13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,543 holding rows worth $428,269,154,000.
- Accession
- 0001140361-24-008032
- Filer
- CIK 1000275
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 29,380 entries on the cover page, a total value of $428,269,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,269,154,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11,148 | $120,000 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 4,741 | $120,000 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 7,025 | $120,000 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 9,790 | $120,000 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 893 | $119,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 4,650 | $119,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 37,527 | $119,000 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,654 | $119,000 | dollars as filed | |
| DBX ETF TR | 23306X407 | XTRACKRS S&P 100 | 4,145 | $119,000 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 8,119 | $118,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 15,291 | $118,000 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 8,524 | $118,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 5,723 | $118,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 3,675 | $118,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 20,927 | $118,000 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 4,493 | $118,000 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 23,400 | $118,000 | dollars as filed | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 17,029 | $118,000 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 1,484 | $117,000 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 22,898 | $117,000 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 13,957 | $117,000 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 5,092 | $116,000 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,947 | $116,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 15,642 | $116,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 3,987 | $116,000 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 11,079 | $116,000 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,752 | $116,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 7,589 | $116,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 52,139 | $115,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 4,461 | $115,000 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 11,447 | $115,000 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 22,700 | $115,000 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,419 | $115,000 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 3,276 | $115,000 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 26,592 | $115,000 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 8,145 | $114,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 18,441 | $114,000 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 139,000 | $114,000 | dollars as filed | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 3,711 | $114,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 7,553 | $114,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 39,386 | $113,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 66,932 | $113,000 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 921 | $113,000 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 7,331 | $113,000 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 33,387 | $113,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1,347 | $112,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 10,298 | $112,000 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 48,707 | $112,000 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 23,731 | $112,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 2,904 | $112,000 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 13,309 | $112,000 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,101 | $111,000 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 34,827 | $111,000 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 11,961 | $111,000 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 3,909 | $111,000 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 7,991 | $110,000 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 10,655 | $110,000 | dollars as filed | |
| HARROW INC | 415858109 | COM | 9,832 | $110,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 2,630 | $110,000 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 20,600 | $109,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 12,173 | $109,000 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 13,057 | $109,000 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 48,239 | $109,000 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 11,260 | $109,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 3,058 | $109,000 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 12,392 | $109,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 15,550 | $109,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 3,379 | $109,000 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,218 | $109,000 | dollars as filed | |
| TIDAL TRUST II | 88634T105 | CARBON CLCTV CLM | 5,575 | $109,000 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 107930109 | COM | 18,600 | $109,000 | dollars as filed | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 3,102 | $108,000 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,000 | $108,000 | dollars as filed | put |
| MEDIAALPHA INC | 58450V104 | CL A | 9,693 | $108,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 13,330 | $108,000 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 5,900 | $108,000 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 557 | $108,000 | dollars as filed | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 3,667 | $108,000 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 105,000 | $108,000 | dollars as filed | principal |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 7,085 | $107,000 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 14,820 | $107,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 24,092 | $107,000 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 31,932 | $107,000 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,047 | $107,000 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 8,362 | $107,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 4,133 | $107,000 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 6,081 | $106,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 8,523 | $106,000 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 11,526 | $106,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 36,150 | $106,000 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 21,495 | $106,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 2,893 | $106,000 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,630 | $106,000 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 31,043 | $106,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 5,409 | $106,000 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 37,073 | $105,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 43,205 | $105,000 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 3,902 | $104,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 11,926 | $104,000 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 14,253 | $104,000 | dollars as filed | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 5,155 | $104,000 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 16,973 | $104,000 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 40,818 | $104,000 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 7,587 | $103,000 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 3,275 | $103,000 | dollars as filed | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 17,133 | $103,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092196 | CRYPTO IND & DIG | 3,698 | $103,000 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 9,529 | $102,000 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 22,777 | $102,000 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 27,188 | $102,000 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 6,721 | $102,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,353 | $102,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 66,895 | $101,000 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 12,017 | $101,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y541 | EQUITY DEF PROTN | 3,920 | $101,000 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 5,229 | $100,000 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 15,582 | $100,000 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 55,400 | $100,000 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125784 | KOREA ACTIVE ETF | 3,880 | $100,000 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 19,089 | $100,000 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 14,262 | $100,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 16,484 | $99,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 42,984 | $99,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 2,291 | $99,000 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,798 | $99,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 51,090 | $99,000 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,874 | $99,000 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 90,072 | $99,000 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 7,421 | $99,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 1,892 | $99,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 3,383 | $99,000 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 3,392 | $99,000 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 120,425 | $99,000 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 45,383 | $98,000 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 15,503 | $98,000 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 4,331 | $98,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 27,051 | $98,000 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 8,100 | $98,000 | dollars as filed | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 65,000 | $98,000 | dollars as filed | principal |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 14,753 | $97,000 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 69,446 | $97,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 7,031 | $97,000 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 36,609 | $97,000 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 6,300 | $97,000 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 12,550 | $96,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 2,721 | $96,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 12,443 | $96,000 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,914 | $96,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 3,181 | $96,000 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 2,518 | $95,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 18,831 | $95,000 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 9,278 | $95,000 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,192 | $95,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 797 | $95,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 4,899 | $95,000 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,859 | $95,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 11,226 | $95,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 7,806 | $95,000 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 10,432 | $94,000 | dollars as filed | |
| GLAUKOS CORP | 377322AB8 | BOND | 61,000 | $94,000 | dollars as filed | principal |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 9,628 | $93,000 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 14,442 | $93,000 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 9,217 | $93,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 25,825 | $92,000 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,919 | $92,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 10,456 | $92,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 26,842 | $92,000 | dollars as filed | |
| Grace Therapeutics Inc | 00430K865 | COM | 31,584 | $92,000 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 27,561 | $91,000 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 8,924 | $91,000 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 7,280 | $91,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 8,284 | $91,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 29,609 | $91,000 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 18,378 | $91,000 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 32,715 | $91,000 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 14,178 | $91,000 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,400 | $91,000 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 44,398 | $91,000 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 42,844 | $90,000 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 67,935 | $90,000 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 47,313 | $90,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 16,859 | $90,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 4,235 | $90,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 10,601 | $90,000 | dollars as filed | |
| Community West Bancshares | 204157101 | Common Stock | 5,200 | $90,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 26,131 | $90,000 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 28,546 | $89,000 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 4,070 | $89,000 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 28,557 | $89,000 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 82,799 | $89,000 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 3,243 | $88,000 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 6,349 | $88,000 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 14,592 | $88,000 | dollars as filed | |
| PELAGOS INS CAP LTD | G3398L118 | COM | 6,963 | $88,000 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 8,401 | $88,000 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,141 | $88,000 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 97,386 | $88,000 | dollars as filed | |
| TIDAL ETF TR II | 88634T709 | TSLA OPTION INCM | 7,346 | $88,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 33,295 | $87,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 2,821 | $87,000 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 3,215 | $87,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 14,836 | $87,000 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 7,465 | $87,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 1,902 | $87,000 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 3,036 | $87,000 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 2,657 | $87,000 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 7,981 | $86,000 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 7,386 | $86,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 27,813 | $86,000 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 6,583 | $86,000 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,731 | $86,000 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 16,375 | $86,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 35,518 | $86,000 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 8,825 | $86,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 8,320 | $86,000 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 1,699 | $85,000 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 6,755 | $85,000 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 2,457 | $85,000 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,889 | $84,000 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 86,188 | $84,000 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 10,378 | $84,000 | dollars as filed | |
| NEUMORA THERAPEUTICS INC. | 640979100 | COM | 4,939 | $84,000 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 21,086 | $83,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 12,648 | $83,000 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,499 | $83,000 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 4,496 | $83,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 1,362 | $83,000 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,575 | $83,000 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,983 | $83,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 8,190 | $83,000 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 5,826 | $83,000 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 2,000 | $82,000 | dollars as filed | put |
| TRANSALTA CORP | 89346D107 | COM | 9,900 | $82,000 | dollars as filed | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 9,901 | $82,000 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,736 | $82,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 31,000 | $82,000 | dollars as filed | call |
| ALITHYA GROUP INC | 01643b106 | COM | 61,934 | $82,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 30,345 | $81,000 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 7,281 | $81,000 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 13,246 | $81,000 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 3,578 | $81,000 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,982 | $81,000 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 34,863 | $81,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 18,829 | $81,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 84,261 | $81,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 7,110 | $81,000 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 6,604 | $80,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,325 | $80,000 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 10,664 | $80,000 | dollars as filed | |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 2,899 | $79,000 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 11,479 | $79,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 7,102 | $79,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 1,437 | $79,000 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 54,925 | $79,000 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 3,475 | $79,000 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 7,787 | $79,000 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 115,206 | $79,000 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 23,370 | $79,000 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 3,189 | $79,000 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 730 | $78,000 | dollars as filed | |
| BIRKENSTOCK HOLDING PLC | M2029K104 | COM SHS | 1,596 | $78,000 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 9,962 | $78,000 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 9,300 | $78,000 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 6,916 | $77,000 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 7,644 | $77,000 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 6,244 | $77,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,596 | $77,000 | dollars as filed | principal |
| EA SERIES TRUST | 02072L748 | DEFINED DURTN 10 | 3,438 | $77,000 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 30,625 | $77,000 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 20,964 | $77,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 20,179 | $76,000 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 13,578 | $76,000 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 6,715 | $76,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 3,280 | $76,000 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 29,311 | $76,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 1,623 | $76,000 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 6,949 | $76,000 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 17,778 | $76,000 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 64,879 | $75,000 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,758 | $75,000 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,095 | $75,000 | dollars as filed | |
| ISHARES TR | 46436E130 | IBONDS DEC 2033 | 2,898 | $75,000 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 23,379 | $75,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 3,774 | $75,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 492 | $75,000 | dollars as filed | |
| DBX ETF TR | 23306X506 | XTRAC S&P ETF | 2,955 | $75,000 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 14,503 | $75,000 | dollars as filed | |
| IVERSIFIED ENERGY COMPANY P | G2891G204 | SHS NEW | 5,007 | $75,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 35,701 | $74,000 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 6,300 | $74,000 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 3,295 | $74,000 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 54,925 | $74,000 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 12,275 | $73,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 42,868 | $73,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 2,030 | $73,000 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 10,111 | $73,000 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 13,225 | $73,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 12,228 | $73,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 5,605 | $73,000 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 2,578 | $73,000 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 3,350 | $73,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 3,435 | $73,000 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 11,994 | $73,000 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 31,837 | $73,000 | dollars as filed | |
| CLARIVATE PLC | G21810208 | CONV | 1,906 | $73,000 | dollars as filed | principal |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 8,130 | $72,000 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 10,545 | $72,000 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 4,017 | $72,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 2,101 | $72,000 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,683 | $72,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q126 | RLTY INCOME ETF | 1,608 | $72,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 50,153 | $72,000 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 8,534 | $72,000 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 17,611 | $72,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 27,157 | $71,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 9,816 | $71,000 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,054 | $71,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 12,172 | $71,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 2,335 | $71,000 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 9,441 | $71,000 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 13,291 | $71,000 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 10,377 | $71,000 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 16,247 | $71,000 | dollars as filed | |
| Delta Apparel Inc | 247368103 | COM | 9,900 | $71,000 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 7,972 | $71,000 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 7,211 | $70,000 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 8,245 | $70,000 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 22,017 | $70,000 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 5,698 | $69,000 | dollars as filed | |
| ALICO INC | 016230104 | COM | 2,394 | $69,000 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 16,500 | $69,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 15,869 | $69,000 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 13,534 | $69,000 | dollars as filed | |
| LITE STRATEGY INC | 55279B301 | COM | 11,906 | $69,000 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 10,000 | $69,000 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 150,209 | $69,000 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 13,424 | $68,000 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 10,537 | $68,000 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 1,248 | $68,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 46,960 | $68,000 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 21,094 | $68,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 75,000 | $68,000 | dollars as filed | principal |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 21,774 | $68,000 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 1,017 | $67,000 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 2,890 | $67,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 15,053 | $67,000 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 10,846 | $67,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 28,779 | $67,000 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 6,409 | $67,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 23,014 | $67,000 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 7,473 | $67,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,832 | $67,000 | dollars as filed | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,476 | $67,000 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 6,071 | $67,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 14,059 | $66,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 8,635 | $66,000 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 19,622 | $66,000 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 8,565 | $66,000 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 9,363 | $66,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 6,890 | $66,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 8,383 | $66,000 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 12,739 | $66,000 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 6,000 | $66,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 76,320 | $66,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 1,392 | $66,000 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 7,397 | $65,000 | dollars as filed | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,010 | $65,000 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 10,098 | $65,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 3,374 | $65,000 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 24,492 | $65,000 | dollars as filed | |
| iShares iBonds 2028 Term HY & Inc ETF | 46436E387 | SHS | 2,736 | $64,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 34,617 | $64,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 31,844 | $64,000 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,822 | $64,000 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 9,315 | $64,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 11,864 | $64,000 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 3,139 | $64,000 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 15,102 | $64,000 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 8,762 | $64,000 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 6,330 | $63,000 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 22,715 | $63,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 11,118 | $63,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,691 | $63,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 9,070 | $63,000 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 24,098 | $63,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 771 | $63,000 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 26,623 | $63,000 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 15,024 | $63,000 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 31,990 | $62,000 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 5,972 | $62,000 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 61,911 | $62,000 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 1,507 | $62,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 9,365 | $62,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G138 | DAILY 20+ YEAR T | 968 | $62,000 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 4,155 | $62,000 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 8,865 | $62,000 | dollars as filed | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 2,781 | $62,000 | dollars as filed | |
| TIDAL TRUST II | 88634T444 | mc | 3,000 | $62,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,042 | $61,000 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 21,447 | $61,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,161 | $61,000 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 3,857 | $61,000 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 54,715 | $61,000 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 9,677 | $61,000 | dollars as filed | |
| BROADWAY FINL CORP DEL | 111444709 | CL A NEW | 8,914 | $61,000 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 2,354 | $60,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 25,006 | $60,000 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,693 | $60,000 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,315 | $60,000 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 6,347 | $60,000 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 5,069 | $60,000 | dollars as filed | |
| CORNERCAP FUNDAMETRICS LARGE-CAP ETF | 89832P267 | ETF | 1,629 | $60,000 | dollars as filed | |
| TIDAL TR II | 88636J824 | DEFIANCE R2000 E | 3,000 | $60,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 19,552 | $59,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,255 | $59,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 4,263 | $59,000 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 11,136 | $59,000 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 14,751 | $59,000 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,649 | $59,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 12,901 | $58,000 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 4,597 | $58,000 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 4,244 | $58,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 10,649 | $58,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 8,020 | $58,000 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 13,759 | $57,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 1,593 | $57,000 | dollars as filed | |
| EA SERIES TRUST | 02072L326 | HONEYTREE US EQU | 2,000 | $57,000 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 8,384 | $57,000 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 10,288 | $56,000 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 2,453 | $56,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 5,164 | $56,000 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 11,135 | $56,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 2,270 | $56,000 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 225,000 | $56,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 3,026 | $56,000 | dollars as filed | principal |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,518 | $56,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 40,911 | $55,000 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 8,400 | $55,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 7,498 | $55,000 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 6,405 | $55,000 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 50,000 | $55,000 | dollars as filed | principal |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 4,001 | $55,000 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 2,080 | $54,000 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 25,317 | $54,000 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 8,904 | $54,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 7,495 | $54,000 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 6,493 | $54,000 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 1,766 | $54,000 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 27,704 | $54,000 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 1,263 | $54,000 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 16,306 | $54,000 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 7,916 | $54,000 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 4,972 | $54,000 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 4,110 | $54,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 38,167 | $54,000 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 11,665 | $53,000 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 780 | $53,000 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 1,936 | $53,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 21,026 | $53,000 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 24,082 | $53,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 551 | $53,000 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 2,036 | $53,000 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 19,260 | $53,000 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,500 | $52,000 | dollars as filed | put |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 7,064 | $52,000 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 19,578 | $52,000 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 1,492 | $52,000 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 3,201 | $52,000 | dollars as filed | |
| ISHARES TR | 46436E122 | IBON 2030 TE ETF | 2,000 | $52,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,664 | $52,000 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 3,715 | $52,000 | dollars as filed | principal |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 2,585 | $52,000 | dollars as filed | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 2,856 | $52,000 | dollars as filed | |
| EA SERIES TRUST | 02072L599 | STRI 1000 VA ETF | 1,940 | $52,000 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,000 | $52,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,623 | $52,000 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 52,935 | $52,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 4,814 | $52,000 | dollars as filed | |
| JACOB FDS INC | 469785703 | FORWARD ETF | 4,975 | $52,000 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 15,910 | $51,000 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 5,918 | $51,000 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 4,697 | $51,000 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 2,380 | $51,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 2,826 | $51,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 5,912 | $51,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 14,450 | $51,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 860 | $51,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 455 | $51,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 987 | $51,000 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 4,664 | $50,000 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 16,678 | $50,000 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 36,194 | $50,000 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 4,442 | $50,000 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,289 | $50,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188879 | TACTICAL BOND | 1,004 | $50,000 | dollars as filed | |
| MAC Copper Ltd | G60409110 | Common Stock | 4,109 | $50,000 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,575 | $50,000 | dollars as filed | |
| LISTED FD TR | 53656G431 | ROUNDHILL S&P GL | 2,000 | $50,000 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 4,985 | $49,000 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 7,605 | $49,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-008032 | this filing | 2024-02-14 | acceptance time not in the bulk data set |