13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 2,058 holding rows worth $12,454,434,000.
- Accession
- 0001141802-17-000058
- Filer
- CIK 1141802
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 2,058 entries on the cover page, a total value of $12,454,434,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,454,434,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCONTRAVISORY INVESTMENT MANAGEMENT, INC.028-11954
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEDGE ASSET MANAGEMENT, INC028-03943
- reports for this filerESSEX INVESTMENT MANAGEMENT CO LLC028-00878
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSCOUT INVESTMENTS, INC.028-10260
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 700 | $14,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 737 | $14,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 410 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 154 | $14,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 142 | $14,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,974 | $14,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 205 | $14,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 620 | $14,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 601 | $14,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 937 | $14,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 21,592 | $14,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,468 | $13,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 193 | $13,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 169 | $13,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 114 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 285 | $13,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,125 | $13,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 498 | $13,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 350 | $13,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 528 | $13,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 458 | $13,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 316 | $13,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 496 | $13,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,802 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 210 | $13,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 75 | $13,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 250 | $13,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 390 | $13,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 330 | $13,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 300 | $13,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 259 | $13,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $13,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 500 | $13,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 11,000 | $13,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 182 | $12,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 259 | $12,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,378 | $12,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,297 | $12,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 45 | $12,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 186 | $12,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 239 | $12,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 964 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 254 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,000 | $12,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 310 | $12,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 330 | $12,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 700 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 441 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 226 | $12,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9 | $12,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 280 | $12,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 355 | $12,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 235 | $12,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 681 | $12,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 326 | $12,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,027 | $12,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,450 | $12,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 206 | $11,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 44 | $11,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 320 | $11,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 201 | $11,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 200 | $11,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 302 | $11,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 50 | $11,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 557 | $11,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 326 | $11,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 167 | $11,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 725 | $11,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 803 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 700 | $11,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 2,289 | $11,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 180 | $11,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 674 | $11,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 90 | $10,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 202 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $10,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 215 | $10,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 268 | $10,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 194 | $10,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 464 | $10,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 327 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 200 | $10,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 447 | $10,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 202 | $10,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $10,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 453 | $10,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 178 | $10,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 132 | $10,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 640 | $10,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $10,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 438 | $10,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 758 | $10,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 313 | $10,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 388 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 811 | $10,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 266 | $10,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 152 | $10,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 200 | $10,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 406 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 325 | $10,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 400 | $10,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 83 | $10,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 197 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 343 | $10,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 221 | $10,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 200 | $10,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 800 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 280 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 399 | $10,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 186 | $9,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 140 | $9,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $9,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 231 | $9,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 118 | $9,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 500 | $9,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 466 | $9,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 182 | $9,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 119 | $9,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $9,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 271 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 53 | $9,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 528 | $9,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,142 | $9,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 122 | $9,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 150 | $9,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 230 | $9,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 300 | $9,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 330 | $9,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 158 | $9,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 370 | $9,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 487 | $9,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 464 | $9,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 493 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 117 | $9,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 107 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 253 | $9,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 101 | $9,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,656 | $9,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 80 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 128 | $9,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 3,400 | $9,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 258 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 63 | $8,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 130 | $8,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 121 | $8,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 86 | $8,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 197 | $8,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 65 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 140 | $8,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 470 | $8,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 90 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 227 | $8,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 107 | $8,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 350 | $8,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 917 | $8,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 268 | $8,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,637 | $8,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 214 | $8,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 320 | $8,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 263 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 775 | $8,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,504 | $8,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 165 | $8,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 309 | $8,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 313 | $8,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,022 | $8,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,330 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 295 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 72 | $7,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,711 | $7,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 414 | $7,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 85 | $7,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 185 | $7,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 200 | $7,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 99 | $7,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 239 | $7,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 105 | $7,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 190 | $7,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 104 | $7,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 304 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 130 | $7,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 187 | $7,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 242 | $7,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 375 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 204 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 50 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 525 | $7,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 126 | $7,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 112 | $7,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 200 | $7,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 900 | $7,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 168 | $7,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 755 | $7,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 135 | $7,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 485 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 200 | $7,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 144 | $7,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,300 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 219 | $7,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 174 | $7,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 304 | $7,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 258 | $7,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 73 | $7,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 438 | $7,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 306 | $7,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 230 | $7,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 431 | $7,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 670 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 48 | $7,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 227 | $7,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 201 | $7,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $6,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 177 | $6,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 190 | $6,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 89 | $6,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 534 | $6,000 | thousands by filing date | |
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| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 134 | $6,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 700 | $6,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 49 | $6,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 433 | $6,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 144 | $6,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 127 | $6,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 150 | $6,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 282 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 50 | $6,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $6,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 119 | $6,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 96 | $6,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 162 | $6,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 111 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 850 | $6,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 101 | $6,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 160 | $6,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 150 | $6,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 601 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 100 | $6,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 506 | $6,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 76 | $6,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 507 | $6,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,343 | $6,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 35 | $5,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 134 | $5,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 111 | $5,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 237 | $5,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 111 | $5,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 72 | $5,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 130 | $5,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 177 | $5,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 50 | $5,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 300 | $5,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 150 | $5,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 57 | $5,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 84 | $5,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 49 | $5,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 691 | $5,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 52 | $5,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 498 | $5,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 586 | $5,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 108 | $5,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,029 | $5,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,609 | $5,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 100 | $5,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 348 | $5,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 50 | $4,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 166 | $4,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 134 | $4,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 91 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 300 | $4,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 205 | $4,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 341 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 38 | $4,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 87 | $4,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 271 | $4,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 39 | $4,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 80 | $4,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 3,000 | $4,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 96 | $4,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 224 | $4,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $4,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 110 | $4,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 55 | $4,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 89 | $4,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 134 | $4,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 110 | $4,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 55 | $4,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 100 | $4,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 450 | $4,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 65 | $4,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 113 | $4,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 78 | $4,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 92 | $4,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 184 | $4,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 218 | $4,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 4,000 | $4,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 239 | $4,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 220 | $4,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 246 | $4,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 221 | $4,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 500 | $4,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,000 | $4,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 3,400 | $4,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 855 | $4,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $4,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 3,481 | $4,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 81 | $4,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 500 | $4,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 404 | $4,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 56 | $4,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 484 | $3,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 50 | $3,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 27 | $3,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 130 | $3,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 55 | $3,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 53 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 145 | $3,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 35 | $3,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 51 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 43 | $3,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 48 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $3,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,000 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $3,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 59 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 118 | $3,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 36 | $3,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 28 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 68 | $3,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 100 | $3,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 50 | $3,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 210 | $3,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 22 | $3,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 70 | $3,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 118 | $3,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 34 | $3,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 32 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 94 | $3,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 173 | $3,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 106 | $3,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 994 | $3,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 72 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $3,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 101 | $3,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,150 | $3,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 81 | $3,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 208 | $3,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $3,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 69 | $3,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 48 | $3,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 324 | $3,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 369 | $3,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 193 | $3,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 121 | $3,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 815 | $3,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 183 | $3,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 14 | $2,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 43 | $2,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 26 | $2,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 56 | $2,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 154 | $2,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 20 | $2,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 28 | $2,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 51 | $2,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,000 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 58 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 56 | $2,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 243 | $2,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 96 | $2,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 23 | $2,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 60 | $2,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 22 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 100 | $2,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 135 | $2,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 40 | $2,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 35 | $2,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 17 | $2,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 68 | $2,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 34 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 27 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 34 | $2,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 166 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 250 | $2,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 202 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 100 | $2,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 42 | $2,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 250 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 302 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 118 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 62 | $2,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 149 | $2,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 48 | $2,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 22 | $2,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 176 | $2,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 63 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 156 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 210 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 4,226 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 101 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 75 | $2,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 333 | $2,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 165 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $2,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 133 | $2,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 100 | $2,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 114 | $2,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 97 | $2,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 83 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 150 | $2,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 55 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 5 | $1,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 119 | $1,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 18 | $1,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 11 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 35 | $1,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 16 | $1,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 48 | $1,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 62 | $1,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 82 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 13 | $1,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 62 | $1,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 67 | $1,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 28 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 32 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 31 | $1,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 39 | $1,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 52 | $1,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 32 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 250 | $1,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 24 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 77 | $1,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 20 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $1,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 43 | $1,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 18 | $1,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 49 | $1,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 28 | $1,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 122 | $1,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 33 | $1,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 12 | $1,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 24 | $1,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 18 | $1,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 15 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 60 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 25 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 40 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 38 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 74 | $1,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 158 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 209 | $1,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 93 | $1,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 125 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 51 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 200 | $1,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 79 | $1,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 37 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 67 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $1,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 80 | $1,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 200 | $1,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 134 | $1,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 478 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 200 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 400 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 212 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 20 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 36 | $1,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 200 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 133 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 336 | $1,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 250 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 612 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,138 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 1,000 | $1,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 99 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 200 | $1,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 42 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,000 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 320 | $1,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 360 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 69 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-17-000058 | this filing | 2017-08-10 | acceptance time not in the bulk data set |