13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,880 holding rows worth $2,949,573,000.
- Accession
- 0001144204-13-061632
- Filer
- CIK 1029730
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 4,585 entries on the cover page, a total value of $2,949,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,949,573,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVENTURE FOODS INC | 461212102 | COM | 750 | $8,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 1,480 | $8,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 4,000 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 310 | $8,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,000 | $8,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 400 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 313 | $8,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 400 | $8,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 602 | $8,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 400 | $8,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 9,500 | $8,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 150 | $8,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 180 | $8,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 300 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 374 | $8,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 500 | $8,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 108 | $7,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 168 | $7,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,000 | $7,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 160 | $7,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 325 | $7,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 80 | $7,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 94 | $7,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 801 | $7,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 242 | $7,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $7,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 83 | $7,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 574 | $7,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $7,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 119 | $7,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 417 | $7,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 208 | $7,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 500 | $7,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 500 | $7,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 515 | $7,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 180 | $7,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 563 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $7,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 350 | $7,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 163 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 250 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 164 | $7,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 900 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 130 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 130 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 91 | $7,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,729 | $7,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 546 | $7,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 367 | $7,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 184 | $7,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 180 | $7,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 210 | $7,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 102 | $7,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 82 | $7,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 853 | $7,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 228 | $7,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 107 | $7,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 469 | $7,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 350 | $7,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 300 | $7,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 600 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 449 | $7,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 535 | $7,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 878 | $7,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 244 | $7,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,400 | $7,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 500 | $7,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 1,000 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 156 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 300 | $7,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 45,185 | $7,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,302 | $7,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 160 | $6,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 118 | $6,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 36 | $6,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 186 | $6,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 143 | $6,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 108 | $6,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 260 | $6,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 404 | $6,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 62 | $6,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 172 | $6,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 491 | $6,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 181 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 800 | $6,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 182 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 60 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 100 | $6,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 200 | $6,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 500 | $6,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 200 | $6,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 61 | $6,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 65 | $6,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 100 | $6,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 301 | $6,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,000 | $6,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 377 | $6,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 298 | $6,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 202 | $6,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 317 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 88 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 207 | $6,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 554 | $6,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 161 | $6,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 181 | $6,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 711 | $6,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 1,256 | $6,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 848 | $6,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 132 | $6,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 200 | $6,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 235 | $6,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 73 | $6,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 2,200 | $6,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $6,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 400 | $6,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 248 | $6,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 250 | $6,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 220 | $6,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 90 | $6,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 825 | $6,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 454 | $6,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 500 | $6,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 500 | $6,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 306 | $6,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 5,000 | $6,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 128 | $6,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 95 | $6,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 175 | $6,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $6,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 3,039 | $6,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 105 | $6,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 1,378 | $6,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 480 | $6,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 480 | $6,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 70 | $6,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 500 | $6,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 3,000 | $6,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 722 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 213 | $6,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 300 | $6,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 250 | $6,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 275 | $6,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 8,600 | $6,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,000 | $6,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 1,500 | $6,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 346 | $6,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 2,620 | $6,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 801 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 132 | $6,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 200 | $6,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 409 | $6,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 567 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 145 | $6,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 2,200 | $6,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 500 | $6,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 200 | $6,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 59 | $5,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 235 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 104 | $5,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 111 | $5,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 615 | $5,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 280 | $5,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 131 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 100 | $5,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 294 | $5,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 146 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 200 | $5,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 450 | $5,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 230 | $5,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 404 | $5,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 170 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 115 | $5,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 256 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 380 | $5,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 126 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 410 | $5,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 346 | $5,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 500 | $5,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 300 | $5,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 350 | $5,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 141 | $5,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 394 | $5,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 234 | $5,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 346 | $5,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 496 | $5,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 158 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 220 | $5,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 753 | $5,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 546 | $5,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 50 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 390 | $5,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 500 | $5,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 720 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 704 | $5,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 200 | $5,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 62 | $5,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 98 | $5,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 75 | $5,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,368 | $5,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 350 | $5,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 225 | $5,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 500 | $5,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 102 | $5,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 753 | $5,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 297 | $5,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 300 | $5,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 150 | $5,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 108 | $5,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 103 | $5,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 2,000 | $5,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 513 | $5,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 257 | $5,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 300 | $5,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 362 | $5,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 100 | $5,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 20,000 | $5,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 456 | $5,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 114 | $5,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 540 | $5,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,000 | $5,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 76 | $5,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 207 | $5,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 84 | $5,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 110 | $5,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 300 | $5,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 609 | $5,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 1,000 | $5,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 4,650 | $5,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 380 | $5,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 354 | $5,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 2,630 | $5,000 | thousands by filing date | |
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| JAMES RIVER COAL CO | 470355207 | COM | 2,650 | $5,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 174 | $5,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,000 | $5,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 228 | $5,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 800 | $5,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 200 | $5,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 500 | $5,000 | thousands by filing date | |
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| ANALYSTS INTL CORP | 032681207 | COM | 699 | $5,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 274 | $5,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 438 | $5,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 83 | $4,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 90 | $4,000 | thousands by filing date | |
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| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 69 | $4,000 | thousands by filing date | |
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| NASDAQ INC COM | 631103108 | Stock | 111 | $4,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 51 | $4,000 | thousands by filing date | |
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| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 136 | $4,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 100 | $4,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 237 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 77 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 117 | $4,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 225 | $4,000 | thousands by filing date | |
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| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 157 | $4,000 | thousands by filing date | |
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| MOLINA HEALTHCARE INC | 60855R100 | COM | 105 | $4,000 | thousands by filing date | |
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| AMERISAFE INC | 03071H100 | COM | 100 | $4,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 70 | $4,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 196 | $4,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 215 | $4,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 134 | $4,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 141 | $4,000 | thousands by filing date | |
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| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 329 | $4,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 498 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 104 | $4,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 397 | $4,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 105 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 470 | $4,000 | thousands by filing date | |
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| COFFEE HLDG CO INC | 192176105 | COM | 700 | $4,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 250 | $4,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 252 | $4,000 | thousands by filing date | |
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| HEADWATERS INC | 42210P102 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 285 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 100 | $4,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 100 | $4,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 332 | $4,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 193 | $4,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 4,000 | $4,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 213 | $4,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,000 | $4,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 92 | $4,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 348 | $4,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 354 | $4,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 148 | $4,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 250 | $4,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 15,000 | $4,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 4,996 | $4,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 2,190 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 367 | $4,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 525 | $4,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 1,000 | $4,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 14,200 | $4,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 5,200 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 51 | $4,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 150 | $4,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 153 | $4,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 405 | $4,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 54 | $3,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 39 | $3,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3 | $3,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 39 | $3,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 63 | $3,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $3,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 81 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 121 | $3,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 200 | $3,000 | thousands by filing date | |
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| LOGITECH INTL S A SHS | H50430232 | Stock | 329 | $3,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 96 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,709 | $3,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 500 | $3,000 | thousands by filing date | |
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| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 55 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 63 | $3,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 100 | $3,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 71 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 55 | $3,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 39 | $3,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 232 | $3,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 66 | $3,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 50 | $3,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 100 | $3,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 82 | $3,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 108 | $3,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,450 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 126 | $3,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 137 | $3,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 550 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 500 | $3,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 200 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 101 | $3,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 62 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 93 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 79 | $3,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 173 | $3,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 85 | $3,000 | thousands by filing date | |
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| QIAGEN NV | N72482107 | COMMON STOCK-FO | 138 | $3,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 385 | $3,000 | thousands by filing date | |
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| Cynosure, Inc. | 232577205 | COM | 112 | $3,000 | thousands by filing date | |
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| HSN INC | 404303109 | COM | 65 | $3,000 | thousands by filing date | |
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| PANDORA MEDIA INC | 698354107 | COM | 100 | $3,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 211 | $3,000 | thousands by filing date | |
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| QLOGIC CORP | 747277101 | COM | 243 | $3,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 400 | $3,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 1,000 | $3,000 | thousands by filing date | |
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| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 102 | $3,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $3,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 200 | $3,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 105 | $3,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 300 | $3,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 50 | $3,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 1,210 | $3,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 191 | $3,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 4,000 | $3,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 924 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,000 | $3,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 463 | $3,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,100 | $3,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 289 | $3,000 | thousands by filing date | |
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| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 780 | $3,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 1,000 | $3,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 78 | $3,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 600 | $3,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 332 | $3,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 1,000 | $3,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 250 | $3,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 381 | $3,000 | thousands by filing date | |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 1,000 | $3,000 | thousands by filing date | |
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| REDIFFCOM INDIA LTD | 757479100 | ADR | 1,300 | $3,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 200 | $3,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 250 | $3,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 300 | $3,000 | thousands by filing date | |
| MOD PAC CORP | 607495108 | COM | 308 | $3,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 128 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 83 | $2,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 37 | $2,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 67 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 125 | $2,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 200 | $2,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 50 | $2,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 258 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 144 | $2,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 58 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 74 | $2,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 37 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 64 | $2,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 29 | $2,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 100 | $2,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 51 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 90 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 725 | $2,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 265 | $2,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 215 | $2,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 28 | $2,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 38 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 200 | $2,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 35 | $2,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 71 | $2,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $2,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 110 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 163 | $2,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 72 | $2,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 28 | $2,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 113 | $2,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 100 | $2,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 200 | $2,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 23 | $2,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 104 | $2,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $2,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 93 | $2,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 108 | $2,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 590 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 100 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 343 | $2,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 123 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 300 | $2,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 104 | $2,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 58 | $2,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 32 | $2,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 501 | $2,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 84 | $2,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 59 | $2,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 19 | $2,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 654 | $2,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 22 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,000 | $2,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 67 | $2,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 68 | $2,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 208 | $2,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 100 | $2,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 142 | $2,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 100 | $2,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 545 | $2,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 353 | $2,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 110 | $2,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 316 | $2,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 303 | $2,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 2,500 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 102 | $2,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 59 | $2,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 92 | $2,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 43 | $2,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 45 | $2,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 75 | $2,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 50 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-061632 | this filing | 2013-11-14 | acceptance time not in the bulk data set |