | $35,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,000 | $35,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,154 | $34,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 489 | $34,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 397 | $34,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,799 | $34,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 585 | $34,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 4,983 | $34,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 323 | $34,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,006 | $34,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,804 | $34,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,300 | $34,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,590 | $34,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 1,169 | $34,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 527 | $34,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 1,642 | $34,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 2,100 | $34,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 391 | $33,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 774 | $33,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2,149 | $33,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 3,200 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,664 | $33,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 457 | $33,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,875 | $33,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 447 | $33,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,334 | $33,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 725 | $33,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 1,756 | $33,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 3,797 | $33,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 461 | $33,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,069 | $33,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 970 | $33,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,235 | $33,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 2,700 | $33,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,272 | $33,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 249 | $32,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 438 | $32,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 524 | $32,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 876 | $32,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 800 | $32,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,411 | $32,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,485 | $32,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 2,000 | $32,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,000 | $32,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,288 | $32,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,224 | $32,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 570 | $32,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 700 | $32,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,140 | $32,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,070 | $32,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 653 | $32,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,050 | $32,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 367 | $32,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 4,500 | $32,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 12,100 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 760 | $32,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 5,975 | $32,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 25,175 | $32,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,768 | $31,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 891 | $31,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 601 | $31,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 512 | $31,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 9,140 | $31,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 5,300 | $31,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 616 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 616 | $31,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,000 | $31,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,373 | $31,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 275 | $31,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 4,394 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,380 | $31,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 366 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,386 | $31,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,762 | $31,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 725 | $31,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 3,000 | $31,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,300 | $31,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,056 | $31,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,227 | $31,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,602 | $31,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 834 | $31,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 600 | $31,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 6,223 | $31,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 5,117 | $31,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 2,850 | $31,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 5,024 | $31,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,700 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,400 | $31,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,393 | $31,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 595 | $30,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 492 | $30,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 974 | $30,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 777 | $30,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 533 | $30,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,864 | $30,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,176 | $30,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,474 | $30,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 317 | $30,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 3,000 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 726 | $30,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 599 | $30,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,250 | $30,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,664 | $30,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,500 | $30,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 5,269 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,165 | $30,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,520 | $30,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 666 | $30,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 4,116 | $30,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 7,413 | $30,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,644 | $30,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 800 | $30,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 4,975 | $30,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 500 | $30,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 220 | $30,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,393 | $30,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,513 | $30,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 991 | $30,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 3,000 | $30,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,326 | $29,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 353 | $29,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 400 | $29,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 5,908 | $29,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,160 | $29,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,102 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 718 | $29,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,025 | $29,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,242 | $29,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 468 | $29,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,175 | $29,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 719 | $29,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,500 | $29,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 502 | $29,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 894 | $29,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 1,025 | $29,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 700 | $29,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 563 | $28,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,003 | $28,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 702 | $28,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 858 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,043 | $28,000 | thousands by filing date | |
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| NCR VOYIX CORPORATION | 62886E108 | COM | 721 | $28,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,015 | $28,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 800 | $28,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,029 | $28,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 575 | $28,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 350 | $28,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,367 | $28,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 21,500 | $28,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 719 | $28,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 335 | $28,000 | thousands by filing date | |
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| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 503 | $28,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,270 | $28,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 430 | $27,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 347 | $27,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,172 | $27,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 517 | $27,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 465 | $27,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 910 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 400 | $27,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 256 | $27,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,522 | $27,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 762 | $27,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,223 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,522 | $27,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 3,440 | $27,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,743 | $27,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,641 | $27,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 444 | $27,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 704 | $27,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 798 | $27,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 2,000 | $27,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 6,800 | $27,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 964 | $26,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 881 | $26,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 505 | $26,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 353 | $26,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 534 | $26,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 616 | $26,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 632 | $26,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 400 | $26,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 245 | $26,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,150 | $26,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,025 | $26,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 931 | $26,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 402 | $26,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,879 | $26,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,746 | $26,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,000 | $26,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 1,128 | $26,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,075 | $26,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 1,131 | $26,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,900 | $26,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 721 | $26,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,251 | $26,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 791 | $26,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 410 | $26,000 | thousands by filing date | |
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| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 2,305 | $26,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 584 | $25,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 600 | $25,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 325 | $25,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,397 | $25,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 604 | $25,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 650 | $25,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,750 | $25,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,000 | $25,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 440 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 547 | $25,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 600 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 569 | $25,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,794 | $25,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 326 | $25,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 285 | $25,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 786 | $25,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 300 | $25,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,640 | $25,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,500 | $25,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,500 | $25,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 268 | $25,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 471 | $25,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 669 | $25,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,308 | $25,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 4,000 | $25,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 903 | $25,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 364 | $25,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 886 | $25,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 485 | $25,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 552 | $25,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,468 | $25,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 1,084 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 500 | $25,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,453 | $25,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 318 | $24,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 322 | $24,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,100 | $24,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 418 | $24,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,700 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 370 | $24,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 2,102 | $24,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 265 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 385 | $24,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,333 | $24,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,233 | $24,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 2,025 | $24,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,000 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 933 | $24,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 402 | $24,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 500 | $24,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 282 | $24,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,800 | $24,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 409 | $24,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 800 | $24,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,955 | $24,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,566 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 773 | $24,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 2,052 | $24,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 3,400 | $24,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 533 | $24,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 682 | $24,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,455 | $23,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,077 | $23,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 641 | $23,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 324 | $23,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 679 | $23,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 920 | $23,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 686 | $23,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,171 | $23,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 750 | $23,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 859 | $23,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 830 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 678 | $23,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,040 | $23,000 | thousands by filing date | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 2,000 | $23,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 1,000 | $23,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,927 | $22,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 494 | $22,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,205 | $22,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 600 | $22,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,722 | $22,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 466 | $22,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 540 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 303 | $22,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 387 | $22,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,503 | $22,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,699 | $22,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 959 | $22,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 942 | $22,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 584 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,750 | $22,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,000 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 952 | $22,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,817 | $22,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 962 | $22,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,206 | $22,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 734 | $22,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 2,067 | $22,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,293 | $22,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 876 | $22,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,605 | $22,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 617 | $22,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,626 | $22,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 2,945 | $22,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 2,200 | $22,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,500 | $22,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 16,000 | $22,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 5,691 | $22,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 600 | $22,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 800 | $22,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 1,250 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 667 | $22,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 800 | $22,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 265 | $21,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 551 | $21,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,039 | $21,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 500 | $21,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 438 | $21,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 377 | $21,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 425 | $21,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 497 | $21,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 137 | $21,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 801 | $21,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 548 | $21,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 411 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 530 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,300 | $21,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 245 | $21,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 454 | $21,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 941 | $21,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 6,748 | $21,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 572 | $21,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 300 | $21,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 500 | $21,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 729 | $21,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,273 | $21,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 5,800 | $21,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 367 | $21,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 657 | $21,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,400 | $21,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 880 | $21,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 182 | $21,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 762 | $21,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 4,682 | $21,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 1,252 | $21,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,084 | $21,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 1,317 | $21,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 4,504 | $21,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 2,000 | $21,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 1,563 | $21,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 8,693 | $21,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 620 | $20,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 294 | $20,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 250 | $20,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 269 | $20,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 1,139 | $20,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 366 | $20,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 743 | $20,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 748 | $20,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 513 | $20,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 241 | $20,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 567 | $20,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 265 | $20,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 525 | $20,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,311 | $20,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 335 | $20,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 600 | $20,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 350 | $20,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,561 | $20,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 2,523 | $20,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,656 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 435 | $20,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 467 | $20,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 910 | $20,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,000 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,054 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 1,515 | $20,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 538 | $20,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,047 | $20,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 321 | $20,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 800 | $20,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 858 | $20,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 319 | $20,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,335 | $20,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 368 | $20,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $20,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,800 | $20,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 1,484 | $20,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,900 | $20,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 1,529 | $20,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,400 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 800 | $20,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 735 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 940 | $20,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 396 | $19,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 228 | $19,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 458 | $19,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 600 | $19,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 428 | $19,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 257 | $19,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 600 | $19,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 806 | $19,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,104 | $19,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 346 | $19,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 537 | $19,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,317 | $19,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,528 | $19,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,005 | $19,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 460 | $19,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 416 | $19,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 572 | $19,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,431 | $19,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 950 | $19,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 800 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-061632 | this filing | 2013-11-14 | acceptance time not in the bulk data set |