13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,543 holding rows worth $428,269,154,000.
- Accession
- 0001140361-24-008032
- Filer
- CIK 1000275
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 29,380 entries on the cover page, a total value of $428,269,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,269,154,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XPENG INC ADS | 98422D105 | ADR | 150,000 | $2,189,000 | dollars as filed | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 255,354 | $2,189,000 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 59,860 | $2,185,000 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 2,120,000 | $2,184,000 | dollars as filed | principal |
| VIPER ENERGY INC | 927959106 | CL A | 69,500 | $2,181,000 | dollars as filed | call |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 46,232 | $2,178,000 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 88,530 | $2,177,000 | dollars as filed | |
| PIMCO ETF TR | 72201R619 | PREFERRED AND CP | 44,996 | $2,176,000 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 27,302 | $2,170,000 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 154,359 | $2,161,000 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 354,933 | $2,160,000 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 143,231 | $2,160,000 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 100,000 | $2,159,000 | dollars as filed | call |
| HANESBRANDS INC | 410345102 | COM | 483,489 | $2,156,000 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 132,706 | $2,156,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 24,625 | $2,156,000 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 103,426 | $2,151,000 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 45,211 | $2,148,000 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 49,820 | $2,147,000 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 190,164 | $2,143,000 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 49,784 | $2,140,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 129,408 | $2,140,000 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 110,176 | $2,134,000 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 44,154 | $2,132,000 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 39,700 | $2,132,000 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 141,672 | $2,132,000 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 67,015 | $2,131,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 95,651 | $2,129,000 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 33,818 | $2,126,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 407,075 | $2,125,000 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 229,193 | $2,123,000 | dollars as filed | |
| STEM INC | 85859N102 | COM | 546,796 | $2,122,000 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 71,026 | $2,122,000 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 26,859 | $2,121,000 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 69,953 | $2,120,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 68,235 | $2,118,000 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 67,640 | $2,117,000 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 2,155,000 | $2,117,000 | dollars as filed | principal |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 23,255 | $2,116,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 148,180 | $2,110,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 50,882 | $2,108,000 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 139,719 | $2,106,000 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 42,321 | $2,104,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 101,979 | $2,103,000 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 89,116 | $2,102,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 53,881 | $2,102,000 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 150,986 | $2,094,000 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 88,086 | $2,094,000 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 26,237 | $2,088,000 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 33,789 | $2,079,000 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 211,775 | $2,078,000 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 168,232 | $2,072,000 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 176,379 | $2,072,000 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 143,104 | $2,068,000 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 80,637 | $2,057,000 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 61,758 | $2,057,000 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 14,180 | $2,055,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P397 | WESTN ASSET BD | 78,747 | $2,054,000 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 146,881 | $2,051,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 133,392 | $2,048,000 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 133,759 | $2,047,000 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 163,076 | $2,044,000 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 24,452 | $2,042,000 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 12,315 | $2,038,000 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 120,000 | $2,032,000 | dollars as filed | call |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,686,000 | $2,032,000 | dollars as filed | principal |
| SILVERCREST METALS INC | 828363101 | COM | 310,000 | $2,031,000 | dollars as filed | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 18,624 | $2,028,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 39,773 | $2,024,000 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 68,407 | $2,023,000 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 13,956 | $2,019,000 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 20,504 | $2,014,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 100,000 | $2,012,000 | dollars as filed | call |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 50,000 | $2,009,000 | dollars as filed | call |
| INGEVITY CORP COM | 45688C107 | Stock | 42,517 | $2,008,000 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 37,639 | $2,008,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 38,726 | $2,000,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 71,305 | $1,999,000 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 37,853 | $1,996,000 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 53,111 | $1,994,000 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 20,000 | $1,989,000 | dollars as filed | put |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 51,082 | $1,989,000 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 21,529 | $1,987,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 46,941 | $1,983,000 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 65,654 | $1,982,000 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 73,703 | $1,978,000 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 37,964 | $1,978,000 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 37,933 | $1,968,000 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 65,029 | $1,964,000 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 11,625 | $1,962,000 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 62,965 | $1,960,000 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 23,194 | $1,958,000 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 4,691 | $1,958,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D788 | CORE INVESTMENT | 92,063 | $1,951,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 89,952 | $1,948,000 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 32,736 | $1,945,000 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 5,744 | $1,945,000 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 17,640 | $1,945,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 192,414 | $1,938,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 468,125 | $1,937,000 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 10,910 | $1,932,000 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 131,136 | $1,930,000 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 217,755 | $1,928,000 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 194,073 | $1,917,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 11,950 | $1,916,000 | dollars as filed | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 19,811 | $1,915,000 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 94,353 | $1,915,000 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 43,776 | $1,912,000 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 178,108 | $1,911,000 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 13,858 | $1,910,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 54,197 | $1,908,000 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 2,156,000 | $1,907,000 | dollars as filed | principal |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 146,662 | $1,907,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 1,849,000 | $1,907,000 | dollars as filed | principal |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 115,752 | $1,906,000 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,869 | $1,903,000 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 26,400 | $1,898,000 | dollars as filed | call |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 31,846 | $1,895,000 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 87,721 | $1,895,000 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 152,234 | $1,895,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 78,002 | $1,895,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 19,100 | $1,889,000 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 46,503 | $1,889,000 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 78,420 | $1,887,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 20,158 | $1,885,000 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 1,029,360 | $1,884,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 67,725 | $1,882,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 75,138 | $1,877,000 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,885 | $1,877,000 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 47,855 | $1,872,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 20,000 | $1,872,000 | dollars as filed | call |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 292,148 | $1,870,000 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 36,702 | $1,869,000 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 27,800 | $1,869,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 32,866 | $1,863,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 184,538 | $1,862,000 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 20,697 | $1,862,000 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 36,440 | $1,861,000 | dollars as filed | |
| IVLU | 46435G409 | COM | 70,142 | $1,860,000 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 321,861 | $1,860,000 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 49,921 | $1,856,000 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 100,963 | $1,848,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 75,225 | $1,848,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 129,000 | $1,847,000 | dollars as filed | put |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 84,573 | $1,846,000 | dollars as filed | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 21,684 | $1,837,000 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 69,150 | $1,834,000 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 155,513 | $1,824,000 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 107,341 | $1,820,000 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 23,000 | $1,818,000 | dollars as filed | call |
| NEW MTN FIN CORP | 647551100 | COM | 142,920 | $1,818,000 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 297,536 | $1,815,000 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 68,094 | $1,813,000 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 331,547 | $1,813,000 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 166,148 | $1,813,000 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 20,000 | $1,811,000 | dollars as filed | call |
| VAXCYTE INC COM | 92243G108 | Stock | 28,750 | $1,805,000 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 32,506 | $1,802,000 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 60,724 | $1,802,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 81,595 | $1,801,000 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 6,000 | $1,797,000 | dollars as filed | put |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 99,514 | $1,796,000 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 87,624 | $1,793,000 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 38,258 | $1,789,000 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 62,994 | $1,789,000 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 19,778 | $1,781,000 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 32,177 | $1,781,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 58,650 | $1,775,000 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 56,004 | $1,772,000 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 10,787 | $1,771,000 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 100,443 | $1,768,000 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 165,423 | $1,767,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 47,119 | $1,766,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 82,143 | $1,766,000 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 35,195 | $1,759,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 135,000 | $1,751,000 | dollars as filed | call |
| SKYWEST INC COM | 830879102 | Stock | 33,512 | $1,749,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 43,899 | $1,748,000 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 114,484 | $1,746,000 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 49,434 | $1,741,000 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 158,383 | $1,741,000 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 1,875 | $1,741,000 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 75,700 | $1,741,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 140,000 | $1,739,000 | dollars as filed | call |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 79,785 | $1,738,000 | dollars as filed | |
| DANA INC | 235825205 | COM | 118,960 | $1,737,000 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 94,231 | $1,737,000 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 24,591 | $1,734,000 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 64,184 | $1,734,000 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 86,372 | $1,731,000 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 61,894 | $1,730,000 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 310,456 | $1,723,000 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 16,907 | $1,722,000 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 9,999 | $1,721,000 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 21,843 | $1,716,000 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 47,950 | $1,711,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,331,000 | $1,711,000 | dollars as filed | principal |
| CACTUS INC | 127203107 | CL A | 37,495 | $1,702,000 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 117,233 | $1,698,000 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 73,708 | $1,697,000 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 134,563 | $1,696,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 24,928 | $1,694,000 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 20,759 | $1,694,000 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 27,155 | $1,694,000 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 125,976 | $1,693,000 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 47,402 | $1,693,000 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 84,917 | $1,692,000 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 98,527 | $1,689,000 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 46,252 | $1,689,000 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 7,506 | $1,688,000 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 59,991 | $1,684,000 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 28,807 | $1,684,000 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 118,476 | $1,682,000 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 37,224 | $1,682,000 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 69,595 | $1,681,000 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 139,000 | $1,676,000 | dollars as filed | call |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 40,075 | $1,675,000 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 39,736 | $1,674,000 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 144,977 | $1,669,000 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 81,133 | $1,666,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 508,940 | $1,664,000 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 58,389 | $1,662,000 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 36,055 | $1,661,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V625 | US COR EQU 1 ETF | 31,046 | $1,660,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 45,760 | $1,658,000 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 87,075 | $1,652,000 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 45,000 | $1,651,000 | dollars as filed | call |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 34,863 | $1,647,000 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 49,604 | $1,638,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 182,545 | $1,636,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 180,000 | $1,633,000 | dollars as filed | call |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 10,482 | $1,632,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 64,861 | $1,631,000 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 55,821 | $1,630,000 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 14,850 | $1,629,000 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 56,959 | $1,629,000 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 254,215 | $1,627,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 41,400 | $1,626,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 171,429 | $1,626,000 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 26,625 | $1,624,000 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 103,054 | $1,622,000 | dollars as filed | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 26,788 | $1,618,000 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 16,039 | $1,617,000 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 44,458 | $1,616,000 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 55,955 | $1,616,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 281,937 | $1,616,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 40,007 | $1,615,000 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 88,119 | $1,611,000 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 104,264 | $1,609,000 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 19,233 | $1,606,000 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 28,740 | $1,603,000 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,441 | $1,601,000 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 48,108 | $1,597,000 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 106,862 | $1,596,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y508 | CORE BOND ETF | 60,225 | $1,593,000 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 18,843 | $1,592,000 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 74,885 | $1,590,000 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 33,247 | $1,590,000 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 120,723 | $1,588,000 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 21,198 | $1,587,000 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 13,342 | $1,587,000 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 154,667 | $1,585,000 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 13,037 | $1,584,000 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 41,990 | $1,583,000 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 26,780 | $1,582,000 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 13,145 | $1,581,000 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 66,468 | $1,576,000 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 53,653 | $1,575,000 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 50,972 | $1,569,000 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 29,797 | $1,567,000 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 27,835 | $1,567,000 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 288,352 | $1,566,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 25,429 | $1,565,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 93,174 | $1,565,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 43,637 | $1,565,000 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 33,014 | $1,563,000 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 149,800 | $1,559,000 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 83,492 | $1,555,000 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 6,715 | $1,553,000 | dollars as filed | |
| STONEX GROUP INC | 861896108 | COM | 21,029 | $1,552,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 25,283 | $1,551,000 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 38,863 | $1,551,000 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 23,231 | $1,548,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 29,219 | $1,546,000 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 40,000 | $1,546,000 | dollars as filed | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 67,472 | $1,543,000 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 81,988 | $1,542,000 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 114,917 | $1,542,000 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 77,826 | $1,541,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 64,596 | $1,541,000 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 170,802 | $1,539,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 1,865,000 | $1,538,000 | dollars as filed | principal |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 50,273 | $1,537,000 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 140,396 | $1,532,000 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 60,000 | $1,531,000 | dollars as filed | call |
| VARONIS SYS INC | 922280AB8 | BOND | 1,000,000 | $1,527,000 | dollars as filed | principal |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 20,321 | $1,522,000 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 75,650 | $1,518,000 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 13,998 | $1,518,000 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 27,703 | $1,517,000 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,601,000 | $1,517,000 | dollars as filed | principal |
| VALVOLINE INC COM | 92047W101 | Stock | 40,277 | $1,514,000 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 165,095 | $1,514,000 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 63,939 | $1,512,000 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 100,351 | $1,511,000 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 89,740 | $1,509,000 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 10,667 | $1,507,000 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 1,620,000 | $1,507,000 | dollars as filed | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 104,401 | $1,503,000 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 35,068 | $1,503,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 1,827,000 | $1,502,000 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 45,817 | $1,501,000 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 96,514 | $1,500,000 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 54,613 | $1,500,000 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 57,983 | $1,498,000 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 12,249 | $1,497,000 | dollars as filed | |
| KENNAMETAL INC | 489170100 | COM | 58,033 | $1,497,000 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 103,286 | $1,496,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 128,441 | $1,495,000 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 20,963 | $1,494,000 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 150,000 | $1,493,000 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 150,000 | $1,493,000 | dollars as filed | call |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 88,779 | $1,491,000 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 15,064 | $1,489,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 425,004 | $1,487,000 | dollars as filed | |
| GLOBAL X FDS | 37960A644 | EMERGING MKT GRT | 58,323 | $1,482,000 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 98,985 | $1,480,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 100,000 | $1,479,000 | dollars as filed | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 30,000 | $1,476,000 | dollars as filed | put |
| UPSTARTHLDGSINC | 91680M107 | STOK | 36,076 | $1,473,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 34,654 | $1,473,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 21,884 | $1,471,000 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 15,537 | $1,469,000 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 105,015 | $1,469,000 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 50,487 | $1,468,000 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 13,207 | $1,467,000 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 32,912 | $1,467,000 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 57,340 | $1,467,000 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 23,401 | $1,463,000 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 16,578 | $1,462,000 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 27,851 | $1,462,000 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 43,887 | $1,460,000 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 20,186 | $1,459,000 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 208,960 | $1,457,000 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 306,500 | $1,456,000 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 63,153 | $1,455,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 35,259 | $1,455,000 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 43,499 | $1,447,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 97,926 | $1,447,000 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 72,896 | $1,446,000 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 25,814 | $1,446,000 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 39,213 | $1,442,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L305 | US STRATEGIC DIV | 59,968 | $1,440,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y409 | SHORT DURATION | 56,515 | $1,438,000 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 41,692 | $1,435,000 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 428,681 | $1,432,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 34,559 | $1,432,000 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 36,152 | $1,431,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 31,599 | $1,430,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 97,866 | $1,429,000 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 9,699 | $1,428,000 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 42,380 | $1,428,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 18,827 | $1,426,000 | dollars as filed | |
| NOV INC | 62955J103 | COM | 70,215 | $1,424,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 42,618 | $1,424,000 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 60,260 | $1,420,000 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 43,502 | $1,419,000 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 408,446 | $1,417,000 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 60,739 | $1,413,000 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 66,341 | $1,412,000 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 15,208 | $1,412,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 57,888 | $1,408,000 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 70,355 | $1,407,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 19,428 | $1,407,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 55,697 | $1,406,000 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 11,327 | $1,405,000 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 33,491 | $1,404,000 | dollars as filed | |
| GMS INC | 36251C103 | COM | 17,028 | $1,404,000 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 50,919 | $1,403,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 120,381 | $1,402,000 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 151,550 | $1,400,000 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 12,142 | $1,397,000 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 16,103 | $1,391,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 107,181 | $1,391,000 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 41,734 | $1,387,000 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 19,011 | $1,386,000 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 374,207 | $1,385,000 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 207,326 | $1,385,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 145,294 | $1,385,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 29,010 | $1,384,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 59,703 | $1,383,000 | dollars as filed | |
| RADNET INC | 750491102 | COM | 39,834 | $1,383,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 18,130 | $1,380,000 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 59,834 | $1,379,000 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 81,760 | $1,379,000 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 40,938 | $1,378,000 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 155,011 | $1,377,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 60,582 | $1,377,000 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 25,000 | $1,371,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 14,601 | $1,370,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 24,276 | $1,369,000 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 88,588 | $1,365,000 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 20,148 | $1,365,000 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 15,723 | $1,364,000 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 18,365 | $1,362,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 32,464 | $1,360,000 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 10,924 | $1,359,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 87,852 | $1,359,000 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 20,253 | $1,358,000 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 25,632 | $1,354,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 31,620 | $1,354,000 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 27,549 | $1,352,000 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 34,760 | $1,352,000 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 50,000 | $1,350,000 | dollars as filed | put |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 10,272 | $1,349,000 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 11,827 | $1,349,000 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 22,256 | $1,349,000 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 146,479 | $1,349,000 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 8,894 | $1,346,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 26,697 | $1,344,000 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 22,831 | $1,342,000 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 59,767 | $1,338,000 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 55,972 | $1,338,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 63,144 | $1,337,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 345,722 | $1,334,000 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 36,093 | $1,333,000 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 23,777 | $1,331,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 25,134 | $1,331,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 38,086 | $1,328,000 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 295,146 | $1,327,000 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 48,736 | $1,327,000 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 97,802 | $1,326,000 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 11,422 | $1,326,000 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 24,402 | $1,324,000 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 35,671 | $1,324,000 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 700,000 | $1,319,000 | dollars as filed | principal |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 32,004 | $1,318,000 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 70,766 | $1,317,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 112,094 | $1,316,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 273,670 | $1,315,000 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 31,097 | $1,315,000 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 66,683 | $1,315,000 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 105,275 | $1,314,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 88,800 | $1,313,000 | dollars as filed | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 19,961 | $1,313,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 213,485 | $1,313,000 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 21,035 | $1,309,000 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 41,701 | $1,308,000 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 129,802 | $1,308,000 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 45,563 | $1,307,000 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 104,570 | $1,306,000 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 61,297 | $1,304,000 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 65,000 | $1,303,000 | dollars as filed | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 38,554 | $1,302,000 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 68,440 | $1,300,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 174,899 | $1,296,000 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 57,438 | $1,293,000 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 17,135 | $1,293,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 71,210 | $1,291,000 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 12,032 | $1,291,000 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 92,234 | $1,288,000 | dollars as filed | |
| AEGON LTD AMER REG 1 CERT | 0076CA104 | ADR | 222,766 | $1,284,000 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 129,582 | $1,284,000 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 48,998 | $1,282,000 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 37,700 | $1,280,000 | dollars as filed | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 900 | $1,277,000 | dollars as filed | call |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 59,705 | $1,277,000 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 38,683 | $1,277,000 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 173,011 | $1,277,000 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 63,905 | $1,276,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 24,000 | $1,275,000 | dollars as filed | put |
| BRAZE INC | 10576N102 | COM CL A | 24,000 | $1,275,000 | dollars as filed | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 136,401 | $1,272,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 27,654 | $1,271,000 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 89,081 | $1,268,000 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 37,356 | $1,267,000 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 81,928 | $1,267,000 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 50,543 | $1,265,000 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 57,690 | $1,263,000 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 45,891 | $1,262,000 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 864,532 | $1,262,000 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 26,323 | $1,260,000 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 56,544 | $1,259,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 124,121 | $1,258,000 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 223,042 | $1,255,000 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 48,752 | $1,254,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 48,660 | $1,254,000 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 105,502 | $1,251,000 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 33,635 | $1,250,000 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 53,072 | $1,247,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 44,338 | $1,240,000 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 38,090 | $1,237,000 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 27,128 | $1,233,000 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 37,419 | $1,231,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 200,000 | $1,230,000 | dollars as filed | call |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 63,500 | $1,230,000 | dollars as filed | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 200,000 | $1,230,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 11,628 | $1,228,000 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 20,376 | $1,227,000 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 33,495 | $1,227,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-008032 | this filing | 2024-02-14 | acceptance time not in the bulk data set |