13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,543 holding rows worth $428,269,154,000.
- Accession
- 0001140361-24-008032
- Filer
- CIK 1000275
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 29,380 entries on the cover page, a total value of $428,269,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,269,154,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINTEREST INC CL A | 72352L106 | Stock | 100,000 | $3,704,000 | dollars as filed | put |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 98,424 | $3,698,000 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 48,863 | $3,697,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 105,514 | $3,696,000 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 101,119 | $3,689,000 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 32,016 | $3,685,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 406,687 | $3,677,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,352,000 | $3,676,000 | dollars as filed | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 146,298 | $3,669,000 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 65,796 | $3,657,000 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 159,881 | $3,654,000 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 84,191 | $3,654,000 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 79,360 | $3,652,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 3,920,000 | $3,648,000 | dollars as filed | principal |
| ROYAL GOLD INC | 780287108 | COM | 30,000 | $3,629,000 | dollars as filed | call |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 34,368 | $3,627,000 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 91,028 | $3,627,000 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 72,708 | $3,622,000 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 136,268 | $3,617,000 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 65,886 | $3,613,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 133,343 | $3,612,000 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 84,000 | $3,610,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 69,188 | $3,602,000 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,900,000 | $3,602,000 | dollars as filed | principal |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 138,869 | $3,602,000 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 170,510 | $3,596,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 131,214 | $3,595,000 | dollars as filed | |
| GLOBAL X FDS | 37960A552 | INDIA ACTIVE ETF | 127,858 | $3,594,000 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 258,438 | $3,592,000 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 153,816 | $3,579,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 428,414 | $3,579,000 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 251,915 | $3,573,000 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 44,888 | $3,570,000 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 3,653,000 | $3,569,000 | dollars as filed | principal |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 44,001 | $3,566,000 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 301,640 | $3,565,000 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 100,106 | $3,563,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 2,895,000 | $3,561,000 | dollars as filed | principal |
| CARTERS INC | 146229109 | COM | 47,504 | $3,558,000 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 128,543 | $3,556,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 271,404 | $3,555,000 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 124,889 | $3,555,000 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 140,834 | $3,553,000 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 46,257 | $3,550,000 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 79,570 | $3,547,000 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 71,501 | $3,544,000 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 52,418 | $3,541,000 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 68,824 | $3,533,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647P126 | VICT WES U S ETF | 108,549 | $3,532,000 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 79,804 | $3,531,000 | dollars as filed | |
| WEX INC | 96208T104 | COM | 18,144 | $3,530,000 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 234,661 | $3,528,000 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 127,237 | $3,524,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 716,736 | $3,519,000 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 75,585 | $3,508,000 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,000 | $3,489,000 | dollars as filed | call |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 348,805 | $3,488,000 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 155,679 | $3,486,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 150,000 | $3,483,000 | dollars as filed | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 56,301 | $3,482,000 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 178,600 | $3,479,000 | dollars as filed | put |
| SCHRODINGER INC COM | 80810D103 | Stock | 97,183 | $3,479,000 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 136,515 | $3,478,000 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 23,998 | $3,475,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 149,200 | $3,464,000 | dollars as filed | call |
| INARI MED INC | 45332Y109 | COM | 53,349 | $3,463,000 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 26,696 | $3,461,000 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 91,929 | $3,461,000 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 96,945 | $3,460,000 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 35,338 | $3,458,000 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 120,042 | $3,454,000 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 91,292 | $3,449,000 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 86,555 | $3,445,000 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 230,616 | $3,436,000 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 26,523 | $3,431,000 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 81,713 | $3,431,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 122,462 | $3,428,000 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 62,333 | $3,415,000 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 126,586 | $3,415,000 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 34,712 | $3,409,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,501,000 | $3,409,000 | dollars as filed | principal |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 123,744 | $3,403,000 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 81,303 | $3,402,000 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 145,401 | $3,399,000 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 400,159 | $3,398,000 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 221,570 | $3,394,000 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 45,919 | $3,387,000 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 67,785 | $3,387,000 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 40,520 | $3,384,000 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 63,787 | $3,379,000 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 199,798 | $3,374,000 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 322,091 | $3,362,000 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 105,885 | $3,355,000 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 6,023 | $3,352,000 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75,000 | $3,351,000 | dollars as filed | put |
| AERSALE CORPORATION | 00810F106 | COM | 263,951 | $3,350,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 135,565 | $3,345,000 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 74,765 | $3,339,000 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 90,000 | $3,336,000 | dollars as filed | call |
| MESA LABS INC COM | 59064R109 | Stock | 31,847 | $3,336,000 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 250,501 | $3,334,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 42,714 | $3,333,000 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 138,391 | $3,330,000 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 60,801 | $3,327,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 31,731 | $3,322,000 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 23,096 | $3,318,000 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 53,166 | $3,318,000 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 181,431 | $3,313,000 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 107,382 | $3,305,000 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 220,312 | $3,305,000 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 130,540 | $3,302,000 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 54,085 | $3,297,000 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 220,322 | $3,296,000 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 110,831 | $3,291,000 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 180,280 | $3,290,000 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 105,899 | $3,286,000 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 248,116 | $3,285,000 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 55,419 | $3,283,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 50,743 | $3,282,000 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 299,775 | $3,280,000 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 12,459 | $3,270,000 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 2,295,000 | $3,270,000 | dollars as filed | principal |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 53,434 | $3,267,000 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 23,952 | $3,266,000 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 178,481 | $3,265,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 61,562 | $3,264,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 60,083 | $3,263,000 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 25,000 | $3,259,000 | dollars as filed | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,000,000 | $3,250,000 | dollars as filed | put |
| TENNANT CO | 880345103 | COM | 35,046 | $3,248,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 111,352 | $3,244,000 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 75,112 | $3,243,000 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 139,522 | $3,230,000 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 52,618 | $3,225,000 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 93,641 | $3,224,000 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 27,476 | $3,221,000 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 30,000 | $3,216,000 | dollars as filed | put |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 30,000 | $3,216,000 | dollars as filed | call |
| LAKELAND FINL CORP | 511656100 | COM | 49,358 | $3,216,000 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 139,652 | $3,206,000 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 400,748 | $3,206,000 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 47,735 | $3,204,000 | dollars as filed | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 55,387 | $3,199,000 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 39,730 | $3,194,000 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 29,806 | $3,190,000 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 250,000 | $3,185,000 | dollars as filed | put |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 3,193,000 | $3,180,000 | dollars as filed | principal |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 185,000 | $3,176,000 | dollars as filed | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 26,100 | $3,176,000 | dollars as filed | put |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 3,170,000 | $3,168,000 | dollars as filed | principal |
| Procter & Gamble Co | 742718109 | COM | 21,600 | $3,165,000 | dollars as filed | call |
| ROBINHOOD MKTS INC | 770700102 | COM | 248,406 | $3,165,000 | dollars as filed | |
| F N B CORP | 302520101 | COM | 229,658 | $3,163,000 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 237,374 | $3,159,000 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 4,320,000 | $3,159,000 | dollars as filed | principal |
| ERO COPPER CORP COM | 296006109 | Stock | 200,000 | $3,158,000 | dollars as filed | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 60,100 | $3,147,000 | dollars as filed | call |
| NIO INC SPON ADS | 62914V106 | ADR | 346,753 | $3,146,000 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 20,300 | $3,145,000 | dollars as filed | put |
| MAXIMUS INC | 577933104 | COM | 37,493 | $3,143,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 113,052 | $3,143,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 51,712 | $3,126,000 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 111,100 | $3,122,000 | dollars as filed | put |
| CALLAWAY GOLF CO | 131193104 | COM | 217,670 | $3,121,000 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40,098 | $3,118,000 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 47,240 | $3,106,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 62,587 | $3,104,000 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 73,318 | $3,100,000 | dollars as filed | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 251,979 | $3,099,000 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 102,253 | $3,094,000 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 325,514 | $3,092,000 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 37,847 | $3,087,000 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 29,035 | $3,087,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 102,987 | $3,082,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 101,300 | $3,069,000 | dollars as filed | call |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 130,494 | $3,069,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 65,535 | $3,069,000 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 14,974 | $3,068,000 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 16,760 | $3,066,000 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 32,900 | $3,065,000 | dollars as filed | call |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 82,175 | $3,058,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 61,195 | $3,054,000 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 133,985 | $3,053,000 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 40,657 | $3,051,000 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 101,000 | $3,046,000 | dollars as filed | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 251,789 | $3,045,000 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 89,604 | $3,044,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 181,000 | $3,041,000 | dollars as filed | call |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 11,900 | $3,038,000 | dollars as filed | call |
| XP INC CL A | G98239109 | Stock | 116,121 | $3,026,000 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 30,667 | $3,017,000 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 269,874 | $3,014,000 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 247,759 | $3,013,000 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 100,000 | $3,009,000 | dollars as filed | put |
| HP INC COM | 40434L105 | Stock | 100,000 | $3,009,000 | dollars as filed | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 31,386 | $3,009,000 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 107,968 | $3,005,000 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 208,162 | $3,002,000 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 121,783 | $2,994,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 143,364 | $2,992,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 201,592 | $2,984,000 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 130,655 | $2,964,000 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 17,004 | $2,963,000 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 256,352 | $2,963,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 155,984 | $2,957,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 133,454 | $2,953,000 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 293,153 | $2,952,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 34,826 | $2,947,000 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 124,200 | $2,947,000 | dollars as filed | call |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 184,346 | $2,942,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 537,416 | $2,939,000 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 173,280 | $2,937,000 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 91,754 | $2,936,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 70,001 | $2,935,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 2,891,000 | $2,933,000 | dollars as filed | principal |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 15,967 | $2,931,000 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 244,867 | $2,917,000 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 81,759 | $2,917,000 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 35,000 | $2,914,000 | dollars as filed | put |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 124,200 | $2,911,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 87,156 | $2,905,000 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 135,061 | $2,903,000 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 178,472 | $2,901,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 38,103 | $2,898,000 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 476,587 | $2,898,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 31609A107 | ENHANCED LARGE | 107,783 | $2,894,000 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 97,500 | $2,893,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 60,829 | $2,893,000 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 126,242 | $2,893,000 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 34,228 | $2,886,000 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 42,224 | $2,884,000 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 40,000 | $2,878,000 | dollars as filed | put |
| Fidelity Enhanced International ETF | 31609A404 | SHS | 108,474 | $2,875,000 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 251,470 | $2,874,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 138,503 | $2,873,000 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 293,807 | $2,871,000 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 185,871 | $2,869,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 58,309 | $2,867,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 99,500 | $2,865,000 | dollars as filed | call |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 125,281 | $2,863,000 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 37,745 | $2,857,000 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 203,394 | $2,843,000 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 14,000 | $2,830,000 | dollars as filed | call |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 2,868,000 | $2,829,000 | dollars as filed | principal |
| C3 AI INC | 12468P104 | CL A | 98,389 | $2,826,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 2,800,000 | $2,826,000 | dollars as filed | principal |
| JFROG LTD ORD SHS | M6191J100 | Stock | 81,573 | $2,823,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 50,000 | $2,817,000 | dollars as filed | put |
| NEWMONT CORP | 651639106 | COM | 68,000 | $2,815,000 | dollars as filed | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 181,850 | $2,815,000 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 276,114 | $2,811,000 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 35,702 | $2,810,000 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 70,856 | $2,806,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 29,954 | $2,804,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 95,000 | $2,801,000 | dollars as filed | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 72,315 | $2,800,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y201 | MUN INM ETF | 103,252 | $2,796,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 460,000 | $2,783,000 | dollars as filed | put |
| 89BIO INC | 282559103 | COM | 248,931 | $2,781,000 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 2,282,000 | $2,779,000 | dollars as filed | principal |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 161,037 | $2,772,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 398,712 | $2,771,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 61,170 | $2,767,000 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 63,525 | $2,766,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 73,258 | $2,765,000 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 107,642 | $2,759,000 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100,000 | $2,758,000 | dollars as filed | put |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 2,415,000 | $2,758,000 | dollars as filed | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 95,400 | $2,756,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 113,471 | $2,756,000 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 78,846 | $2,755,000 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 253,563 | $2,755,000 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 165,670 | $2,752,000 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 28,259 | $2,752,000 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 118,884 | $2,748,000 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 94,205 | $2,743,000 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 60,443 | $2,736,000 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 126,242 | $2,735,000 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 50,000 | $2,735,000 | dollars as filed | call |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 229,628 | $2,734,000 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 54,703 | $2,730,000 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 60,190 | $2,726,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 50,802 | $2,721,000 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 20,000 | $2,720,000 | dollars as filed | put |
| CADENCE BANK | 12740C103 | COM | 91,838 | $2,718,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 327,329 | $2,717,000 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 261,549 | $2,710,000 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 31,024 | $2,707,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 145,393 | $2,702,000 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 56,148 | $2,701,000 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 55,733 | $2,701,000 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 32,880 | $2,700,000 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 37,500 | $2,697,000 | dollars as filed | put |
| BELDEN INC COM | 077454106 | Stock | 34,833 | $2,692,000 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 34,076 | $2,691,000 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 41,297 | $2,689,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 163,953 | $2,688,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 92,207 | $2,684,000 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 269,797 | $2,682,000 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 30,494 | $2,682,000 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 171,090 | $2,678,000 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 43,656 | $2,675,000 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 73,948 | $2,672,000 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 87,108 | $2,671,000 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 21,374 | $2,670,000 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 73,063 | $2,668,000 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 74,518 | $2,667,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $2,664,000 | dollars as filed | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 76,500 | $2,664,000 | dollars as filed | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 197,400 | $2,659,000 | dollars as filed | call |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 200,000 | $2,646,000 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 53,340 | $2,646,000 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 39,031 | $2,643,000 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 85,179 | $2,643,000 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 26,171 | $2,643,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 56,092 | $2,641,000 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 51,196 | $2,635,000 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 53,447 | $2,633,000 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 146,276 | $2,629,000 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 391,059 | $2,624,000 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 111,651 | $2,623,000 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 12,885 | $2,621,000 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 37,944 | $2,620,000 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 515,719 | $2,620,000 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 45,413 | $2,620,000 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 112,814 | $2,614,000 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 182,600 | $2,606,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100,000 | $2,602,000 | dollars as filed | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 61,034 | $2,602,000 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 120,473 | $2,594,000 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 98,800 | $2,594,000 | dollars as filed | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 15,507 | $2,591,000 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 52,013 | $2,591,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 31,551 | $2,589,000 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 89,672 | $2,586,000 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 143,275 | $2,583,000 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 25,962 | $2,582,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 113,593 | $2,582,000 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 173,517 | $2,580,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 70,000 | $2,579,000 | dollars as filed | put |
| Leslie's Inc | 527064109 | Common Stock | 373,350 | $2,579,000 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,713 | $2,578,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 58,804 | $2,570,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 53,873 | $2,569,000 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 15,469 | $2,568,000 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 37,500 | $2,566,000 | dollars as filed | put |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 3,000,000 | $2,564,000 | dollars as filed | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 31,911 | $2,558,000 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 122,457 | $2,553,000 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 95,848 | $2,548,000 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 150,000 | $2,540,000 | dollars as filed | put |
| AVANTOR INC COM | 05352A100 | Stock | 111,026 | $2,535,000 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 64,101 | $2,534,000 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 245,040 | $2,529,000 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 100,426 | $2,524,000 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 41,223 | $2,523,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 25,500 | $2,521,000 | dollars as filed | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 23,204 | $2,518,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 18,406 | $2,514,000 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 76,037 | $2,513,000 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 34,163 | $2,509,000 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 30,000 | $2,506,000 | dollars as filed | call |
| WISDOMTREE TR | 97717Y691 | CMN | 71,674 | $2,505,000 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 132,606 | $2,503,000 | dollars as filed | |
| AGILYSYS INC | 00847J105 | COM | 29,488 | $2,501,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 97,398 | $2,500,000 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 38,712 | $2,499,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 83,625 | $2,497,000 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 89,011 | $2,496,000 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 60,620 | $2,495,000 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 15,542 | $2,494,000 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 17,805 | $2,492,000 | dollars as filed | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 2,667,000 | $2,492,000 | dollars as filed | principal |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10,300 | $2,490,000 | dollars as filed | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 116,204 | $2,485,000 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 104,537 | $2,484,000 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 116,158 | $2,484,000 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 148,000 | $2,483,000 | dollars as filed | put |
| DEXCOM INC COM | 252131107 | Stock | 20,000 | $2,482,000 | dollars as filed | call |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 61,907 | $2,482,000 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 2,460,000 | $2,481,000 | dollars as filed | principal |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 377,910 | $2,474,000 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 88,179 | $2,474,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 130,200 | $2,469,000 | dollars as filed | put |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 70,000 | $2,468,000 | dollars as filed | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 81,232 | $2,468,000 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 68,740 | $2,468,000 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 234,377 | $2,468,000 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 22,518 | $2,467,000 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 91,159 | $2,465,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 52,367 | $2,461,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 42,014 | $2,457,000 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 10,000 | $2,456,000 | dollars as filed | call |
| AUTONATION INC COM | 05329W102 | Stock | 16,328 | $2,453,000 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 28,258 | $2,450,000 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 151,105 | $2,446,000 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 80,043 | $2,443,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 56,377 | $2,442,000 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 160,115 | $2,439,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 87,838 | $2,434,000 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 103,030 | $2,434,000 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 104,458 | $2,431,000 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 23,001 | $2,429,000 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 193,543 | $2,429,000 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 69,812 | $2,427,000 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 350,000 | $2,426,000 | dollars as filed | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 350,000 | $2,426,000 | dollars as filed | call |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,433,000 | $2,424,000 | dollars as filed | principal |
| SENTINELONE INC | 81730H109 | CL A | 88,331 | $2,423,000 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 71,625 | $2,421,000 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 1,936,971 | $2,421,000 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 277,329 | $2,418,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 45,380 | $2,410,000 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 41,216 | $2,409,000 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 243,403 | $2,407,000 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 106,412 | $2,400,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 44,286 | $2,399,000 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 55,000 | $2,394,000 | dollars as filed | call |
| AMERIS BANCORP | 03076K108 | COM | 45,075 | $2,391,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 192,800 | $2,389,000 | dollars as filed | call |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 115,345 | $2,388,000 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 157,177 | $2,387,000 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 77,962 | $2,386,000 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 120,339 | $2,380,000 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 220,477 | $2,378,000 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 118,149 | $2,378,000 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 37,221 | $2,377,000 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 93,862 | $2,377,000 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 61,117 | $2,377,000 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 91,622 | $2,376,000 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 32,762 | $2,374,000 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 30,000 | $2,361,000 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 40,000 | $2,357,000 | dollars as filed | call |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 2,500,000 | $2,356,000 | dollars as filed | principal |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 44,997 | $2,355,000 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 210,276 | $2,355,000 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 247,534 | $2,354,000 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 21,373 | $2,352,000 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 53,306 | $2,352,000 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 89,477 | $2,349,000 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 48,244 | $2,348,000 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 45,100 | $2,347,000 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 100,000 | $2,346,000 | dollars as filed | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,000 | $2,341,000 | dollars as filed | put |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 35,292 | $2,335,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 101,690 | $2,327,000 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 76,201 | $2,325,000 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 98,568 | $2,315,000 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 52,791 | $2,315,000 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 38,700 | $2,311,000 | dollars as filed | call |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 2,065,000 | $2,307,000 | dollars as filed | principal |
| CAMBRIDGE BANCORP | 132152109 | COM | 33,237 | $2,307,000 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 101,184 | $2,304,000 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 203,734 | $2,302,000 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 123,201 | $2,301,000 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 57,671 | $2,298,000 | dollars as filed | |
| Fidelity Enhanced Large Cap Growth ETF | 31609A305 | SHS | 87,585 | $2,297,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 252,800 | $2,293,000 | dollars as filed | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 99,074 | $2,292,000 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 77,312 | $2,292,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 52,418 | $2,291,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 192,288 | $2,290,000 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 147,421 | $2,288,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 61,145 | $2,285,000 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 60,464 | $2,284,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 89,857 | $2,284,000 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 21,100 | $2,281,000 | dollars as filed | put |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 62,179 | $2,281,000 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 89,209 | $2,280,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 285,207 | $2,278,000 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 322,653 | $2,278,000 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 21,174 | $2,271,000 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 73,155 | $2,266,000 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 137,822 | $2,262,000 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 260,102 | $2,259,000 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 102,374 | $2,256,000 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 70,160 | $2,247,000 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 81,813 | $2,242,000 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 34,675 | $2,241,000 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 354,252 | $2,239,000 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 10,300 | $2,235,000 | dollars as filed | call |
| O-I GLASS INC | 67098H104 | COM | 136,442 | $2,235,000 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 158,301 | $2,232,000 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 83,561 | $2,227,000 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 94,260 | $2,226,000 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 388,119 | $2,216,000 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 27,236 | $2,215,000 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 60,931 | $2,215,000 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 83,143 | $2,212,000 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 59,736 | $2,211,000 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 78,355 | $2,210,000 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 64,867 | $2,206,000 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 124,951 | $2,204,000 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 32,826 | $2,201,000 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 96,956 | $2,201,000 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 163,530 | $2,197,000 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 75,000 | $2,196,000 | dollars as filed | put |
| MACYS INC COM | 55616P104 | Stock | 109,007 | $2,193,000 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 86,186 | $2,193,000 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 18,225 | $2,192,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-008032 | this filing | 2024-02-14 | acceptance time not in the bulk data set |