13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,543 holding rows worth $428,269,154,000.
- Accession
- 0001140361-24-008032
- Filer
- CIK 1000275
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 29,380 entries on the cover page, a total value of $428,269,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,269,154,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUIDELORTHO CORP COM | 219798105 | Stock | 16,623 | $1,226,000 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 90,141 | $1,225,000 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 73,844 | $1,223,000 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 58,192 | $1,221,000 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 117,635 | $1,221,000 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 761,137 | $1,219,000 | dollars as filed | |
| SPARTANNASH CO | 847215100 | COM | 53,058 | $1,219,000 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 34,140 | $1,216,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 37,700 | $1,213,000 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 6,100 | $1,211,000 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 14,103 | $1,211,000 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 1,361,000 | $1,211,000 | dollars as filed | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 11,700 | $1,210,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 12,731 | $1,209,000 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 107,011 | $1,209,000 | dollars as filed | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 20,704 | $1,208,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 12,945 | $1,205,000 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 23,225 | $1,203,000 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 15,000 | $1,203,000 | dollars as filed | call |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 20,777 | $1,202,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 60,989 | $1,201,000 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 152,445 | $1,195,000 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 65,887 | $1,194,000 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 64,011 | $1,194,000 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 19,198 | $1,192,000 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 27,813 | $1,191,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C788 | BLOOMBERG SIX MN | 23,679 | $1,189,000 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 18,343 | $1,187,000 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 69,008 | $1,186,000 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 95,353 | $1,184,000 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 52,198 | $1,183,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 29,327 | $1,180,000 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 20,888 | $1,178,000 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 44,401 | $1,177,000 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 23,491 | $1,177,000 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 8,416 | $1,174,000 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 221,900 | $1,174,000 | dollars as filed | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 71,185 | $1,172,000 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 16,639 | $1,172,000 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 81,173 | $1,172,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 99,751 | $1,169,000 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 36,090 | $1,169,000 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 48,404 | $1,167,000 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 110,232 | $1,165,000 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 24,542 | $1,164,000 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 62,959 | $1,164,000 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 32,870 | $1,163,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 38,100 | $1,159,000 | dollars as filed | call |
| UnitedHealth Group Inc | 91324P102 | COM | 2,200 | $1,158,000 | dollars as filed | call |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 26,769 | $1,158,000 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 34,251 | $1,157,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 33,773 | $1,156,000 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 32,703 | $1,155,000 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 75,917 | $1,150,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 490,003 | $1,146,000 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 20,126 | $1,146,000 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 30,901 | $1,145,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 38,536 | $1,145,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 16,813 | $1,145,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 26,121 | $1,144,000 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 56,605 | $1,143,000 | dollars as filed | |
| BANNER CORP | 06652V208 | COM NEW | 21,338 | $1,142,000 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 101,022 | $1,142,000 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 82,565 | $1,141,000 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 21,410 | $1,141,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 43,506 | $1,141,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 20,100 | $1,140,000 | dollars as filed | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 65,455 | $1,137,000 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 475,142 | $1,136,000 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 24,900 | $1,133,000 | dollars as filed | call |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 26,763 | $1,133,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 35,740 | $1,132,000 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 18,717 | $1,131,000 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 62,204 | $1,131,000 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 24,769 | $1,130,000 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 72,339 | $1,128,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 75,000 | $1,124,000 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 41,098 | $1,121,000 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 26,940 | $1,120,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,801 | $1,119,000 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 26,983 | $1,118,000 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 130,800 | $1,116,000 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 19,526 | $1,116,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 205,000 | $1,113,000 | dollars as filed | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 79,414 | $1,113,000 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 113,089 | $1,111,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 19,516 | $1,107,000 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 166,775 | $1,106,000 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 73,497 | $1,105,000 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 43,150 | $1,104,000 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 125,703 | $1,100,000 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 30,483 | $1,100,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 26,409 | $1,099,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 20,000 | $1,097,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 22,743 | $1,097,000 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 18,871 | $1,096,000 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 63,660 | $1,094,000 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 73,626 | $1,093,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 34,762 | $1,092,000 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 27,960 | $1,090,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 107,096 | $1,089,000 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 111,803 | $1,087,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 12,779 | $1,086,000 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 155,828 | $1,084,000 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 70,867 | $1,084,000 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 1,145,000 | $1,083,000 | dollars as filed | principal |
| PREMIER INC | 74051N102 | CL A | 48,443 | $1,083,000 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 18,799 | $1,082,000 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 9,045 | $1,082,000 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 149,812 | $1,081,000 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 740,000 | $1,079,000 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 63,146 | $1,078,000 | dollars as filed | |
| XPEL INC | 98379L100 | COM | 19,991 | $1,077,000 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 20,943 | $1,076,000 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 45,962 | $1,076,000 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 61,933 | $1,076,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 203,354 | $1,072,000 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 17,074 | $1,070,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 487,412 | $1,069,000 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 65,611 | $1,067,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 20,933 | $1,067,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 42,710 | $1,067,000 | dollars as filed | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 40,078 | $1,064,000 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 78,424 | $1,062,000 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 16,075 | $1,061,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 34,220 | $1,060,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 9,404 | $1,059,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 261,150 | $1,058,000 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 32,723 | $1,057,000 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 58,478 | $1,056,000 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 85,344 | $1,056,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 18,016 | $1,056,000 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 115,050 | $1,055,000 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 18,251 | $1,050,000 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 28,784 | $1,047,000 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 1,260,000 | $1,047,000 | dollars as filed | principal |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 31,142 | $1,045,000 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 97,261 | $1,043,000 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 18,967 | $1,041,000 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 15,574 | $1,040,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 56,111 | $1,040,000 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 7,802 | $1,039,000 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 17,040 | $1,039,000 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 11,297 | $1,038,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 1,200,000 | $1,037,000 | dollars as filed | principal |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 7,156 | $1,037,000 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 92,091 | $1,035,000 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 45,335 | $1,035,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 34,134 | $1,035,000 | dollars as filed | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 18,386 | $1,033,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 40,647 | $1,033,000 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 29,043 | $1,032,000 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 24,870 | $1,031,000 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 1,091,000 | $1,029,000 | dollars as filed | principal |
| KORN FERRY COM NEW | 500643200 | Stock | 17,319 | $1,028,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 31,349 | $1,022,000 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 55,695 | $1,021,000 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 38,211 | $1,020,000 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 24,017 | $1,020,000 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7,500 | $1,019,000 | dollars as filed | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 218,589 | $1,019,000 | dollars as filed | |
| WAFD INC | 938824109 | COM | 30,777 | $1,014,000 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 71,618 | $1,014,000 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 10,259 | $1,008,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 86,740 | $1,008,000 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 31,122 | $1,008,000 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 22,882 | $1,007,000 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 81,910 | $1,007,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 19,691 | $1,006,000 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 14,919 | $1,003,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 100,690 | $998,000 | dollars as filed | |
| AMBRX BIOPHARMA INC | 641871108 | COM | 70,094 | $998,000 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 65,911 | $995,000 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 101,997 | $995,000 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 36,042 | $990,000 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,500 | $988,000 | dollars as filed | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 24,825 | $988,000 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 22,111 | $987,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 72,693 | $986,000 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 128,530 | $986,000 | dollars as filed | |
| EA SERIES TRUST | 02072L565 | ALPHA ARCH 1-3 | 9,361 | $984,000 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 27,200 | $979,000 | dollars as filed | call |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 107,832 | $979,000 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 89,707 | $978,000 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 50,695 | $977,000 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528108 | ISHARES HIGH YIE | 44,097 | $975,000 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 34,479 | $974,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 46,309 | $972,000 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 26,501 | $971,000 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,553 | $969,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 249,233 | $967,000 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 39,774 | $967,000 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,385 | $965,000 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 17,853 | $965,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 58,305 | $961,000 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 82,196 | $961,000 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 54,325 | $960,000 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 22,629 | $959,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 8,337 | $957,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 4,734 | $957,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 41,800 | $956,000 | dollars as filed | call |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 45,866 | $956,000 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 16,409 | $955,000 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 84,853 | $953,000 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 43,070 | $951,000 | dollars as filed | |
| AAR CORP | 000361105 | COM | 15,219 | $950,000 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 27,281 | $948,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 45,853 | $948,000 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 83,772 | $946,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 30,000 | $946,000 | dollars as filed | call |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 85,228 | $945,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 36,851 | $942,000 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 63,072 | $941,000 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 61,364 | $940,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 8,967 | $939,000 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 42,801 | $938,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 24,332 | $938,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 26,483 | $938,000 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 7,435 | $936,000 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 62,372 | $936,000 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 58,480 | $935,000 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 74,194 | $933,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 171,348 | $931,000 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 28,662 | $930,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 16,005 | $928,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 105,743 | $928,000 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 30,019 | $927,000 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 21,896 | $927,000 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 47,590 | $925,000 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 26,061 | $924,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 23,702 | $924,000 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 22,950 | $923,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R105 | OPPO CORE BD ETF | 19,955 | $923,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 72,642 | $920,000 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 93,756 | $920,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q815 | SUST MUNI IN ETF | 18,185 | $919,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 16,582 | $918,000 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 90,190 | $918,000 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 1,050,000 | $918,000 | dollars as filed | principal |
| SAFETY INS GROUP INC | 78648T100 | COM | 12,056 | $915,000 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 38,549 | $915,000 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 194,389 | $914,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 19,447 | $913,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 8,944 | $913,000 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 15,479 | $912,000 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 23,957 | $912,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 38,021 | $911,000 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 54,004 | $910,000 | dollars as filed | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 13,609 | $908,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 279,203 | $907,000 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 13,450 | $905,000 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 19,087 | $903,000 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 34,634 | $903,000 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 25,101 | $902,000 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 19,566 | $902,000 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 239,094 | $899,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 18,151 | $899,000 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 11,793 | $897,000 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 95,974 | $897,000 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 107,249 | $896,000 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 900,000 | $896,000 | dollars as filed | principal |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 71,599 | $893,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 21,421 | $891,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 15,715 | $889,000 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 85,187 | $885,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 71,286 | $884,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D812 | FT VEST TEC | 41,560 | $884,000 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 13,469 | $879,000 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 213,047 | $873,000 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 21,968 | $871,000 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 33,035 | $869,000 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 70,134 | $868,000 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 28,738 | $868,000 | dollars as filed | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 14,941 | $868,000 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 20,616 | $865,000 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 36,544 | $864,000 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 10,044 | $861,000 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 63,186 | $861,000 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 11,405 | $860,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 15,141 | $858,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 79,536 | $857,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H730 | MORN SMID MO ETF | 27,168 | $856,000 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 66,751 | $856,000 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 30,651 | $855,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 863,000 | $854,000 | dollars as filed | principal |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 171,594 | $853,000 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 34,360 | $853,000 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 21,994 | $851,000 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 36,208 | $850,000 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 38,835 | $850,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 18,553 | $849,000 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 40,752 | $848,000 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 26,535 | $847,000 | dollars as filed | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 26,019 | $845,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 33,361 | $839,000 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 25,036 | $836,000 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 28,051 | $836,000 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 53,342 | $835,000 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 38,841 | $834,000 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 198,196 | $834,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 28,286 | $834,000 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 39,662 | $833,000 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 186,065 | $833,000 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 88,851 | $833,000 | dollars as filed | |
| FIDELITY ENHANCED MID CAP CORE ETF | 31609A503 | ETF | 30,472 | $832,000 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 73,736 | $831,000 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 22,029 | $830,000 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 36,661 | $830,000 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 9,364 | $828,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 18,469 | $828,000 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 21,392 | $825,000 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 118,000 | $824,000 | dollars as filed | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 253,850 | $823,000 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 70,263 | $823,000 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 6,808 | $823,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 30,344 | $823,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 9,244 | $822,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 51,318 | $821,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 34,763 | $820,000 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 77,030 | $820,000 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 37,336 | $819,000 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 31,959 | $819,000 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,835 | $818,000 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 93,514 | $817,000 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 87,209 | $815,000 | dollars as filed | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 31,387 | $815,000 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 30,175 | $814,000 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 22,284 | $814,000 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 32,181 | $813,000 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 21,444 | $812,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 30,589 | $812,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 80,697 | $810,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 29,827 | $810,000 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 53,552 | $809,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 17,546 | $808,000 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 35,078 | $807,000 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 21,706 | $806,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 90,503 | $804,000 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 43,139 | $803,000 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 53,261 | $802,000 | dollars as filed | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 14,216 | $799,000 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 10,177 | $798,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 17,939 | $797,000 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 110,631 | $795,000 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 49,632 | $793,000 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 36,689 | $793,000 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 65,761 | $792,000 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 19,431 | $791,000 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 39,191 | $790,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 5,247 | $789,000 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 42,579 | $789,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 30,300 | $788,000 | dollars as filed | call |
| SKYWARD SPECIALTY INS GROUP | 830940102 | COM | 23,248 | $788,000 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 64,660 | $788,000 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 89,328 | $786,000 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 71,045 | $784,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 22,177 | $782,000 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 9,719 | $782,000 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 113,869 | $781,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 109,599 | $780,000 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 72,336 | $780,000 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,056 | $779,000 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 42,845 | $778,000 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 176,182 | $776,000 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 13,861 | $774,000 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 22,785 | $774,000 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 10,484 | $771,000 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,407 | $771,000 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 50,732 | $771,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 26,248 | $770,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092113 | ENHANCED LARGE | 28,949 | $769,000 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 12,654 | $769,000 | dollars as filed | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 33,987 | $767,000 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,633 | $767,000 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 5,796 | $765,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 13,523 | $765,000 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 40,499 | $765,000 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 25,007 | $764,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10,617 | $763,000 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 28,229 | $763,000 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 328,554 | $762,000 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 5,909 | $762,000 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 67,542 | $761,000 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 47,005 | $760,000 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 68,299 | $760,000 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 92,610 | $760,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 33,892 | $760,000 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 15,486 | $758,000 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 113,828 | $757,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 15,139 | $757,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 126,792 | $757,000 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 22,290 | $755,000 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 148,454 | $753,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 71,366 | $752,000 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 95,987 | $751,000 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 50,000 | $751,000 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 65,218 | $750,000 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 21,015 | $749,000 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 8,989 | $748,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 23,619 | $748,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 12,651 | $748,000 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 86,167 | $747,000 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 55,263 | $747,000 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 71,823 | $746,000 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,735,609 | $746,000 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 69,019 | $746,000 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 53,161 | $746,000 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 52,562 | $745,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q708 | ACTIVE SM CP VAL | 13,687 | $745,000 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 27,634 | $744,000 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 1,840 | $743,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 16,132 | $743,000 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 56,128 | $743,000 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 68,629 | $742,000 | dollars as filed | |
| EA SERIES TRUST | 02072L771 | SPAR INT VAL ETF | 27,779 | $741,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 134,100 | $740,000 | dollars as filed | call |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 87,666 | $740,000 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 13,979 | $740,000 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 72,243 | $739,000 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 26,334 | $738,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 27,717 | $738,000 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 19,607 | $737,000 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 18,643 | $736,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 33,872 | $735,000 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 69,890 | $734,000 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 21,991 | $733,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 35,399 | $733,000 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 718,687 | $733,000 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 680,000 | $731,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 69,440 | $730,000 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 287,605 | $728,000 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 73,164 | $728,000 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 33,220 | $728,000 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 23,664 | $728,000 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 8,341 | $727,000 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 8,500 | $727,000 | dollars as filed | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 8,500 | $727,000 | dollars as filed | call |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 62,957 | $726,000 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 11,196 | $724,000 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 5,000 | $722,000 | dollars as filed | put |
| LIMBACH HLDGS INC | 53263P105 | COM | 15,895 | $722,000 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 14,535 | $722,000 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 13,782 | $720,000 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 39,250 | $720,000 | dollars as filed | |
| DBX ETF TR | 233051242 | CMN | 16,082 | $720,000 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 3,824 | $719,000 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 33,183 | $719,000 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 48,434 | $719,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 50,774 | $718,000 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 42,419 | $718,000 | dollars as filed | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 275,428 | $716,000 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 117,726 | $714,000 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 15,989 | $714,000 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 6,461 | $714,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 12,522 | $714,000 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 146,220 | $713,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 22,447 | $712,000 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 14,025 | $711,000 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 53,641 | $711,000 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 19,032 | $710,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 30,402 | $710,000 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 23,444 | $707,000 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 22,236 | $707,000 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 50,000 | $705,000 | dollars as filed | call |
| THRIVENT ETF TRUST | 88588G109 | SMAL MID CAP ETF | 22,790 | $705,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729854 | mc | 14,033 | $705,000 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 15,034 | $704,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 15,000 | $703,000 | dollars as filed | put |
| LINDSAY CORPORATION | 535555106 | COM | 5,434 | $702,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 15,995 | $700,000 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 35,404 | $700,000 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 21,752 | $698,000 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 54,015 | $696,000 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 20,504 | $696,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 56,975 | $695,000 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 18,800 | $694,000 | dollars as filed | call |
| MAGNITE INC COM | 55955D100 | Stock | 74,325 | $694,000 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 49,874 | $694,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 68,124 | $694,000 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 65,244 | $691,000 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,266 | $691,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 711,000 | $691,000 | dollars as filed | principal |
| SAMSARA INC COM CL A | 79589L106 | Stock | 20,569 | $687,000 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 17,233 | $687,000 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 31,284 | $686,000 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 40,297 | $685,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 15,053 | $685,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 9,290 | $685,000 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 14,092 | $684,000 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 94,087 | $684,000 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 31,474 | $683,000 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 113,523 | $680,000 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 16,250 | $680,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 186,520 | $680,000 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 16,538 | $680,000 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 76,600 | $679,000 | dollars as filed | call |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 24,830 | $678,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 154,753 | $676,000 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 34,717 | $676,000 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 9,546 | $675,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-008032 | this filing | 2024-02-14 | acceptance time not in the bulk data set |