13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,543 holding rows worth $428,269,154,000.
- Accession
- 0001140361-24-008032
- Filer
- CIK 1000275
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 29,380 entries on the cover page, a total value of $428,269,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,269,154,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 6,290 | $227,000 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 4,816 | $226,000 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 4,814 | $226,000 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 9,591 | $226,000 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,523 | $226,000 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,511 | $226,000 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 18,103 | $226,000 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 15,561 | $225,000 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 34,707 | $224,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 12,630 | $224,000 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 33,132 | $224,000 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 13,500 | $224,000 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,200 | $223,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 49,255 | $223,000 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 57,002 | $223,000 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 14,499 | $223,000 | dollars as filed | |
| TCW ETF TRUST | 29287L304 | TRAN SU CHAI ETF | 3,921 | $223,000 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 5,058 | $223,000 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 7,628 | $223,000 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 9,965 | $223,000 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 23,913 | $222,000 | dollars as filed | |
| HEALTHSTREAM INC | 42222N103 | COM | 8,231 | $222,000 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 3,998 | $222,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 17,445 | $222,000 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 3,263 | $222,000 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 7,739 | $222,000 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 20,901 | $222,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 40,000 | $221,000 | dollars as filed | put |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 21,564 | $221,000 | dollars as filed | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 9,361 | $220,000 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 25,825 | $220,000 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 19,471 | $220,000 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 42,551 | $220,000 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 37,225 | $220,000 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 34,221 | $220,000 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 8,870 | $220,000 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,498 | $220,000 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 30,240 | $219,000 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 7,074 | $219,000 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 21,340 | $218,000 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 15,927 | $218,000 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 6,264 | $218,000 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 151,431 | $218,000 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 17,182 | $217,000 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 23,944 | $217,000 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 10,045 | $217,000 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,754 | $216,000 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 21,582 | $216,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 6,064 | $216,000 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 22,429 | $216,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 3,664 | $216,000 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 14,654 | $215,000 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 2,446 | $215,000 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 23,313 | $215,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 4,520 | $215,000 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 17,015 | $214,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 102,593 | $214,000 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 50,349 | $214,000 | dollars as filed | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 9,480 | $214,000 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 3,881 | $213,000 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 11,116 | $213,000 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 6,806 | $213,000 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 25,099 | $212,000 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 9,839 | $212,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 34,076 | $211,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 7,138 | $211,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 7,000 | $211,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 5,433 | $210,000 | dollars as filed | |
| iShares iBonds Dec. 2029 Municipal Bond ETF | 46436E163 | ETF | 8,200 | $210,000 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 10,649 | $210,000 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,500 | $209,000 | dollars as filed | put |
| ALERUS FINL CORP | 01446U103 | COM | 9,285 | $209,000 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 43,196 | $208,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J743 | DYNAMIC MUNICIP | 7,722 | $208,000 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 22,115 | $208,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 41,586 | $207,000 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 44,025 | $207,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 5,842 | $206,000 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 10,804 | $206,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 5,784 | $206,000 | dollars as filed | |
| CROWN CRAFTS INC | 228309100 | COM | 41,500 | $206,000 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 11,723 | $206,000 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 22,837 | $205,000 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,441 | $205,000 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,384 | $204,000 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 42,947 | $204,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 76,299 | $204,000 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,237 | $203,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 4,155 | $203,000 | dollars as filed | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 11,588 | $203,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 7,168 | $203,000 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 30,775 | $203,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 27,851 | $202,000 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 62,809 | $202,000 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,394 | $202,000 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 8,519 | $201,000 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 34,028 | $201,000 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 10,088 | $201,000 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 8,431 | $200,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H789 | DIGIT INDIA ETF | 5,506 | $200,000 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 27,247 | $200,000 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 62,000 | $200,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 5,307 | $199,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 20,093 | $199,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 6,782 | $199,000 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 31,394 | $199,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 16,476 | $198,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 2,214 | $198,000 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 5,648 | $198,000 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 62,320 | $198,000 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 94,191 | $198,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 19,261 | $198,000 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 19,070 | $197,000 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 38,318 | $197,000 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 15,432 | $197,000 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 10,689 | $197,000 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 6,466 | $196,000 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 85,454 | $196,000 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 7,162 | $196,000 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 15,608 | $196,000 | dollars as filed | |
| LIVE VENTURES INC | 538142308 | COM NEW | 7,700 | $196,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 6,363 | $195,000 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,270 | $195,000 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 26,618 | $195,000 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 31,810 | $195,000 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,500 | $195,000 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 12,092 | $195,000 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 10,166 | $194,000 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 16,083 | $194,000 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 14,456 | $194,000 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 28,535 | $193,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 5,352 | $193,000 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,656 | $193,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 6,247 | $193,000 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 10,144 | $193,000 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,114 | $193,000 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 18,567 | $192,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 17,015 | $192,000 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 38,762 | $192,000 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 15,622 | $192,000 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 7,460 | $192,000 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 7,503 | $191,000 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 14,434 | $191,000 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 11,032 | $191,000 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 7,530 | $191,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 6,602 | $191,000 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 24,297 | $191,000 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 49,411 | $190,000 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 19,342 | $190,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 7,985 | $190,000 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 6,454 | $190,000 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 12,162 | $189,000 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,615 | $189,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 173,917 | $189,000 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 9,248 | $189,000 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 26,181 | $188,000 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,158 | $188,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 7,118 | $188,000 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 3,848 | $188,000 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 34,791 | $188,000 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 13,328 | $187,000 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 13,451 | $187,000 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 26,276 | $186,000 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 7,444 | $185,000 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 13,130 | $185,000 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 20,902 | $185,000 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 5,787 | $185,000 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 14,500 | $185,000 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 3,597 | $184,000 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,783 | $184,000 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,202 | $184,000 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 23,072 | $184,000 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 125,558 | $183,000 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 41,320 | $183,000 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 32,015 | $183,000 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 7,876 | $182,000 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 6,695 | $182,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 57,303 | $182,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 3,588 | $182,000 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 106,000 | $182,000 | dollars as filed | principal |
| IES HOLDINGS INC | 44951W106 | COM | 2,293 | $181,000 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 4,952 | $181,000 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 12,133 | $181,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 4,108 | $181,000 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 13,450 | $181,000 | dollars as filed | |
| KLAVIYO INC COM SER A | 49845K101 | Stock | 6,476 | $180,000 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 5,483 | $180,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 1,982 | $180,000 | dollars as filed | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 7,000 | $180,000 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 3,204 | $180,000 | dollars as filed | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 8,166 | $180,000 | dollars as filed | |
| APOGEE THERAPEUTICS INC COM | 03770N101 | Stock | 6,409 | $179,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 4,985 | $179,000 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 32,475 | $179,000 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 10,081 | $179,000 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 6,596 | $179,000 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 22,377 | $179,000 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 14,652 | $179,000 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,589 | $179,000 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 50 | $178,000 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 11,362 | $178,000 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 16,298 | $178,000 | dollars as filed | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 7,188 | $178,000 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 8,945 | $178,000 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 220,331 | $178,000 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 13,117 | $177,000 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 9,360 | $177,000 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 22,037 | $176,000 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 45,161 | $176,000 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 202,658 | $176,000 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 13,717 | $176,000 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 13,192 | $176,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 21,282 | $176,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 7,693 | $175,000 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 10,007 | $175,000 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 19,636 | $175,000 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 8,665 | $175,000 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 200,904 | $175,000 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 22,241 | $175,000 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 3,693 | $175,000 | dollars as filed | principal |
| ALEXANDERS INC COM | 014752109 | REIT | 814 | $174,000 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 14,584 | $174,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 65,561 | $174,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 18,997 | $174,000 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 67,074 | $174,000 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 13,643 | $174,000 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 5,701 | $173,000 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 5,501 | $173,000 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 19,357 | $173,000 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 12,595 | $172,000 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 28,012 | $171,000 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 5,316 | $171,000 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 51,500 | $171,000 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 8,597 | $171,000 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 12,261 | $171,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 4,990 | $171,000 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,128 | $171,000 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 14,329 | $171,000 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 119,042 | $170,000 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 2,596 | $170,000 | dollars as filed | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 38,452 | $170,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J768 | US HIGH DIVI ETF | 5,619 | $170,000 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 86,000 | $170,000 | dollars as filed | principal |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 34,485 | $169,000 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,947 | $169,000 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 45,124 | $169,000 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 9,269 | $168,000 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 34,410 | $168,000 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 7,353 | $168,000 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 3,644 | $168,000 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 32,555 | $168,000 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 5,210 | $168,000 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 46,016 | $167,000 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 13,720 | $167,000 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 5,715 | $167,000 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 32,974 | $167,000 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 15,364 | $167,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 4,071 | $166,000 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 10,790 | $166,000 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 19,404 | $165,000 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 120,082 | $165,000 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 38,785 | $164,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 9,517 | $164,000 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 17,919 | $164,000 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 5,989 | $164,000 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 4,597 | $163,000 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 8,483 | $163,000 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 19,315 | $163,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 149,042 | $162,000 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 13,498 | $162,000 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 13,789 | $161,000 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 11,367 | $161,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,417 | $161,000 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 15,714 | $161,000 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 50,203 | $160,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P797 | CMN | 6,260 | $160,000 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 4,376 | $160,000 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,917 | $160,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 7,368 | $159,000 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 2,060 | $159,000 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 15,826 | $158,000 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 40,804 | $158,000 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,506 | $158,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 6,506 | $158,000 | dollars as filed | |
| EA SERIES TRUST | 02072L383 | WHIT PU LIST ETF | 5,896 | $158,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 1,732 | $157,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 17,617 | $157,000 | dollars as filed | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 1,189 | $157,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 8,052 | $157,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 13,603 | $157,000 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 18,479 | $156,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 14,205 | $156,000 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 10,833 | $156,000 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 11,514 | $156,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 5,669 | $156,000 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,306 | $156,000 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 11,538 | $156,000 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 5,218 | $156,000 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 41,221 | $156,000 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 28,637 | $155,000 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 6,900 | $155,000 | dollars as filed | put |
| CMB.TECH NV SHS | B38564108 | Stock | 8,817 | $155,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 26,500 | $155,000 | dollars as filed | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 2,426 | $155,000 | dollars as filed | |
| Mach Natural Resource LP | 55445L100 | COM | 9,368 | $155,000 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 11,506 | $154,000 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 14,084 | $154,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 43,819 | $154,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 7,180 | $154,000 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 14,923 | $154,000 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,624 | $154,000 | dollars as filed | |
| GLOBAL X EMERGING MARKETS EX C | 37960a636 | INDX FD | 5,882 | $154,000 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 2,651 | $153,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 5,425 | $153,000 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 5,938 | $153,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 11,361 | $153,000 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 25,956 | $152,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 4,692 | $152,000 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 19,834 | $151,000 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 86,110 | $151,000 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 21,398 | $151,000 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 6,831 | $151,000 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 9,369 | $151,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 5,128 | $151,000 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 4,834 | $151,000 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 24,638 | $151,000 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 140,560 | $151,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 14,279 | $150,000 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 60,997 | $150,000 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 6,019 | $150,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 3,416 | $150,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 4,405 | $150,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 3,384 | $150,000 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 10,763 | $150,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q804 | ENERGY INM PARTN | 7,044 | $150,000 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 3,250 | $149,000 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 8,532 | $149,000 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 24,706 | $149,000 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 3,009 | $149,000 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 20,927 | $149,000 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 33,427 | $149,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 5,830 | $149,000 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,627 | $149,000 | dollars as filed | |
| BETTER HOME & FINANCE HOLDIN | 08774B102 | COM | 182,517 | $149,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P839 | NUVEEN SMALL CAP | 6,048 | $149,000 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 10,834 | $148,000 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 21,826 | $148,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,368 | $148,000 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,947 | $148,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 6,682 | $148,000 | dollars as filed | |
| SIREN ETF TR | 829658301 | CMN | 2,428 | $148,000 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 5,229 | $147,000 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 6,535 | $147,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 2,098 | $147,000 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 3,542 | $147,000 | dollars as filed | principal |
| ADVISORSHARES TR | 00768Y479 | ETFs | 4,346 | $147,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 4,634 | $146,000 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 18,620 | $146,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 18,954 | $146,000 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 8,498 | $146,000 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 13,200 | $145,000 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 4,934 | $145,000 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 21,834 | $145,000 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 14,121 | $144,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 29,400 | $144,000 | dollars as filed | call |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 45,521 | $144,000 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 17,099 | $144,000 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 4,643 | $144,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 13,825 | $143,000 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 16,415 | $143,000 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 12,781 | $143,000 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 3,147 | $143,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 3,485 | $143,000 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 3,112 | $143,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 190,363 | $143,000 | dollars as filed | |
| KODIAK GAS SVCS INC | 50012A108 | COM | 7,047 | $142,000 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 29,583 | $142,000 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,346 | $142,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 5,669 | $142,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 7,696 | $142,000 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 7,010 | $141,000 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 7,434 | $141,000 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 20,642 | $141,000 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 39,985 | $141,000 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 11,489 | $141,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 5,612 | $141,000 | dollars as filed | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 31,900 | $141,000 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 58,508 | $140,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 6,753 | $140,000 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 6,910 | $140,000 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 13,820 | $140,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 5,655 | $140,000 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 145,000 | $140,000 | dollars as filed | principal |
| THRYV HLDGS INC | 886029206 | COM NEW | 6,836 | $139,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,566 | $139,000 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 60,665 | $139,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B527 | BAHL GA GROW ETF | 5,400 | $138,000 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 20,796 | $138,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 12,202 | $138,000 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 52,458 | $138,000 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 6,361 | $138,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 31,680 | $138,000 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 38,853 | $138,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 14,701 | $137,000 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 9,767 | $137,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 19,400 | $136,000 | dollars as filed | put |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 19,400 | $136,000 | dollars as filed | call |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 13,745 | $136,000 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 28,876 | $136,000 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 14,143 | $136,000 | dollars as filed | |
| HURCO CO | 447324104 | COM | 6,310 | $136,000 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 160,000 | $136,000 | dollars as filed | principal |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 6,897 | $136,000 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,300 | $135,000 | dollars as filed | put |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 584 | $135,000 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 34,975 | $135,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 3,275 | $135,000 | dollars as filed | |
| ALPHA ARCHITECT HIGH INFLATION AND DEFLATION ETF | 02072L631 | ETF | 5,836 | $135,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 5,568 | $135,000 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 11,568 | $135,000 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 22,098 | $134,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 33,064 | $134,000 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,947 | $134,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 8,953 | $134,000 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 6,554 | $134,000 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 8,509 | $134,000 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 12,380 | $133,000 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 11,563 | $133,000 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 3,253 | $133,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 37,061 | $133,000 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 30,910 | $133,000 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 20,400 | $133,000 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 14,048 | $133,000 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 13,702 | $133,000 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 4,832 | $132,000 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 7,178 | $132,000 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 8,425 | $132,000 | dollars as filed | |
| VIRCO MFG CO | 927651109 | COM | 11,000 | $132,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 145,000 | $132,000 | dollars as filed | principal |
| HERSHEY CO COM | 427866108 | Stock | 700 | $131,000 | dollars as filed | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 43,796 | $131,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 55,304 | $131,000 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 8,350 | $131,000 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 14,571 | $131,000 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 19,902 | $130,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 1,268 | $130,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,648 | $130,000 | dollars as filed | |
| CF BANKSHARES INC | 12520L109 | COM | 6,629 | $130,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 998 | $130,000 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 79,560 | $130,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 19,770 | $130,000 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 13,259 | $129,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 3,957 | $129,000 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 25,208 | $129,000 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 1,950 | $129,000 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 31,488 | $129,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 39,871 | $129,000 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 17,029 | $129,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 3,880 | $129,000 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 11,778 | $129,000 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20,240 | $129,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 1,745 | $128,000 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 91,291 | $128,000 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 50,000 | $128,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 16,969 | $128,000 | dollars as filed | |
| DBX ETF TR | 23306X308 | XTRACKERS S&P GR | 3,747 | $128,000 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 51,772 | $128,000 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 10,464 | $128,000 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 29,989 | $127,000 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 14,774 | $127,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 54,478 | $126,000 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 8,434 | $126,000 | dollars as filed | |
| Canadian $ ETF | 46138T104 | ETF | 1,705 | $126,000 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 14,117 | $125,000 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,100 | $125,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 3,462 | $125,000 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 18,787 | $125,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 3,437 | $125,000 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,233 | $124,000 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 64,300 | $124,000 | dollars as filed | |
| HENNESSY FDS TR | 42588P692 | SUSTAINABLE ETF | 4,405 | $124,000 | dollars as filed | |
| BURKE HERBERT FINL SVCS CORP | 12135Y108 | COM | 1,957 | $123,000 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,526 | $123,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 3,678 | $123,000 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 5,780 | $123,000 | dollars as filed | principal |
| GUILD HLDGS CO | 40172N107 | CL A | 8,700 | $123,000 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 8,361 | $122,000 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 8,017 | $122,000 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 82,458 | $122,000 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 23,203 | $122,000 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 4,292 | $122,000 | dollars as filed | |
| NORTECH SYS INC | 656553104 | COM | 12,900 | $122,000 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 4,700 | $121,000 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 9,852 | $121,000 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 7,595 | $121,000 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 10,875 | $121,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 1,687 | $121,000 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 8,324 | $121,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 21,310 | $120,000 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 22,247 | $120,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-008032 | this filing | 2024-02-14 | acceptance time not in the bulk data set |