13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,543 holding rows worth $428,269,154,000.
- Accession
- 0001140361-24-008032
- Filer
- CIK 1000275
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 29,380 entries on the cover page, a total value of $428,269,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,269,154,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 563,660 | $13,911,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 216,768 | $13,899,000 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 680,033 | $13,897,000 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 493,568 | $13,864,000 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 330,146 | $13,863,000 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 654,539 | $13,857,000 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 380,871 | $13,852,000 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 85,548 | $13,840,000 | dollars as filed | |
| SPDW | 78463X889 | COM | 406,533 | $13,827,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 241,149 | $13,818,000 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 317,707 | $13,791,000 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 262,900 | $13,768,000 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 77,000 | $13,768,000 | dollars as filed | put |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 378,199 | $13,747,000 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 634,657 | $13,734,000 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6,000 | $13,722,000 | dollars as filed | put |
| APA CORPORATION COM | 03743Q108 | Stock | 382,177 | $13,713,000 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 113,322 | $13,706,000 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,234,363 | $13,702,000 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 50,000 | $13,690,000 | dollars as filed | call |
| BRUNSWICK CORP | 117043109 | COM | 141,371 | $13,677,000 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 256,911 | $13,665,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 33,400 | $13,656,000 | dollars as filed | call |
| AGCO CORP | 001084102 | COM | 112,119 | $13,611,000 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 183,705 | $13,591,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 398,600 | $13,553,000 | dollars as filed | |
| AUTOLIV INC | 052800109 | COM | 122,998 | $13,553,000 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 216,483 | $13,550,000 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 534,926 | $13,549,000 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 212,131 | $13,525,000 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 55,000 | $13,509,000 | dollars as filed | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 40,913 | $13,471,000 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 630,397 | $13,422,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 176,500 | $13,377,000 | dollars as filed | call |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 427,797 | $13,364,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 114,753 | $13,360,000 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 540,972 | $13,334,000 | dollars as filed | |
| FISERV INC | 337738108 | COM | 100,000 | $13,284,000 | dollars as filed | put |
| UnitedHealth Group Inc | 91324P102 | COM | 25,200 | $13,267,000 | dollars as filed | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 116,922 | $13,248,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 350,600 | $13,218,000 | dollars as filed | call |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 15,033,000 | $13,199,000 | dollars as filed | principal |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 353,277 | $13,195,000 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 337,425 | $13,166,000 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 928,538 | $13,149,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 428,228 | $13,142,000 | dollars as filed | |
| Boeing Company | 097023105 | COM | 50,000 | $13,033,000 | dollars as filed | call |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 723,318 | $13,027,000 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 62,000 | $13,002,000 | dollars as filed | put |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 271,852 | $12,944,000 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 305,000 | $12,892,000 | dollars as filed | put |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 1,755,284 | $12,866,000 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 73,638 | $12,850,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 259,219 | $12,831,000 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 200,000 | $12,828,000 | dollars as filed | put |
| APTARGROUP INC COM | 038336103 | Stock | 103,627 | $12,810,000 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 249,845 | $12,797,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 141,925 | $12,797,000 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 77,602 | $12,793,000 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 168,498 | $12,767,000 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 259,056 | $12,759,000 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 149,271 | $12,757,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 154,558 | $12,736,000 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 100,985 | $12,728,000 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 10,786,000 | $12,717,000 | dollars as filed | principal |
| JUNIPER NETWORKS INC | 48203R104 | COM | 430,445 | $12,690,000 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 211,981 | $12,682,000 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 110,002 | $12,660,000 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 176,220 | $12,660,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 460,129 | $12,617,000 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 192,942 | $12,610,000 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 846,961 | $12,593,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 203,204 | $12,586,000 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 402,196 | $12,553,000 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 135,288 | $12,548,000 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 60,685 | $12,545,000 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 303,100 | $12,545,000 | dollars as filed | call |
| GENERAC HLDGS INC | 368736104 | COM | 97,000 | $12,536,000 | dollars as filed | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 173,551 | $12,514,000 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 319,001 | $12,495,000 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 910,609 | $12,484,000 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 25,600 | $12,464,000 | dollars as filed | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 144,228 | $12,414,000 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 12,195,000 | $12,401,000 | dollars as filed | principal |
| COLUMBIA BKG SYS INC | 197236102 | COM | 463,275 | $12,360,000 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 300,759 | $12,313,000 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 11,446,000 | $12,306,000 | dollars as filed | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 213,243 | $12,253,000 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 759,663 | $12,253,000 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 319,779 | $12,244,000 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 139,178 | $12,190,000 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 199,879 | $12,153,000 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 728,710 | $12,147,000 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 124,798 | $12,138,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 215,000 | $12,111,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 524,563 | $12,107,000 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 164,431 | $12,089,000 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 193,928 | $12,089,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 543,624 | $12,030,000 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 236,397 | $12,023,000 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 407,685 | $11,985,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 369,037 | $11,906,000 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 196,710 | $11,884,000 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 658,700 | $11,876,000 | dollars as filed | call |
| CACI INTL INC CL A | 127190304 | Stock | 36,669 | $11,875,000 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 118,299 | $11,871,000 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 193,917 | $11,861,000 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 116,804 | $11,859,000 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 163,801 | $11,846,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 153,057 | $11,777,000 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 630,000 | $11,775,000 | dollars as filed | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,440,093 | $11,765,000 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 165,874 | $11,749,000 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 290,000 | $11,745,000 | dollars as filed | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 286,211 | $11,735,000 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,791,054 | $11,731,000 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 107,200 | $11,719,000 | dollars as filed | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 810,000 | $11,713,000 | dollars as filed | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 237,300 | $11,708,000 | dollars as filed | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 84,561 | $11,683,000 | dollars as filed | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 12,703,000 | $11,667,000 | dollars as filed | principal |
| STELLANTIS N.V SHS | N82405106 | Stock | 500,000 | $11,660,000 | dollars as filed | call |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 1,599,315 | $11,659,000 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 125,000 | $11,656,000 | dollars as filed | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 50,000 | $11,649,000 | dollars as filed | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 965,072 | $11,640,000 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 236,419 | $11,632,000 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 85,877 | $11,629,000 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 97,470 | $11,607,000 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 31,004 | $11,603,000 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 571,065 | $11,581,000 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 226,358 | $11,579,000 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 96,790 | $11,549,000 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 225,943 | $11,536,000 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 60,531 | $11,535,000 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 124,417 | $11,500,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 402,805 | $11,480,000 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 141,600 | $11,477,000 | dollars as filed | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,886,049 | $11,468,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 133,700 | $11,437,000 | dollars as filed | put |
| WP CAREY INC COM | 92936U109 | REIT | 176,266 | $11,423,000 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 172,721 | $11,418,000 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 1,387,092 | $11,416,000 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 120,603 | $11,414,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 100,000 | $11,399,000 | dollars as filed | call |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 587,006 | $11,388,000 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 114,688 | $11,387,000 | dollars as filed | |
| RH | 74967X103 | COM | 38,979 | $11,361,000 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 278,462 | $11,331,000 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 112,516 | $11,312,000 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 290,511 | $11,269,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 182,500 | $11,207,000 | dollars as filed | put |
| DOUGLAS EMMETT INC | 25960P109 | COM | 768,001 | $11,136,000 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 50,000 | $11,128,000 | dollars as filed | call |
| BXP INC COM | 101121101 | REIT | 158,573 | $11,126,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 27,100 | $11,080,000 | dollars as filed | put |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 208,966 | $11,074,000 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 271,718 | $11,065,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 325,000 | $11,050,000 | dollars as filed | put |
| ENSIGN GROUP INC | 29358P101 | COM | 98,243 | $11,024,000 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 57,493 | $11,020,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 230,183 | $11,001,000 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 565,445 | $11,001,000 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 250,000 | $10,963,000 | dollars as filed | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 9,085 | $10,949,000 | dollars as filed | principal |
| WOODWARD INC COM | 980745103 | Stock | 80,346 | $10,938,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 105,608 | $10,936,000 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 1,312,232 | $10,931,000 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 116,927 | $10,922,000 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 173,147 | $10,916,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 123,666 | $10,899,000 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 55,546 | $10,887,000 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 141,610 | $10,865,000 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 22,300 | $10,857,000 | dollars as filed | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 53,760 | $10,847,000 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 92,809 | $10,816,000 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 301,642 | $10,814,000 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 333,634 | $10,813,000 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 73,584 | $10,812,000 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 42,102 | $10,801,000 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 219,555 | $10,780,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 269,962 | $10,769,000 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,676,272 | $10,695,000 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 991,672 | $10,671,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 184,173 | $10,652,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 10,154,000 | $10,641,000 | dollars as filed | principal |
| INGREDION INC COM | 457187102 | Stock | 97,582 | $10,589,000 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,046,277 | $10,588,000 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 720,508 | $10,555,000 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 451,919 | $10,539,000 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 32,608 | $10,530,000 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 116,072 | $10,507,000 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 89,637 | $10,507,000 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 431,418 | $10,500,000 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 448,359 | $10,491,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 227,465 | $10,473,000 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 119,869 | $10,455,000 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 420,578 | $10,447,000 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 74,231 | $10,440,000 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 260,000 | $10,431,000 | dollars as filed | call |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 373,393 | $10,344,000 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 125,043 | $10,335,000 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 148,249 | $10,315,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 34,900 | $10,291,000 | dollars as filed | call |
| AZEK CO INC | 05478C105 | CL A | 268,961 | $10,287,000 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 148,999 | $10,279,000 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 123,918 | $10,259,000 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 142,456 | $10,244,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 107,257 | $10,223,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 354,313 | $10,198,000 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 474,453 | $10,177,000 | dollars as filed | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 610,993 | $10,149,000 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 162,526 | $10,149,000 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 56,252 | $10,146,000 | dollars as filed | |
| FRANKLIN INCOME FOCUS ETF INCOME FOCUS ETF | 35473P439 | ETF | 394,628 | $10,142,000 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 300,162 | $10,112,000 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 434,117 | $10,102,000 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 373,483 | $10,073,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 7,067,000 | $10,073,000 | dollars as filed | principal |
| COMFORT SYS USA INC COM | 199908104 | Stock | 48,961 | $10,071,000 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 600,000 | $10,068,000 | dollars as filed | call |
| DIGI INTL INC | 253798102 | COM | 384,371 | $9,994,000 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 107,085 | $9,980,000 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 372,996 | $9,974,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 225,173 | $9,974,000 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 454,937 | $9,973,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 157,714 | $9,954,000 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 75,289 | $9,947,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 423,685 | $9,940,000 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 502,109 | $9,911,000 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 294,049 | $9,889,000 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 74,818 | $9,879,000 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 147,923 | $9,861,000 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 608,437 | $9,850,000 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 323,454 | $9,846,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 187,398 | $9,841,000 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,513,240 | $9,802,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 301,195 | $9,796,000 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 221,593 | $9,790,000 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 128,746 | $9,772,000 | dollars as filed | |
| VWO | 922042858 | SHS | 237,400 | $9,757,000 | dollars as filed | put |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 132,311 | $9,754,000 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 100,000 | $9,733,000 | dollars as filed | put |
| POLARIS INC COM | 731068102 | Stock | 102,585 | $9,722,000 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 125,951 | $9,666,000 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 181,373 | $9,649,000 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 1,466,712 | $9,607,000 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 145,000 | $9,588,000 | dollars as filed | put |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 219,909 | $9,570,000 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 108,741 | $9,560,000 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 96,812 | $9,539,000 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 25,023 | $9,520,000 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 130,251 | $9,504,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 44,564 | $9,484,000 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 306,800 | $9,480,000 | dollars as filed | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 36,089 | $9,475,000 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 192,720 | $9,469,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 1,079,097 | $9,464,000 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 710,713 | $9,452,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U752 | FT VEST LADDERED | 349,812 | $9,445,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 201,289 | $9,436,000 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 60,000 | $9,404,000 | dollars as filed | call |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 29,693 | $9,398,000 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 76,355 | $9,394,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 301,333 | $9,384,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 586,948 | $9,379,000 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 126,464 | $9,374,000 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 137,000 | $9,358,000 | dollars as filed | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 729,353 | $9,357,000 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 198,271 | $9,329,000 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 205,356 | $9,325,000 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 33,284 | $9,307,000 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 488,987 | $9,291,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,680,819 | $9,277,000 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 170,742 | $9,269,000 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 102,668 | $9,220,000 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,399,519 | $9,212,000 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 459,594 | $9,205,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 543,291 | $9,198,000 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 439,811 | $9,197,000 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 717,963 | $9,197,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 191,204 | $9,141,000 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 746,806 | $9,141,000 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 289,927 | $9,135,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 483,362 | $9,110,000 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 97,642 | $9,095,000 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 327,140 | $9,076,000 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 44,068 | $9,068,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 177,996 | $9,067,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 319,600 | $9,067,000 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 111,112 | $9,065,000 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 708,107 | $9,064,000 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 664,757 | $9,041,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 116,000 | $9,036,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 178,644 | $9,024,000 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 171,130 | $9,013,000 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 199,949 | $9,000,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 76,000 | $8,995,000 | dollars as filed | call |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 98,586 | $8,988,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 161,368 | $8,975,000 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 578,116 | $8,966,000 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 384,112 | $8,961,000 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 289,504 | $8,949,000 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 924,444 | $8,949,000 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 374,523 | $8,929,000 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 40,000 | $8,862,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 113,936 | $8,853,000 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 65,592 | $8,851,000 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 5,611 | $8,823,000 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 140,782 | $8,820,000 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 128,535 | $8,814,000 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 87,025 | $8,803,000 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 440,127 | $8,789,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 304,236 | $8,770,000 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 129,000 | $8,740,000 | dollars as filed | call |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 285,565 | $8,730,000 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 151,200 | $8,715,000 | dollars as filed | call |
| FORTIS INC | 349553107 | COM | 211,000 | $8,678,000 | dollars as filed | call |
| OTTER TAIL CORP | 689648103 | COM | 101,635 | $8,637,000 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 48,131 | $8,613,000 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 176,900 | $8,606,000 | dollars as filed | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 219,934 | $8,603,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 513,619 | $8,571,000 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 181,408 | $8,568,000 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,023,938 | $8,561,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 89,197 | $8,553,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 253,627 | $8,537,000 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 316,955 | $8,537,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 280,548 | $8,531,000 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 279,890 | $8,525,000 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 272,054 | $8,521,000 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 238,330 | $8,517,000 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 269,430 | $8,514,000 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 127,453 | $8,484,000 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 146,493 | $8,447,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 136,773 | $8,438,000 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 176,310 | $8,430,000 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 285,000 | $8,427,000 | dollars as filed | put |
| TENABLE HLDGS INC | 88025T102 | COM | 182,783 | $8,418,000 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 82,807 | $8,404,000 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 218,638 | $8,373,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 51,100 | $8,357,000 | dollars as filed | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,012,556 | $8,323,000 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 113,401 | $8,310,000 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 729,146 | $8,305,000 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 397,942 | $8,265,000 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 100,000 | $8,250,000 | dollars as filed | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 285,500 | $8,245,000 | dollars as filed | call |
| EBAY INC. COM | 278642103 | Stock | 189,000 | $8,244,000 | dollars as filed | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 798,566 | $8,241,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 90,000 | $8,227,000 | dollars as filed | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 575,600 | $8,219,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 227,786 | $8,216,000 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 40,493 | $8,213,000 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 56,994 | $8,207,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 324,041 | $8,199,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 150,627 | $8,193,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 133,754 | $8,189,000 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 158,192 | $8,185,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 116,176 | $8,183,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 50,000 | $8,178,000 | dollars as filed | call |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 161,766 | $8,165,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 604,516 | $8,155,000 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,000 | $8,118,000 | dollars as filed | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,000 | $8,118,000 | dollars as filed | call |
| UFP INDUSTRIES INC | 90278Q108 | COM | 64,644 | $8,116,000 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 50,000 | $8,104,000 | dollars as filed | call |
| CENTERRA GOLD INC COM | 152006102 | Stock | 1,359,056 | $8,100,000 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 174,635 | $8,095,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 128,605 | $8,092,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416870 | HART DI EQUI ETF | 173,774 | $8,076,000 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 375,000 | $8,074,000 | dollars as filed | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 44,366 | $8,068,000 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 84,800 | $8,061,000 | dollars as filed | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 493,366 | $8,046,000 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 73,589 | $8,045,000 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 44,054 | $8,039,000 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 67,443 | $8,019,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 160,893 | $8,018,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 140,000 | $8,007,000 | dollars as filed | put |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 147,280 | $7,996,000 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 163,008 | $7,985,000 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 165,184 | $7,974,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 108,657 | $7,973,000 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 649,470 | $7,949,000 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 85,395 | $7,949,000 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 259,726 | $7,945,000 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 41,535 | $7,943,000 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 154,751 | $7,933,000 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 114,545 | $7,930,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 72,350 | $7,926,000 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 276,324 | $7,924,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 114,849 | $7,919,000 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 75,000 | $7,907,000 | dollars as filed | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 22,842 | $7,893,000 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 269,910 | $7,884,000 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 228,128 | $7,882,000 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 173,314 | $7,878,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,237,481 | $7,859,000 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 690,150 | $7,840,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 422,200 | $7,828,000 | dollars as filed | call |
| CRANE NXT CO | 224441105 | COM | 137,540 | $7,822,000 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 179,715 | $7,820,000 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 600,629 | $7,820,000 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 382,825 | $7,817,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 169,850 | $7,816,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 181,246 | $7,813,000 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 422,119 | $7,806,000 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 120,964 | $7,796,000 | dollars as filed | |
| VIPER ENERGY INC | 927959106 | CL A | 248,455 | $7,796,000 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 469,916 | $7,786,000 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 31,228 | $7,786,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 123,107 | $7,771,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 620,197 | $7,764,000 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 70,000 | $7,757,000 | dollars as filed | put |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 263,431 | $7,748,000 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 704,132 | $7,745,000 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 100,000 | $7,735,000 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 105,733 | $7,728,000 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 96,498 | $7,713,000 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 508,819 | $7,709,000 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 593,473 | $7,703,000 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 221,406 | $7,685,000 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 160,861 | $7,679,000 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 264,759 | $7,662,000 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 625,430 | $7,655,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 59,673 | $7,643,000 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 131,311 | $7,636,000 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 169,881 | $7,633,000 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 110,187 | $7,626,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 358,073 | $7,615,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 208,992 | $7,597,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,143,173 | $7,588,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 480,003 | $7,574,000 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 10,000 | $7,569,000 | dollars as filed | put |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 240,318 | $7,562,000 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 7,652,000 | $7,561,000 | dollars as filed | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 100,000 | $7,553,000 | dollars as filed | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 638,622 | $7,549,000 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 181,668 | $7,508,000 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 185,000 | $7,500,000 | dollars as filed | put |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 110,502 | $7,494,000 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 102,430 | $7,482,000 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 273,612 | $7,467,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 146,743 | $7,446,000 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 37,342 | $7,437,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 321,196 | $7,436,000 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 136,140 | $7,434,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 70,630 | $7,418,000 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 333,940 | $7,418,000 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 35,595 | $7,416,000 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 171,383 | $7,409,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 370,712 | $7,396,000 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 109,746 | $7,396,000 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 73,644 | $7,391,000 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 183,325 | $7,382,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 250,000 | $7,370,000 | dollars as filed | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 204,885 | $7,367,000 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 39,709 | $7,362,000 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 51,524 | $7,339,000 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 148,104 | $7,322,000 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 169,788 | $7,312,000 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 222,786 | $7,310,000 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 201,447 | $7,306,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 136,760 | $7,296,000 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 80,000 | $7,289,000 | dollars as filed | put |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 30,600 | $7,279,000 | dollars as filed | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 394,441 | $7,277,000 | dollars as filed | |
| COHU INC | 192576106 | COM | 204,703 | $7,244,000 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 55,532 | $7,241,000 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 632,316 | $7,240,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 217,377 | $7,229,000 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 64,097 | $7,224,000 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 250,000 | $7,220,000 | dollars as filed | put |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 166,526 | $7,217,000 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 2,718,000 | $7,214,000 | dollars as filed | principal |
| SERVICE CORP INTL COM | 817565104 | Stock | 105,389 | $7,213,000 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 185,725 | $7,208,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 93,889 | $7,204,000 | dollars as filed | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 113,939 | $7,197,000 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 346,490 | $7,169,000 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 102,149 | $7,168,000 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 41,260 | $7,147,000 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 276,758 | $7,129,000 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 651,147 | $7,116,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 91,751 | $7,110,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 598,566 | $7,094,000 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 65,784 | $7,079,000 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 797,075 | $7,078,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 338,032 | $7,067,000 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 117,610 | $7,040,000 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 45,400 | $7,036,000 | dollars as filed | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 190,000 | $7,026,000 | dollars as filed | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 41,068 | $7,023,000 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 197,080 | $7,018,000 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 60,179 | $6,983,000 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 110,892 | $6,981,000 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 608,637 | $6,981,000 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 73,355 | $6,973,000 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 92,041 | $6,968,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-008032 | this filing | 2024-02-14 | acceptance time not in the bulk data set |