13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,880 holding rows worth $2,949,573,000.
- Accession
- 0001144204-13-061632
- Filer
- CIK 1029730
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 4,585 entries on the cover page, a total value of $2,949,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,949,573,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HILLTOP HLDGS INC | 432748101 | COM | 11,111 | $206,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 15,972 | $206,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 17,882 | $205,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,186 | $205,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,722 | $204,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,960 | $202,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 8,000 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,722 | $200,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 21,897 | $200,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 10,483 | $200,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 4,018 | $199,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,150 | $198,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2,029 | $198,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 26,572 | $198,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 9,250 | $198,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,706 | $197,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 12,743 | $197,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,000 | $196,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,286 | $196,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,455 | $196,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,115 | $195,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 5,831 | $195,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 20,637 | $195,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,785 | $195,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 7,014 | $194,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,786 | $194,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,167 | $194,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,168 | $192,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 4,996 | $192,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 8,487 | $191,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 95,262 | $191,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 8,400 | $190,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,861 | $189,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 4,319 | $189,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,968 | $188,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 9,486 | $188,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,094 | $188,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 3,967 | $188,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,692 | $186,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,706 | $186,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,688 | $186,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 11,156 | $186,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,931 | $185,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 24,502 | $184,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 4,881 | $184,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,050 | $184,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 24,744 | $184,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,797 | $183,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 7,623 | $183,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 3,500 | $183,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,307 | $183,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 21,917 | $183,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,977 | $182,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 15,539 | $182,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,236 | $182,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,603 | $180,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 6,426 | $180,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 3,475 | $179,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 9,727 | $179,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,453 | $178,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,392 | $178,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,802 | $178,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 18,223 | $178,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,354 | $177,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 164 | $177,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 8,050 | $177,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 7,520 | $176,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,730 | $176,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 15,596 | $175,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 18,512 | $174,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 8,767 | $174,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,589 | $174,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,314 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,000 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,164 | $172,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 10,143 | $172,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,199 | $172,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 21,683 | $172,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 802 | $170,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 696 | $170,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 12,535 | $170,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,394 | $169,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,010 | $169,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 5,054 | $169,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 20,529 | $168,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 19,240 | $168,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,679 | $168,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,237 | $167,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,050 | $167,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 5,103 | $167,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 2,155 | $167,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,685 | $166,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,000 | $166,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 12,077 | $166,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 18,872 | $166,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 7,871 | $166,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 19,501 | $165,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 4,411 | $165,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,454 | $164,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,172 | $164,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,318 | $164,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 14,137 | $164,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,227 | $163,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,531 | $163,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,479 | $163,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 9,390 | $163,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,450 | $163,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 46,069 | $163,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 7,980 | $162,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,886 | $161,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,318 | $161,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 5,893 | $161,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,838 | $160,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 7,631 | $160,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 5,921 | $160,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 2,473 | $160,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 7,789 | $160,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 13,554 | $159,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,018 | $159,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,115 | $159,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,252 | $159,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 10,277 | $159,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 2,852 | $159,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,917 | $159,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,750 | $158,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 3,726 | $158,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 4,950 | $158,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,433 | $158,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 4,066 | $158,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6,301 | $157,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 7,815 | $157,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 2,745 | $157,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 13,044 | $156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 11,131 | $156,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,562 | $155,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 8,450 | $155,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 6,688 | $154,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,414 | $154,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,885 | $154,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 2,124 | $154,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 9,617 | $153,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,125 | $153,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,883 | $153,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 2,074 | $153,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 7,950 | $153,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 4,757 | $152,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,146 | $152,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,750 | $152,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,313 | $152,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 3,903 | $152,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 7,758 | $152,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 4,411 | $152,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 8,648 | $152,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 6,780 | $152,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1,368 | $151,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 35,206 | $151,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 6,065 | $151,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 11,071 | $151,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 5,218 | $150,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,227 | $149,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,484 | $149,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,927 | $149,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 1,194 | $149,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,228 | $148,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,391 | $148,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 10,708 | $148,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,876 | $147,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 3,969 | $147,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 5,457 | $147,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 12,281 | $147,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,518 | $146,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,305 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,712 | $146,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 14,037 | $146,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 4,600 | $146,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 4,156 | $146,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,718 | $145,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,790 | $145,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,995 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,389 | $145,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2,775 | $145,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 5,370 | $145,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 5,558 | $144,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 19,750 | $144,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 775 | $143,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 8,029 | $143,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 3,285 | $143,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 3,270 | $142,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 5,990 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,956 | $142,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 1,887 | $142,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 2,446 | $142,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 25,290 | $142,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 4,429 | $141,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,139 | $141,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,863 | $141,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,000 | $141,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 3,970 | $141,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 8,800 | $141,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 22,368 | $141,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 3,810 | $140,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,543 | $140,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 7,479 | $139,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 10,686 | $139,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 17,360 | $138,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 10,065 | $138,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,425 | $138,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,650 | $137,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 2,360 | $137,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,443 | $136,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 3,860 | $136,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,338 | $135,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 2,577 | $135,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 10,250 | $135,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 4,982 | $135,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 4,490 | $134,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,267 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,098 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 6,462 | $134,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 5,650 | $134,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 3,815 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,116 | $133,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 6,426 | $133,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 8,598 | $133,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,224 | $133,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 9,525 | $133,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 47,880 | $133,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,700 | $132,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,841 | $132,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,744 | $131,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,506 | $131,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,667 | $131,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 6,809 | $131,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 3,374 | $131,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 4,590 | $131,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,678 | $130,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,411 | $130,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,762 | $130,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 6,790 | $130,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 590 | $130,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 14,487 | $130,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 6,100 | $130,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 3,134 | $130,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 16,544 | $130,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 5,470 | $130,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,928 | $129,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 13,158 | $129,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 4,571 | $129,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 6,826 | $128,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,005 | $128,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 5,800 | $127,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 7,650 | $127,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 8,195 | $127,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,080 | $126,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,093 | $126,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 2,545 | $126,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 4,472 | $126,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 2,630 | $126,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 10,000 | $126,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,639 | $126,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,712 | $125,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,019 | $125,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,540 | $125,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,570 | $125,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 18,994 | $125,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,406 | $124,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,817 | $124,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 2,930 | $124,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 4,505 | $124,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 9,859 | $124,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,337 | $123,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,460 | $123,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,655 | $123,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 624 | $123,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 3,046 | $123,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 9,000 | $123,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 608 | $123,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 3,322 | $123,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,939 | $122,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,900 | $122,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 74,579 | $122,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,110 | $121,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 106 | $121,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 8,976 | $121,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,998 | $121,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,301 | $120,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,763 | $120,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,183 | $120,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,592 | $120,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 14,730 | $120,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,495 | $119,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,189 | $119,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,528 | $118,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 19,490 | $118,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 3,290 | $118,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,165 | $117,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,800 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,473 | $117,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 9,340 | $117,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 5,354 | $117,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4,416 | $117,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 4,665 | $117,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 5,918 | $117,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 4,814 | $116,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,925 | $116,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,807 | $116,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 18,525 | $116,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,000 | $116,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,639 | $115,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 3,867 | $115,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 3,776 | $115,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 4,157 | $115,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,368 | $115,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 15,000 | $115,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,325 | $115,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 2,788 | $115,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,087 | $114,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,404 | $114,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 4,929 | $114,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 3,660 | $113,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,668 | $113,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,289 | $113,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,793 | $113,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,276 | $113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 2,954 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,676 | $112,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,582 | $112,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 8,590 | $112,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 4,591 | $111,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 8,571 | $111,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,423 | $111,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 700 | $111,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,950 | $111,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 16,716 | $111,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,924 | $110,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,633 | $110,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,820 | $110,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,637 | $110,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,580 | $110,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,540 | $110,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 6,626 | $110,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 12,283 | $110,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 18,764 | $110,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,173 | $110,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 2,076 | $110,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 40,500 | $110,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,330 | $109,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,241 | $109,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,665 | $109,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 4,689 | $109,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 13,337 | $109,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 17,350 | $109,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 738 | $109,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 4,154 | $108,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,210 | $108,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 5,913 | $108,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,281 | $107,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 3,546 | $107,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,218 | $107,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,241 | $107,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,433 | $107,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 35,094 | $107,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 2,110 | $107,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,843 | $106,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,760 | $106,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 8,810 | $106,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,425 | $106,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 16,812 | $106,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 5,553 | $106,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,513 | $105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,141 | $105,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 28,519 | $105,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 3,084 | $105,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 941 | $105,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,177 | $104,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,365 | $104,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,530 | $103,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 2,066 | $103,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,500 | $103,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,298 | $103,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 37,215 | $103,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,870 | $103,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 16,500 | $103,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,197 | $102,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 7,075 | $102,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 5,982 | $102,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,299 | $101,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 2,246 | $101,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,273 | $101,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,828 | $101,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,303 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,482 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,806 | $101,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,501 | $101,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,328 | $100,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 4,550 | $100,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 5,380 | $100,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,408 | $100,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 1,880 | $100,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 12,195 | $100,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,564 | $100,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,458 | $99,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,402 | $99,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,441 | $99,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,885 | $99,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 7,026 | $99,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 5,705 | $99,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 43,300 | $99,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 3,807 | $99,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,232 | $98,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,418 | $98,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 5,439 | $98,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 2,449 | $98,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 7,508 | $98,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 940 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,249 | $97,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 6,633 | $97,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,201 | $97,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 4,293 | $97,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 13,487 | $97,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,767 | $96,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 2,608 | $96,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,270 | $96,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 4,485 | $96,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,119 | $95,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,205 | $95,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 7,250 | $95,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 7,500 | $95,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 9,086 | $95,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,402 | $95,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 3,260 | $95,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 3,076 | $95,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,121 | $94,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,064 | $94,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,879 | $94,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 17,750 | $94,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 6,600 | $94,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3,928 | $93,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 12,894 | $93,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 30,986 | $93,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 6,925 | $93,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,272 | $92,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 6,938 | $91,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 7,616 | $91,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 7,650 | $91,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 3,230 | $91,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,920 | $90,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 911 | $90,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 484 | $90,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,800 | $90,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 5,584 | $90,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,219 | $89,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,945 | $89,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,831 | $89,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,162 | $89,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 7,200 | $89,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 7,693 | $89,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,968 | $89,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,100 | $89,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,050 | $88,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,265 | $88,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,855 | $88,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,176 | $88,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,015 | $88,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,755 | $88,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,751 | $88,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,662 | $87,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 153 | $87,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,126 | $87,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 7,011 | $87,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 5,057 | $87,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,300 | $87,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 3,858 | $87,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 20,000 | $87,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 2,654 | $87,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 4,405 | $87,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 7,138 | $87,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,139 | $86,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,603 | $86,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,014 | $86,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,139 | $86,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,562 | $86,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 3,549 | $86,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,116 | $85,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 896 | $85,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,861 | $85,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,262 | $85,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 5,854 | $85,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 3,219 | $85,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 5,275 | $85,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,250 | $84,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 162 | $84,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 2,626 | $84,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,836 | $84,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 14,650 | $84,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,034 | $83,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,925 | $83,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 4,768 | $83,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,206 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 505 | $82,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-061632 | this filing | 2013-11-14 | acceptance time not in the bulk data set |