13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,880 holding rows worth $2,949,573,000.
- Accession
- 0001144204-13-061632
- Filer
- CIK 1029730
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 4,585 entries on the cover page, a total value of $2,949,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,949,573,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 781 | $19,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 300 | $19,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,868 | $19,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 348 | $19,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 185 | $19,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,500 | $19,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 10,000 | $19,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,070 | $19,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 2,515 | $19,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 701 | $18,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 264 | $18,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 574 | $18,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,114 | $18,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 595 | $18,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 502 | $18,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,105 | $18,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 750 | $18,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 202 | $18,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 726 | $18,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 628 | $18,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 250 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 178 | $18,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 800 | $18,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 729 | $18,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 279 | $18,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,727 | $18,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,329 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 160 | $18,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,250 | $18,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 222 | $18,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 350 | $18,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 265 | $18,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 416 | $18,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 521 | $18,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,200 | $18,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 842 | $18,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 708 | $18,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 345 | $18,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 6,242 | $18,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,007 | $18,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 784 | $18,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,375 | $18,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,000 | $18,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 800 | $18,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 580 | $18,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 518 | $18,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 263 | $17,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,000 | $17,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,227 | $17,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 309 | $17,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 285 | $17,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,175 | $17,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,622 | $17,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,000 | $17,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 359 | $17,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 312 | $17,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 729 | $17,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 5,500 | $17,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 796 | $17,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,396 | $17,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 372 | $17,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,650 | $17,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 603 | $17,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,000 | $17,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,000 | $17,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,000 | $17,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 494 | $17,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 343 | $17,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 700 | $17,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 447 | $17,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 108 | $17,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 5,970 | $17,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,343 | $17,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 557 | $17,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 655 | $17,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 998 | $17,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 2,200 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 765 | $17,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 5,000 | $17,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 900 | $17,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 1,626 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 492 | $17,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 2,500 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 600 | $17,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 336 | $16,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 961 | $16,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 774 | $16,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 200 | $16,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 400 | $16,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 329 | $16,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 176 | $16,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 258 | $16,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 370 | $16,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,192 | $16,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 267 | $16,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 39 | $16,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 517 | $16,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 350 | $16,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,499 | $16,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,259 | $16,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,547 | $16,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 1,981 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 500 | $16,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,740 | $16,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,370 | $16,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 463 | $16,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 301 | $16,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 775 | $16,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,256 | $16,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 196 | $16,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,800 | $16,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,659 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 575 | $16,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 824 | $16,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 717 | $16,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 1,521 | $16,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 2,000 | $16,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 3,941 | $16,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 17,075 | $16,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 252 | $16,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 400 | $15,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,441 | $15,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 590 | $15,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 242 | $15,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 262 | $15,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 237 | $15,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 276 | $15,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 281 | $15,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 507 | $15,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 6,550 | $15,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 602 | $15,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 3,000 | $15,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 168 | $15,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 564 | $15,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 901 | $15,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,053 | $15,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 406 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 527 | $15,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 105 | $15,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,500 | $15,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 203 | $15,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 880 | $15,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 1,068 | $15,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $15,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 298 | $15,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 7,500 | $15,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,600 | $15,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 781 | $15,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 349 | $15,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 631 | $15,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 176 | $15,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 492 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 597 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 407 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 341 | $15,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,138 | $15,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 897 | $15,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,149 | $15,000 | thousands by filing date | |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 400 | $15,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 600 | $15,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 250 | $15,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $15,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 900 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 185 | $14,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 277 | $14,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 400 | $14,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 251 | $14,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 98 | $14,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 269 | $14,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 350 | $14,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,577 | $14,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,750 | $14,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 426 | $14,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,000 | $14,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,125 | $14,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 449 | $14,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 707 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 600 | $14,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 100 | $14,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 3,110 | $14,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 318 | $14,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 327 | $14,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,694 | $14,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 1,150 | $14,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 730 | $14,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 642 | $14,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 729 | $14,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 950 | $14,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,702 | $14,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 2,300 | $14,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 15,000 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 300 | $14,000 | thousands by filing date | |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 500 | $14,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 356 | $13,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 192 | $13,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 283 | $13,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 988 | $13,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 300 | $13,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,310 | $13,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 300 | $13,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 354 | $13,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 300 | $13,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 500 | $13,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 475 | $13,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 388 | $13,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 346 | $13,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 3,003 | $13,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 204 | $13,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 700 | $13,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 501 | $13,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 900 | $13,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,300 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 989 | $13,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 600 | $13,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 2,224 | $13,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,900 | $13,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 409 | $13,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,802 | $13,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 575 | $13,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 200 | $13,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,200 | $13,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 712 | $13,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 400 | $13,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 592 | $13,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 384 | $13,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 1,469 | $13,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 436 | $13,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 500 | $13,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 4,553 | $13,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,000 | $13,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,000 | $13,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,031 | $13,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 239 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 450 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 96 | $13,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 374 | $13,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 2,051 | $13,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 507 | $12,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 1,413 | $12,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 188 | $12,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 5,653 | $12,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 407 | $12,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 296 | $12,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 254 | $12,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,861 | $12,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 950 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 105 | $12,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 403 | $12,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 240 | $12,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,271 | $12,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 400 | $12,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,800 | $12,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 314 | $12,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 316 | $12,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,500 | $12,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 500 | $12,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 288 | $12,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 250 | $12,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 386 | $12,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 400 | $12,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 345 | $12,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 250 | $12,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 398 | $12,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 744 | $12,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 149 | $12,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 751 | $12,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,000 | $12,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,298 | $12,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 500 | $12,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 600 | $12,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,015 | $12,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 374 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 621 | $12,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 504 | $12,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 4,000 | $12,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,500 | $12,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 500 | $12,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 380 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 355 | $12,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 465 | $12,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 293 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,350 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289164 | MSCI ACWI EX | 456 | $12,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 116 | $11,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 102 | $11,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 256 | $11,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 580 | $11,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 326 | $11,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 300 | $11,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 280 | $11,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 183 | $11,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 276 | $11,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 71 | $11,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 379 | $11,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 220 | $11,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 64 | $11,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 218 | $11,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 754 | $11,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 550 | $11,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,073 | $11,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 130 | $11,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 705 | $11,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 133 | $11,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 160 | $11,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,095 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 600 | $11,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 180 | $11,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,000 | $11,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,150 | $11,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 385 | $11,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 585 | $11,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 590 | $11,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 600 | $11,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 1,900 | $11,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 107 | $11,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,023 | $11,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 429 | $11,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 265 | $11,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 556 | $11,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 900 | $11,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,439 | $11,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 291 | $11,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 715 | $11,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 400 | $11,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 12,000 | $11,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 862 | $11,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 825 | $11,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 225 | $11,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 406 | $11,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 600 | $11,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 7,000 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 200 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 510 | $11,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 500 | $11,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 500 | $11,000 | thousands by filing date | |
| SHENGKAI INNOVATIONS INC | 82321P203 | COM NEW | 30,000 | $11,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 1,421 | $10,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 2,710 | $10,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,199 | $10,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 823 | $10,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 364 | $10,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,253 | $10,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 466 | $10,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 219 | $10,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 258 | $10,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 670 | $10,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 111 | $10,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 250 | $10,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 128 | $10,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,000 | $10,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 200 | $10,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,116 | $10,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 183 | $10,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 128 | $10,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 595 | $10,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 552 | $10,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 265 | $10,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,450 | $10,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 256 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 725 | $10,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 386 | $10,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 262 | $10,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 1,219 | $10,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 760 | $10,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 185 | $10,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 3,012 | $10,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 313 | $10,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 900 | $10,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 364 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 350 | $10,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 1,150 | $10,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 600 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 300 | $10,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 290 | $10,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 672 | $10,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 200 | $10,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 5,537 | $10,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 330 | $10,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 925 | $10,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 1,500 | $10,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 828 | $10,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 185 | $10,000 | thousands by filing date | |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 800 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 381 | $10,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 879 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289206 | S&P TARGET 10 | 300 | $10,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 150 | $9,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 234 | $9,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 297 | $9,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 346 | $9,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 214 | $9,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 212 | $9,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 142 | $9,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 434 | $9,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 682 | $9,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 640 | $9,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 327 | $9,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,000 | $9,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 364 | $9,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 79 | $9,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,800 | $9,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 338 | $9,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,000 | $9,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 281 | $9,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 152 | $9,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 523 | $9,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 334 | $9,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 270 | $9,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 470 | $9,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,750 | $9,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 255 | $9,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 112 | $9,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 36 | $9,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 163 | $9,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 88 | $9,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 414 | $9,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 198 | $9,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 95 | $9,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 741 | $9,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 500 | $9,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 425 | $9,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 170 | $9,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 163 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 100 | $9,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 2,658 | $9,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 521 | $9,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 1,000 | $9,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 1,000 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 215 | $9,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 4,768 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 315 | $9,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 526 | $9,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 3,000 | $9,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 600 | $9,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $8,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 283 | $8,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 259 | $8,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 186 | $8,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 289 | $8,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 657 | $8,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 129 | $8,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 600 | $8,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 987 | $8,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 217 | $8,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 175 | $8,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 626 | $8,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $8,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 136 | $8,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 334 | $8,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 490 | $8,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 600 | $8,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 500 | $8,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 323 | $8,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 198 | $8,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 274 | $8,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 286 | $8,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 170 | $8,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 360 | $8,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 242 | $8,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 600 | $8,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 700 | $8,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 264 | $8,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 329 | $8,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 813 | $8,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 375 | $8,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $8,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 528 | $8,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 500 | $8,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 200 | $8,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 172 | $8,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 650 | $8,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 4,000 | $8,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 184 | $8,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 95 | $8,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,000 | $8,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 411 | $8,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 888 | $8,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 800 | $8,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,500 | $8,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 226 | $8,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 246 | $8,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 130 | $8,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 206 | $8,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $8,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,500 | $8,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 750 | $8,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 111 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-061632 | this filing | 2013-11-14 | acceptance time not in the bulk data set |