13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 2,058 holding rows worth $12,454,434,000.
- Accession
- 0001141802-17-000058
- Filer
- CIK 1141802
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 2,058 entries on the cover page, a total value of $12,454,434,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,454,434,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCONTRAVISORY INVESTMENT MANAGEMENT, INC.028-11954
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEDGE ASSET MANAGEMENT, INC028-03943
- reports for this filerESSEX INVESTMENT MANAGEMENT CO LLC028-00878
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSCOUT INVESTMENTS, INC.028-10260
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PVH CORPORATION COM | 693656100 | Stock | 579 | $67,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 948 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,398 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 597 | $66,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 699 | $66,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 2,351 | $66,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,185 | $66,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,008 | $66,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,705 | $65,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 5,500 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,809 | $65,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 611 | $64,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 470 | $64,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,684 | $64,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,382 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,769 | $63,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,287 | $62,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 642 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 706 | $62,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,857 | $62,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,500 | $62,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,317 | $61,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,861 | $61,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,321 | $61,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,325 | $60,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 6,577 | $60,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 2,005 | $60,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 12,345 | $60,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,100 | $60,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,672 | $59,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 658 | $59,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,333 | $59,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 943 | $59,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,656 | $58,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,066 | $58,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,673 | $58,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 783 | $58,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,170 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,904 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 626 | $58,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,953 | $58,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 2,500 | $58,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 2,013 | $57,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 9,226 | $57,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 691 | $57,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 6,407 | $57,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 779 | $57,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 526 | $57,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,000 | $56,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 359 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 944 | $56,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,601 | $56,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,394 | $56,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 5,465 | $56,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 897 | $56,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 162 | $55,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 3,579 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 420 | $55,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,181 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,500 | $55,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 3,344 | $55,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,168 | $54,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 2,114 | $54,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 2,000 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 251 | $54,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 10,500 | $54,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 4,268 | $54,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,776 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,478 | $54,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 504 | $53,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 319 | $53,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,245 | $53,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 7,007 | $53,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 4,600 | $53,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 600 | $53,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 1,130 | $53,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,186 | $52,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 250 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,000 | $52,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 5,938 | $52,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,858 | $52,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 7,996 | $52,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,102 | $51,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 7,063 | $51,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 593 | $51,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 696 | $51,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,804 | $51,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 970 | $51,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,000 | $51,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,809 | $51,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 5,143 | $51,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,645 | $50,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 851 | $50,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 918 | $50,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 2,850 | $50,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,112 | $50,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,047 | $49,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 429 | $49,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 4,516 | $49,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,992 | $49,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,000 | $49,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,661 | $49,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 906 | $49,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 475 | $49,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 523 | $48,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 563 | $48,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,606 | $48,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,901 | $48,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 447 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 1,596 | $48,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 900 | $48,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,886 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,481 | $47,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,445 | $47,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,131 | $47,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 311 | $47,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 451 | $47,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,763 | $47,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,494 | $46,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,811 | $46,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,203 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,278 | $46,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 834 | $46,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 8,074 | $46,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,423 | $45,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 695 | $45,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 2,604 | $45,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,116 | $45,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,012 | $45,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 275 | $44,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,099 | $44,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,566 | $44,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 2,279 | $44,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,683 | $44,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,566 | $44,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 713 | $43,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 165 | $43,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 389 | $43,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 566 | $43,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 583 | $43,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,666 | $43,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,550 | $43,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,409 | $43,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,014 | $43,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 6,000 | $43,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,000 | $42,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,424 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,835 | $42,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 292 | $42,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,123 | $42,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 2,210 | $42,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 6,425 | $41,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 673 | $41,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 298 | $41,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 3,612 | $41,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 339 | $41,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,209 | $41,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 913 | $41,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,630 | $41,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,492 | $40,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 336 | $40,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,157 | $40,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 839 | $40,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,152 | $40,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 500 | $40,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,500 | $40,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,365 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 475 | $40,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,672 | $40,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 2,086 | $40,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 4,538 | $40,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,399 | $39,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 533 | $39,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 220 | $39,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 2,149 | $39,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,904 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,560 | $38,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,608 | $38,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 400 | $38,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 492 | $38,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 347 | $37,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 514 | $37,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 371 | $37,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,248 | $37,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 327 | $37,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 259 | $37,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 685 | $37,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,000 | $37,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 3,376 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 960 | $37,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,370 | $37,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,852 | $37,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 621 | $37,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 663 | $36,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 828 | $36,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 1,114 | $36,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 425 | $36,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 942 | $36,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,800 | $36,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 624 | $36,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 123 | $36,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 2,680 | $36,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 146 | $35,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 225 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 737 | $35,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,217 | $35,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,723 | $35,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,172 | $35,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 2,800 | $35,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 1,630 | $35,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 6,141 | $35,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,307 | $35,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 317 | $34,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 327 | $34,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,066 | $34,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 4,300 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,160 | $33,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 657 | $33,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,278 | $33,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,111 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,240 | $33,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 558 | $32,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 700 | $32,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,000 | $32,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,124 | $32,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 709 | $32,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 816 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 478 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 280 | $32,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,412 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 628 | $32,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,000 | $32,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 1,100 | $32,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,794 | $31,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 341 | $31,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 761 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 557 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 646 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,002 | $31,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,134 | $31,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 665 | $31,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,078 | $31,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 6,603 | $31,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 955 | $31,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 930 | $31,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 865 | $31,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 219 | $31,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,755 | $31,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,719 | $30,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,000 | $30,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 796 | $30,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,200 | $30,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 532 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 897 | $30,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 285 | $30,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 6,375 | $30,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 662 | $30,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 243 | $30,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 496 | $30,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 26,000 | $30,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 807 | $29,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 826 | $29,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 155 | $29,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 834 | $29,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 50 | $29,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 637 | $29,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,500 | $29,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 680 | $29,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 473 | $28,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 486 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 454 | $28,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,000 | $28,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 271 | $28,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,086 | $28,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 3,406 | $28,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,484 | $28,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 486 | $28,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,236 | $28,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 18,482 | $28,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 197 | $27,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 214 | $27,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 289 | $27,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 773 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 551 | $27,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 652 | $27,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 586 | $27,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 390 | $27,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,285 | $27,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 1,079 | $27,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,114 | $27,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,559 | $27,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 735 | $27,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 2,032 | $27,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 187 | $26,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 223 | $26,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 738 | $26,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 162 | $26,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 268 | $26,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,251 | $26,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,038 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 200 | $26,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,857 | $26,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 550 | $26,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 437 | $26,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,000 | $26,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,544 | $26,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,060 | $26,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 500 | $26,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 600 | $26,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 2,043 | $26,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 4,737 | $26,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,076 | $25,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 369 | $25,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 266 | $25,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 325 | $25,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 292 | $25,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,400 | $25,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 132 | $25,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,330 | $25,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,000 | $25,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 9,549 | $25,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 350 | $24,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 303 | $24,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,687 | $24,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 340 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 155 | $24,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 274 | $24,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 447 | $24,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 375 | $24,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,549 | $24,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 248 | $24,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 837 | $24,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 800 | $24,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 128 | $23,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 593 | $23,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 727 | $23,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 287 | $23,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 459 | $23,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 707 | $23,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,140 | $23,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 477 | $23,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 896 | $23,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 778 | $23,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 667 | $23,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 210 | $22,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 256 | $22,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 216 | $22,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,152 | $22,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 175 | $22,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 337 | $22,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,730 | $22,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 978 | $22,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,125 | $22,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 240 | $22,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 4,209 | $22,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2,000 | $22,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,770 | $22,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 611 | $22,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 284 | $22,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 975 | $22,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 583 | $22,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,138 | $22,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,134 | $22,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,935 | $22,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 1,752 | $22,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 6,861 | $22,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 287 | $21,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 296 | $21,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,218 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 325 | $21,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,836 | $21,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 210 | $21,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 930 | $21,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,500 | $21,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,266 | $21,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 963 | $21,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 837 | $21,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 279 | $21,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 253 | $21,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 828 | $21,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,234 | $21,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,437 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 450 | $21,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,000 | $20,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 541 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 303 | $20,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 400 | $20,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 473 | $20,000 | thousands by filing date | |
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| HELMERICH & PAYNE INC | 423452101 | COM | 368 | $20,000 | thousands by filing date | |
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| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,044 | $20,000 | thousands by filing date | |
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| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 799 | $20,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 628 | $19,000 | thousands by filing date | |
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| INTERDIGITAL INC COM | 45867G101 | Stock | 250 | $19,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 540 | $19,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 223 | $19,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 73 | $19,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 219 | $19,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 15 | $19,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 342 | $19,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 980 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 500 | $19,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 563 | $19,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 953 | $19,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 775 | $19,000 | thousands by filing date | |
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| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,100 | $19,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 1,969 | $19,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 455 | $18,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 180 | $18,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 817 | $18,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 313 | $18,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,396 | $18,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 153 | $18,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,181 | $18,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,865 | $18,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 987 | $18,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,806 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 534 | $18,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 642 | $18,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,243 | $18,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 903 | $18,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 203 | $18,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 1,216 | $18,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,550 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 627 | $18,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 197 | $17,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 366 | $17,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 183 | $17,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,000 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 347 | $17,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 574 | $17,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 780 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 431 | $17,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,099 | $17,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 891 | $17,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 214 | $17,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 599 | $17,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 750 | $17,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 520 | $16,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 725 | $16,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 700 | $16,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 676 | $16,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 397 | $16,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 339 | $16,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,280 | $16,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,500 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 364 | $16,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 885 | $16,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 583 | $16,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 1,300 | $16,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 280 | $16,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 310 | $16,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 582 | $16,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 609 | $16,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 2,658 | $16,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 1,243 | $16,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,000 | $16,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 107 | $15,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 312 | $15,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 390 | $15,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 340 | $15,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 233 | $15,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 187 | $15,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,049 | $15,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 329 | $15,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,333 | $15,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,223 | $15,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 392 | $15,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 192 | $15,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,000 | $15,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 106 | $15,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 431 | $15,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 147 | $15,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 200 | $15,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 300 | $15,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 880 | $15,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 836 | $15,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 720 | $15,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 263 | $14,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 117 | $14,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 168 | $14,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,345 | $14,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 173 | $14,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,540 | $14,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 228 | $14,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 297 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-17-000058 | this filing | 2017-08-10 | acceptance time not in the bulk data set |