13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,543 holding rows worth $428,269,154,000.
- Accession
- 0001140361-24-008032
- Filer
- CIK 1000275
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 29,380 entries on the cover page, a total value of $428,269,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,269,154,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 78,695 | $6,965,000 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 365,880 | $6,962,000 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,100,000 | $6,952,000 | dollars as filed | put |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 30,835 | $6,931,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 483,297 | $6,921,000 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 91,266 | $6,919,000 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 31,423 | $6,910,000 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 7,034,000 | $6,900,000 | dollars as filed | principal |
| Charles Schwab Corp | 808513105 | COM | 100,000 | $6,880,000 | dollars as filed | put |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 147,992 | $6,867,000 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 119,635 | $6,866,000 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 85,804 | $6,845,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 108,495 | $6,845,000 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 47,370 | $6,839,000 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 252,131 | $6,819,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 149,375 | $6,801,000 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 50,000 | $6,799,000 | dollars as filed | call |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 96,706 | $6,779,000 | dollars as filed | |
| TANGER INC | 875465106 | COM | 244,122 | $6,768,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 250,677 | $6,766,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 114,493 | $6,752,000 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 17,500 | $6,751,000 | dollars as filed | call |
| POPULAR INC | 733174700 | COM NEW | 82,149 | $6,742,000 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 120,369 | $6,718,000 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 158,689 | $6,715,000 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 1,188,711 | $6,705,000 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 360,852 | $6,693,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 7,503,000 | $6,682,000 | dollars as filed | principal |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 1,982,627 | $6,681,000 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 132,100 | $6,674,000 | dollars as filed | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 44,988 | $6,658,000 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 105,342 | $6,658,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 6,574,000 | $6,643,000 | dollars as filed | principal |
| UNITIL CORP COM | 913259107 | Stock | 126,249 | $6,637,000 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 111,050 | $6,630,000 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 861,800 | $6,627,000 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 111,891 | $6,625,000 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 98,624 | $6,619,000 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 72,713 | $6,607,000 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 852,099 | $6,603,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 541,600 | $6,602,000 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 116,217 | $6,597,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 6,689,000 | $6,593,000 | dollars as filed | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 850,000 | $6,588,000 | dollars as filed | call |
| NORDSTROM INC | 655664100 | COM | 357,085 | $6,588,000 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 162,995 | $6,587,000 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 167,993 | $6,582,000 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 150,000 | $6,578,000 | dollars as filed | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 115,000 | $6,577,000 | dollars as filed | call |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 102,917 | $6,571,000 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 71,635 | $6,566,000 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 63,681 | $6,562,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 256,890 | $6,559,000 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 203,268 | $6,541,000 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 37,500 | $6,527,000 | dollars as filed | put |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 140,209 | $6,524,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 124,577 | $6,519,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 211,338 | $6,512,000 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 67,731 | $6,478,000 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 365,808 | $6,478,000 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 308,330 | $6,463,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 113,561 | $6,442,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 75,382 | $6,433,000 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 150,900 | $6,424,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 265,330 | $6,415,000 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 131,739 | $6,409,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 127,700 | $6,370,000 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 124,328 | $6,366,000 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 146,176 | $6,364,000 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 79,277 | $6,355,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 150,208 | $6,334,000 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 239,817 | $6,332,000 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 105,688 | $6,326,000 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 25,000 | $6,324,000 | dollars as filed | call |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 141,289 | $6,307,000 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 142,646 | $6,301,000 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 237,138 | $6,282,000 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 133,579 | $6,279,000 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 23,443 | $6,273,000 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 114,200 | $6,263,000 | dollars as filed | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 364,600 | $6,260,000 | dollars as filed | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 985,817 | $6,258,000 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 746,421 | $6,241,000 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 122,837 | $6,233,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 217,172 | $6,213,000 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 45,700 | $6,208,000 | dollars as filed | put |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 530,974 | $6,196,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 223,632 | $6,186,000 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 45,900 | $6,177,000 | dollars as filed | call |
| STIFEL FINL CORP | 860630102 | COM | 89,292 | $6,175,000 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 61,711 | $6,172,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 128,203 | $6,171,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 93,574 | $6,161,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 247,573 | $6,157,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 304,500 | $6,127,000 | dollars as filed | put |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 116,008 | $6,126,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 75,049 | $6,124,000 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 207,113 | $6,124,000 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 296,702 | $6,121,000 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 274,598 | $6,110,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 234,083 | $6,090,000 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 236,046 | $6,090,000 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 32,019 | $6,082,000 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 92,470 | $6,079,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 99,261 | $6,074,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 173,703 | $6,061,000 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 665,311 | $6,060,000 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 80,000 | $6,057,000 | dollars as filed | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,912,900 | $6,045,000 | dollars as filed | call |
| WD 40 CO COM | 929236107 | Stock | 25,253 | $6,037,000 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 182,504 | $6,011,000 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 136,863 | $6,004,000 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 369,593 | $6,003,000 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 90,920 | $6,002,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 400,000 | $5,996,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F437 | COM | 208,226 | $5,993,000 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 30,786 | $5,988,000 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 77,300 | $5,982,000 | dollars as filed | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 109,731 | $5,981,000 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 374,442 | $5,972,000 | dollars as filed | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 172,106 | $5,956,000 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 146,800 | $5,951,000 | dollars as filed | call |
| ORION S.A. | L72967109 | COM | 214,560 | $5,950,000 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 86,700 | $5,917,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 27,259 | $5,913,000 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 117,821 | $5,911,000 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 100,000 | $5,908,000 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 136,099 | $5,891,000 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 81,158 | $5,840,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 78,192 | $5,835,000 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 184,657 | $5,793,000 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 194,374 | $5,793,000 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 40,091 | $5,782,000 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 259,928 | $5,781,000 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 100,468 | $5,765,000 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 227,226 | $5,756,000 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 156,476 | $5,746,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 307,660 | $5,730,000 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 351,910 | $5,722,000 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 265,300 | $5,712,000 | dollars as filed | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 175,339 | $5,711,000 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 245,253 | $5,693,000 | dollars as filed | |
| KADANT INC | 48282T104 | COM | 20,293 | $5,688,000 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 236,500 | $5,683,000 | dollars as filed | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 61,693 | $5,682,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 93,008 | $5,682,000 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 132,245 | $5,680,000 | dollars as filed | |
| Bondbloxx Bloomberg 1 Year Target Duration US Treasury | 09789C861 | ETF | 114,049 | $5,677,000 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 90,383 | $5,658,000 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 230,175 | $5,658,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 150,000 | $5,655,000 | dollars as filed | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 200,071 | $5,653,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 67,569 | $5,651,000 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 74,287 | $5,650,000 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 161,073 | $5,650,000 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 192,514 | $5,632,000 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,010,712 | $5,630,000 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 309,121 | $5,583,000 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 227,331 | $5,580,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 119,457 | $5,579,000 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 70,726 | $5,559,000 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 451,939 | $5,555,000 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 398,724 | $5,554,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 174,738 | $5,549,000 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 310,264 | $5,545,000 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 45,377 | $5,542,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 257,891 | $5,509,000 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 190,455 | $5,500,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 329,074 | $5,499,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 130,099 | $5,456,000 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 43,000 | $5,451,000 | dollars as filed | call |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 141,520 | $5,440,000 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 381,055 | $5,437,000 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 28,703 | $5,422,000 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 61,290 | $5,418,000 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 163,071 | $5,393,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 340,706 | $5,380,000 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 36,123 | $5,378,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 312,571 | $5,370,000 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 105,699 | $5,365,000 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 163,191 | $5,362,000 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 96,806 | $5,360,000 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 64,294 | $5,356,000 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 116,583 | $5,354,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 289,733 | $5,347,000 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 74,400 | $5,334,000 | dollars as filed | put |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 284,754 | $5,322,000 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 61,424 | $5,320,000 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 69,629 | $5,307,000 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 108,380 | $5,296,000 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 88,175 | $5,284,000 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 89,872 | $5,280,000 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 14,800 | $5,279,000 | dollars as filed | call |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 117,391 | $5,276,000 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 299,890 | $5,261,000 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 63,400 | $5,253,000 | dollars as filed | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 69,714 | $5,251,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 168,373 | $5,250,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 358,116 | $5,247,000 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 100,000 | $5,237,000 | dollars as filed | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 63,722 | $5,232,000 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 5,055,000 | $5,232,000 | dollars as filed | principal |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 279,062 | $5,219,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 89,628 | $5,198,000 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 96,183 | $5,188,000 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 54,522 | $5,182,000 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 87,407 | $5,181,000 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 84,814 | $5,177,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 170,000 | $5,170,000 | dollars as filed | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 641,200 | $5,169,000 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 190,182 | $5,162,000 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 50,000 | $5,140,000 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 55,915 | $5,138,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 60,000 | $5,132,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 108,929 | $5,123,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 150,400 | $5,114,000 | dollars as filed | call |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 83,199 | $5,113,000 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 301,649 | $5,100,000 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 30,543 | $5,076,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 125,415 | $5,074,000 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 92,686 | $5,068,000 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 528,337 | $5,061,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 410,334 | $5,060,000 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 93,145 | $5,059,000 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 121,378 | $5,046,000 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 180,579 | $5,038,000 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 48,561 | $5,027,000 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 282,785 | $5,022,000 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 138,048 | $5,020,000 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 106,138 | $5,014,000 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 103,634 | $5,002,000 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 272,083 | $5,001,000 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 171,690 | $4,992,000 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 152,096 | $4,968,000 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 120,286 | $4,959,000 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 22,232 | $4,954,000 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 71,546 | $4,947,000 | dollars as filed | |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 41,885 | $4,947,000 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 266,991 | $4,942,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 104,593 | $4,942,000 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 102,557 | $4,940,000 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 182,885 | $4,935,000 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 523,155 | $4,934,000 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 37,301 | $4,933,000 | dollars as filed | |
| Linde plc | G54950103 | COM | 12,000 | $4,929,000 | dollars as filed | call |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 344,592 | $4,928,000 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 42,400 | $4,921,000 | dollars as filed | call |
| FOX CORP CL A COM | 35137L105 | Stock | 165,755 | $4,917,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 140,720 | $4,913,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 414,400 | $4,911,000 | dollars as filed | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 300,000 | $4,899,000 | dollars as filed | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 268,079 | $4,898,000 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 32,084 | $4,891,000 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 112,400 | $4,891,000 | dollars as filed | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 135,017 | $4,889,000 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 258,841 | $4,887,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 628,662 | $4,885,000 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 124,566 | $4,880,000 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 92,489 | $4,878,000 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 73,031 | $4,872,000 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 27,830 | $4,867,000 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 449,399 | $4,853,000 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 269,564 | $4,835,000 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 67,463 | $4,832,000 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 228,254 | $4,826,000 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 340,072 | $4,826,000 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 80,000 | $4,825,000 | dollars as filed | put |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 522,792 | $4,815,000 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 164,605 | $4,815,000 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 132,557 | $4,805,000 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 56,887 | $4,804,000 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 120,488 | $4,799,000 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 112,624 | $4,795,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 126,961 | $4,791,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 215,196 | $4,790,000 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 56,080 | $4,786,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 169,983 | $4,784,000 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 287,401 | $4,781,000 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 687,314 | $4,776,000 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 69,474 | $4,774,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 100,643 | $4,771,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 51,245 | $4,764,000 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 109,424 | $4,761,000 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 117,732 | $4,758,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 47,987 | $4,752,000 | dollars as filed | |
| PGIM | 69344A834 | MUTUAL FUNDS - | 94,001 | $4,751,000 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 104,647 | $4,746,000 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 105,912 | $4,739,000 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 122,500 | $4,736,000 | dollars as filed | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 699,939 | $4,731,000 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 252,500 | $4,719,000 | dollars as filed | put |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 610,103 | $4,710,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 187,239 | $4,707,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 234,147 | $4,697,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 322,183 | $4,696,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 209,757 | $4,692,000 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 28,183 | $4,690,000 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 60,000 | $4,688,000 | dollars as filed | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 153,612 | $4,683,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 206,685 | $4,683,000 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 102,992 | $4,679,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 51,670 | $4,676,000 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 216,193 | $4,668,000 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 93,211 | $4,665,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 298,101 | $4,665,000 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 821,844 | $4,660,000 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 105,902 | $4,655,000 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 230,809 | $4,653,000 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 20,496 | $4,651,000 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 21,764 | $4,650,000 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 24,317 | $4,650,000 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 170,148 | $4,641,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 99,000 | $4,641,000 | dollars as filed | call |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 154,135 | $4,637,000 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 19,900 | $4,636,000 | dollars as filed | put |
| FASTLY INC | 31188V100 | CL A | 260,226 | $4,633,000 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 83,566 | $4,630,000 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 4,165,000 | $4,621,000 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 122,992 | $4,613,000 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 4,700,000 | $4,611,000 | dollars as filed | principal |
| BOX INC CL A | 10316T104 | Stock | 179,968 | $4,610,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 686,017 | $4,610,000 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 158,576 | $4,608,000 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 111,062 | $4,606,000 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 264,748 | $4,606,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 141,060 | $4,599,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 51,851 | $4,599,000 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 272,018 | $4,592,000 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 170,000 | $4,590,000 | dollars as filed | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 148,998 | $4,582,000 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 49,177 | $4,581,000 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 37,115 | $4,575,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 203,998 | $4,569,000 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 136,684 | $4,567,000 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 21,360 | $4,559,000 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 224,568 | $4,550,000 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 177,246 | $4,533,000 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 60,974 | $4,531,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 100,000 | $4,530,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 84,946 | $4,518,000 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 355,421 | $4,510,000 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 479,293 | $4,509,000 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 194,548 | $4,504,000 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 155,530 | $4,492,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 738,600 | $4,469,000 | dollars as filed | call |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 299,930 | $4,469,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 189,000 | $4,466,000 | dollars as filed | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 128,115 | $4,458,000 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 115,870 | $4,457,000 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 72,324 | $4,453,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 260,389 | $4,453,000 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 36,161 | $4,449,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 4,708,000 | $4,449,000 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 47,500 | $4,446,000 | dollars as filed | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 103,330 | $4,440,000 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 34,786 | $4,433,000 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 121,117 | $4,426,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 87,920 | $4,426,000 | dollars as filed | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 74,729 | $4,409,000 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 245,538 | $4,405,000 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 163,365 | $4,401,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 235,019 | $4,400,000 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 90,873 | $4,397,000 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 57,040 | $4,396,000 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 21,187 | $4,395,000 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 6,956 | $4,394,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 104,371 | $4,391,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 26,514 | $4,384,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 4,660,000 | $4,376,000 | dollars as filed | principal |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 210,513 | $4,375,000 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 63,865 | $4,366,000 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 58,500 | $4,356,000 | dollars as filed | call |
| CORVEL CORP COM | 221006109 | Stock | 17,444 | $4,312,000 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 18,458 | $4,310,000 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 321,018 | $4,308,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 346,654 | $4,305,000 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 44,745 | $4,303,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 225,188 | $4,301,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,429,000 | $4,300,000 | dollars as filed | principal |
| TPG INC COM CL A | 872657101 | Stock | 99,506 | $4,296,000 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 52,236 | $4,293,000 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 27,300 | $4,292,000 | dollars as filed | put |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 4,798,000 | $4,275,000 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 120,137 | $4,271,000 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 125,244 | $4,267,000 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 21,689 | $4,256,000 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 4,700,000 | $4,241,000 | dollars as filed | principal |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 204,748 | $4,240,000 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 124,783 | $4,239,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 76,539 | $4,237,000 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 621,109 | $4,236,000 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 431,767 | $4,236,000 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 210,485 | $4,235,000 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 726,309 | $4,227,000 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 70,663 | $4,217,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 185,532 | $4,211,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 82,548 | $4,209,000 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 120,529 | $4,207,000 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 182,113 | $4,206,000 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 214,240 | $4,204,000 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 66,043 | $4,183,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 167,166 | $4,173,000 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 10,100 | $4,164,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 94,269 | $4,163,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 167,797 | $4,159,000 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 106,951 | $4,159,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 54,557 | $4,157,000 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 144,072 | $4,152,000 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 101,478 | $4,150,000 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 85,930 | $4,150,000 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 106,830 | $4,133,000 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100,000 | $4,126,000 | dollars as filed | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 129,760 | $4,125,000 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 171,809 | $4,121,000 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 239,179 | $4,120,000 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 80,892 | $4,116,000 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 194,065 | $4,106,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 98,064 | $4,102,000 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 59,014 | $4,100,000 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 117,140 | $4,091,000 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 205,891 | $4,087,000 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 75,567 | $4,077,000 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 7,464 | $4,074,000 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 25,721 | $4,074,000 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 85,936 | $4,063,000 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 9,000 | $4,060,000 | dollars as filed | call |
| ABM INDS INC | 000957100 | COM | 90,503 | $4,058,000 | dollars as filed | |
| HAMILTON LANE INC | 407497106 | CL A | 35,767 | $4,057,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 59,908 | $4,048,000 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 103,570 | $4,047,000 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 177,801 | $4,045,000 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 469,996 | $4,042,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 77,222 | $4,042,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 112,467 | $4,038,000 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 33,594 | $4,029,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 103,329 | $4,018,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 262,866 | $4,016,000 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 91,171 | $4,012,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 94,591 | $4,011,000 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 84,922 | $4,004,000 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 242,936 | $3,999,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 225,000 | $3,996,000 | dollars as filed | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 52,691 | $3,991,000 | dollars as filed | |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 46,627 | $3,989,000 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 144,649 | $3,989,000 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 167,541 | $3,986,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 35,462 | $3,981,000 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 157,062 | $3,980,000 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 398,734 | $3,975,000 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 172,551 | $3,974,000 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 4,197,000 | $3,972,000 | dollars as filed | principal |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 105,117 | $3,965,000 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 69,700 | $3,963,000 | dollars as filed | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 399,321 | $3,961,000 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 54,202 | $3,957,000 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 50,000 | $3,953,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 60,412 | $3,950,000 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 62,708 | $3,927,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 136,100 | $3,918,000 | dollars as filed | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 131,971 | $3,918,000 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 22,500 | $3,916,000 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 125,045 | $3,915,000 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 78,318 | $3,903,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 66,768 | $3,902,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 33,647 | $3,901,000 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 4,695,000 | $3,897,000 | dollars as filed | principal |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 113,445 | $3,890,000 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 413,811 | $3,885,000 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 153,593 | $3,874,000 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 78,741 | $3,874,000 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 2,190,000 | $3,867,000 | dollars as filed | principal |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 233,063 | $3,864,000 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 95,080 | $3,850,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 124,247 | $3,845,000 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 76,202 | $3,841,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 238,902 | $3,831,000 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 83,975 | $3,819,000 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 28,609 | $3,808,000 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 3,305,000 | $3,798,000 | dollars as filed | principal |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 401,163 | $3,787,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 41,398 | $3,786,000 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 109,725 | $3,785,000 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 72,413 | $3,780,000 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 57,644 | $3,777,000 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 163,129 | $3,774,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 27,000 | $3,772,000 | dollars as filed | call |
| ST JOE CO | 790148100 | COM | 62,479 | $3,761,000 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 34,372 | $3,757,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 3,568,000 | $3,753,000 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 3,866,000 | $3,748,000 | dollars as filed | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 82,700 | $3,746,000 | dollars as filed | call |
| CAVCO INDS INC DEL | 149568107 | COM | 10,802 | $3,744,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 589,400 | $3,743,000 | dollars as filed | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 92,692 | $3,742,000 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 37,400 | $3,739,000 | dollars as filed | call |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 118,600 | $3,739,000 | dollars as filed | call |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 127,104 | $3,725,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 118,017 | $3,722,000 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 4,627,000 | $3,708,000 | dollars as filed | principal |
| McDonalds Corporation | 580135101 | COM | 12,500 | $3,706,000 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-008032 | this filing | 2024-02-14 | acceptance time not in the bulk data set |