13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,880 holding rows worth $2,949,573,000.
- Accession
- 0001144204-13-061632
- Filer
- CIK 1029730
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 4,585 entries on the cover page, a total value of $2,949,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,949,573,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 944 | $82,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,416 | $82,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 3,585 | $82,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 12,400 | $82,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,409 | $81,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,248 | $81,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,292 | $81,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 2,996 | $81,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 2,924 | $81,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,150 | $80,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,427 | $80,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 6,607 | $80,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 6,717 | $80,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 6,912 | $80,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 7,112 | $80,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 7,741 | $80,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 822 | $80,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,853 | $80,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 34,798 | $80,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,750 | $79,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,695 | $79,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,717 | $79,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 939 | $79,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,883 | $79,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,650 | $79,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,000 | $79,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,417 | $79,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 6,510 | $79,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 3,425 | $79,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 1,448 | $79,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 32,782 | $79,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 3,385 | $78,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 1,698 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 5,021 | $78,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,914 | $77,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 763 | $77,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 646 | $77,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 9,382 | $77,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 788 | $77,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,877 | $77,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 3,170 | $77,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 2,900 | $77,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 779 | $76,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 749 | $76,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,589 | $76,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 732 | $76,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 12,242 | $76,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 2,763 | $76,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 3,459 | $76,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 4,534 | $75,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,929 | $75,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 257 | $75,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,000 | $75,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,442 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 2,558 | $75,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,736 | $75,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 2,986 | $75,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,920 | $75,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,337 | $75,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 5,600 | $74,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 783 | $74,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,000 | $74,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,304 | $74,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,475 | $74,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 804 | $74,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,517 | $74,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 1,967 | $74,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 7,111 | $74,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 6,323 | $74,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,087 | $74,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 2,477 | $74,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 4,205 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,581 | $73,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 4,045 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,696 | $73,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 3,252 | $73,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,845 | $73,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 9,735 | $73,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 1,558 | $73,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 7,800 | $73,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 5,391 | $73,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 5,586 | $73,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,700 | $73,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,878 | $72,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 14,718 | $72,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,736 | $72,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 870 | $72,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 3,700 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 1,724 | $72,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,434 | $71,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,257 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,195 | $71,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,617 | $71,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 998 | $71,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,267 | $71,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 800 | $71,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,722 | $71,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,050 | $70,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 2,465 | $70,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,036 | $70,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 7,134 | $70,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,188 | $70,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 602 | $70,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,237 | $69,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 6,900 | $69,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 22,000 | $69,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,999 | $69,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,596 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,090 | $69,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 3,100 | $69,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 1,352 | $69,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 6,670 | $69,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 5,450 | $69,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,702 | $69,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,394 | $68,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,466 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 878 | $68,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 7,450 | $68,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 3,059 | $68,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2,571 | $68,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 9,933 | $68,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 4,037 | $68,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 40,100 | $68,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,277 | $67,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,087 | $67,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 2,485 | $67,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,982 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2,225 | $67,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 4,131 | $67,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 881 | $67,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,438 | $67,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 1,775 | $67,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,045 | $66,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,100 | $66,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 4,490 | $66,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,924 | $66,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 21,013 | $66,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,708 | $66,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,581 | $65,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 868 | $65,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 2,437 | $65,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,072 | $65,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,500 | $65,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 870 | $65,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 518 | $65,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 4,620 | $65,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,150 | $65,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,820 | $65,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1,772 | $65,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 1,194 | $65,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,451 | $65,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 5,004 | $64,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,880 | $64,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,000 | $64,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 5,701 | $64,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,331 | $64,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 10,120 | $64,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 4,658 | $64,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 23,658 | $64,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 2,331 | $64,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,823 | $63,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,670 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 630 | $63,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 14,800 | $63,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 4,209 | $63,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,969 | $63,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,705 | $63,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 15,000 | $63,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 8,858 | $63,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 7,718 | $63,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 5,200 | $63,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 2,650 | $63,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 700 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 732 | $62,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 3,153 | $62,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,719 | $62,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,045 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 1,128 | $62,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,546 | $62,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,933 | $62,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 5,600 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,473 | $62,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,300 | $62,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 7,200 | $62,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 824 | $61,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,391 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,246 | $61,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 4,020 | $61,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,016 | $61,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,200 | $61,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 3,356 | $61,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 16,000 | $61,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 3,500 | $61,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,299 | $60,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,970 | $60,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,060 | $60,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 824 | $60,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,259 | $60,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,835 | $60,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 700 | $60,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 874 | $60,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 8,371 | $60,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,970 | $60,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,640 | $60,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,600 | $60,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 1,205 | $60,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 25,000 | $60,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,272 | $60,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 18,000 | $60,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 3,500 | $60,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,831 | $59,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,116 | $59,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 3,791 | $59,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,970 | $59,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,400 | $59,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,594 | $59,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,696 | $59,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,032 | $59,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 7,410 | $59,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,406 | $58,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,010 | $58,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 771 | $58,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,014 | $58,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,675 | $58,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,114 | $58,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 737 | $58,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,925 | $58,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 3,268 | $58,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,120 | $58,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 686 | $58,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 55,000 | $58,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 3,979 | $58,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 7,189 | $58,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 2,617 | $58,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 738 | $57,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 699 | $57,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 4,015 | $57,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,446 | $57,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 723 | $57,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,327 | $57,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 3,026 | $57,000 | thousands by filing date | |
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| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 587 | $57,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 1,150 | $57,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 12,083 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 666 | $56,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 32,800 | $56,000 | thousands by filing date | |
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| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 6,044 | $56,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 691 | $56,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,667 | $56,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 688 | $56,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 1,303 | $56,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 1,241 | $56,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,200 | $56,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 450 | $56,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 3,090 | $56,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,827 | $55,000 | thousands by filing date | |
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| Concur Technologies, Inc. | 206708109 | COM | 500 | $55,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 850 | $55,000 | thousands by filing date | |
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| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 6,146 | $55,000 | thousands by filing date | |
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| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,237 | $55,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 675 | $54,000 | thousands by filing date | |
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| CAE INC COM | 124765108 | Stock | 4,962 | $54,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,608 | $54,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,507 | $54,000 | thousands by filing date | |
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| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,338 | $54,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,911 | $54,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,961 | $54,000 | thousands by filing date | |
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| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,600 | $54,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 4,711 | $54,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 7,421 | $54,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 1,221 | $54,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,620 | $54,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 12,065 | $54,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,983 | $54,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,275 | $54,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,825 | $54,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 401 | $53,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 931 | $53,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,096 | $53,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,212 | $53,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,695 | $53,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,404 | $53,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,777 | $53,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 100 | $53,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 923 | $53,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 946 | $53,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 8,401 | $53,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,750 | $53,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 6,900 | $53,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,370 | $53,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,146 | $53,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 2,200 | $53,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,280 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,083 | $52,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,303 | $52,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,609 | $52,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,917 | $52,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,075 | $52,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 1,318 | $52,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 1,226 | $52,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 3,304 | $52,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 4,020 | $52,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 2,335 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,602 | $52,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y735 | PRING TRNR BUS | 1,970 | $52,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 818 | $51,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 560 | $51,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 534 | $51,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 920 | $51,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,539 | $51,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,533 | $51,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,050 | $51,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,743 | $51,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 2,501 | $51,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,727 | $51,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,630 | $51,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 291 | $51,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 12,670 | $51,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,559 | $51,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 6,295 | $51,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 727 | $50,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,037 | $50,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,850 | $50,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,032 | $50,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 912 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 416 | $50,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 3,802 | $50,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 8,657 | $50,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,591 | $50,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 633 | $49,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,543 | $49,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,175 | $49,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 973 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,309 | $49,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 4,500 | $49,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 855 | $49,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 565 | $49,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 3,074 | $49,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,365 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 3,651 | $49,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 1,950 | $49,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 825 | $48,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 874 | $48,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,655 | $48,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 4,300 | $48,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,425 | $48,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,215 | $48,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,650 | $48,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 12,425 | $48,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 2,145 | $48,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 642 | $48,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 724 | $47,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,498 | $47,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,677 | $47,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,010 | $47,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,803 | $47,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,475 | $47,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 435 | $47,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,528 | $47,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 2,433 | $47,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 4,540 | $47,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 663 | $46,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,227 | $46,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,740 | $46,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,707 | $46,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 5,113 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,301 | $46,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 450 | $46,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 687 | $46,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,497 | $46,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,051 | $46,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 549 | $46,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 429 | $46,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 431 | $46,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 2,924 | $46,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 892 | $46,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,089 | $46,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 3,100 | $46,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 4,403 | $45,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,950 | $45,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 521 | $45,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 532 | $45,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,801 | $45,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,364 | $45,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,778 | $45,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 523 | $45,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,000 | $45,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,500 | $45,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 649 | $45,000 | thousands by filing date | |
| CUBIC ENERGY INC | 229675103 | COM | 136,000 | $45,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,012 | $44,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,397 | $44,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 632 | $44,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,353 | $44,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,145 | $44,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,110 | $44,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,771 | $44,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,835 | $44,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 995 | $44,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 890 | $44,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 43,636 | $44,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 2,458 | $44,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 600 | $43,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 758 | $43,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,167 | $43,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,340 | $43,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,000 | $43,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,338 | $43,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 650 | $43,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,573 | $43,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,250 | $43,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,070 | $43,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,299 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 587 | $43,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 1,349 | $43,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 914 | $43,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 3,768 | $43,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,962 | $42,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 531 | $42,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,100 | $42,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 917 | $42,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,800 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 500 | $42,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 3,500 | $42,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,512 | $42,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 1,667 | $42,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 6,000 | $42,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 9,000 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,106 | $42,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,011 | $42,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 1,025 | $42,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,424 | $41,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 261 | $41,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,128 | $41,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,233 | $41,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 878 | $41,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,302 | $41,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 597 | $41,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,058 | $41,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,268 | $41,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 3,741 | $41,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,234 | $41,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 300 | $41,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 857 | $41,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 5,270 | $41,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 2,563 | $41,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,042 | $41,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 2,677 | $41,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 393 | $40,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,111 | $40,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,256 | $40,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 1,492 | $40,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 6,070 | $40,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,369 | $40,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 3,871 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,321 | $40,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 3,300 | $40,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 553 | $40,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A691 | FISH GR RK OFF | 2,100 | $40,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 2,700 | $40,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,246 | $39,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,573 | $39,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,079 | $39,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,493 | $39,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,248 | $39,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 5,257 | $39,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,121 | $39,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,385 | $39,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,601 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,951 | $39,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 2,275 | $39,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 4,560 | $39,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 456 | $39,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 2,041 | $39,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,200 | $39,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 715 | $39,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 1,778 | $39,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 7,671 | $39,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 702 | $39,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $39,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,620 | $39,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,118 | $38,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 609 | $38,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,207 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 650 | $38,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,557 | $38,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 3,600 | $38,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 4,964 | $38,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 11,500 | $38,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,000 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-061632 | this filing | 2013-11-14 | acceptance time not in the bulk data set |