13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,543 holding rows worth $428,269,154,000.
- Accession
- 0001140361-24-008032
- Filer
- CIK 1000275
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 29,380 entries on the cover page, a total value of $428,269,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,269,154,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 449 | $10,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 441 | $10,000 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 15,531 | $10,000 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,000 | $10,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 522 | $10,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 10,000 | $10,000 | dollars as filed | principal |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 1,031 | $10,000 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 15,177 | $10,000 | dollars as filed | |
| URGENTLY INC COM NEW | 916931108 | Stock | 3,062 | $10,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,500 | $10,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $10,000 | dollars as filed | |
| NULL | 500767470 | NULL | 632 | $10,000 | dollars as filed | |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 15,000 | $10,000 | dollars as filed | principal |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 400 | $10,000 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 1,650 | $9,000 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 585 | $9,000 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $9,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 182 | $9,000 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 550 | $9,000 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 1,661 | $9,000 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,301 | $9,000 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 1,165 | $9,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 305 | $9,000 | dollars as filed | |
| JANUS HENDERSON B-BBB CLO ETF | 47103U753 | ETF | 192 | $9,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 437 | $9,000 | dollars as filed | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 225 | $9,000 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 4,376 | $9,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,231 | $9,000 | dollars as filed | |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 317 | $9,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T207 | COM | 1,328 | $9,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 394 | $9,000 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 16,088 | $9,000 | dollars as filed | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 10,000 | $9,000 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 9,000 | $9,000 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 10,000 | $9,000 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 17,573 | $9,000 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 55,908 | $9,000 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 25,843 | $9,000 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 9,863 | $9,000 | dollars as filed | |
| IM CANNABIS CORP | 44969Q307 | COM | 25,727 | $9,000 | dollars as filed | |
| TIDAL TR II | 88636J840 | DEFIANCE OPTN IN | 519 | $9,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 207 | $8,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 1,034 | $8,000 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 436 | $8,000 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 350 | $8,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 4,485 | $8,000 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,253 | $8,000 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 4,000 | $8,000 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 716 | $8,000 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 1,074 | $8,000 | dollars as filed | |
| KOLIBRI GLOBAL ENERGY INC | 50043K406 | COMMON STOCK | 2,182 | $8,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 8,872 | $8,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,857 | $8,000 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 7,928 | $8,000 | dollars as filed | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 740 | $8,000 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 10,000 | $8,000 | dollars as filed | principal |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 828 | $8,000 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 469 | $8,000 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 2,866 | $8,000 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 1,242 | $8,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 228 | $8,000 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 1,330 | $8,000 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 1,029 | $8,000 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 4,189 | $8,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 456 | $8,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 355 | $8,000 | dollars as filed | |
| GREENIDGE GENERATION HOLDINGS | 39531g308 | COM | 1,101 | $8,000 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 1,057 | $8,000 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 5,555 | $8,000 | dollars as filed | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 331 | $8,000 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L302 | COM NEW | 1,302 | $8,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 33 | $8,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 7,000 | $8,000 | dollars as filed | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 591 | $7,000 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,312 | $7,000 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 28,528 | $7,000 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 863 | $7,000 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 1,149 | $7,000 | dollars as filed | |
| TCW ETF TRUST | 29287L205 | TRANS SYSTE ETF | 118 | $7,000 | dollars as filed | |
| BNY MELLON CONCENTRTD INTRTNL ETF | 09661T834 | COM | 138 | $7,000 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 300 | $7,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 4,030 | $7,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 268 | $7,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,165 | $7,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 162 | $7,000 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $7,000 | dollars as filed | |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 254 | $7,000 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 363 | $7,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 330 | $7,000 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,027 | $7,000 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 2,878 | $7,000 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H400 | COM | 1,437 | $7,000 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463309 | COM CL A NEW | 827 | $7,000 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 1,118 | $7,000 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 4,299 | $7,000 | dollars as filed | |
| ISHARES TR | 46436E171 | LITHIUM MINRS | 400 | $7,000 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,141 | $7,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $7,000 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 7,000 | $7,000 | dollars as filed | principal |
| TURNSTONE BIOLOGICS CORP | 90042W100 | COM | 2,624 | $7,000 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 21,089 | $7,000 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 1,979 | $7,000 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 6,489 | $7,000 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 1,156 | $6,000 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,124 | $6,000 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,000 | $6,000 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 1,167 | $6,000 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 149 | $6,000 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 600 | $6,000 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,310 | $6,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 2,468 | $6,000 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 100 | $6,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 811 | $6,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 708 | $6,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 225 | $6,000 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,012 | $6,000 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 346 | $6,000 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 355 | $6,000 | dollars as filed | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 530 | $6,000 | dollars as filed | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 202 | $6,000 | dollars as filed | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 74 | $6,000 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 708 | $6,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 100 | $6,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 270 | $6,000 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 198 | $6,000 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,000 | $6,000 | dollars as filed | principal |
| VTV THERAPEUTICS INC | 918385204 | CL A NEW | 588 | $6,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 220 | $6,000 | dollars as filed | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $6,000 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 26,000 | $6,000 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 560 | $6,000 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,000 | $6,000 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,000 | $6,000 | dollars as filed | principal |
| SAFETY SHOT INC | 48208F105 | COM NEW | 1,650 | $6,000 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 7,000 | $6,000 | dollars as filed | principal |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 10,505 | $6,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 298 | $6,000 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 12,348 | $6,000 | dollars as filed | |
| NOVO INTEGRATED SCIENCES INC | 67011T300 | COM NEW | 7,528 | $6,000 | dollars as filed | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 73 | $6,000 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 100 | $5,000 | dollars as filed | call |
| PROSHARES TR | 74347G242 | S&P 500 HIGH INC | 125 | $5,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 91 | $5,000 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,153 | $5,000 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 1,009 | $5,000 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,500 | $5,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 207 | $5,000 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 1,466 | $5,000 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 8,933 | $5,000 | dollars as filed | |
| RBB FD INC | 74933W478 | US TREASRY 12 MT | 100 | $5,000 | dollars as filed | |
| LISTED FDS TR | 53656F383 | SPEAR ALPHA ETF | 219 | $5,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 800 | $5,000 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,760 | $5,000 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 381 | $5,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W770 | CMN | 153 | $5,000 | dollars as filed | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 188 | $5,000 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 128 | $5,000 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 8,800 | $5,000 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 363 | $5,000 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 1,495 | $5,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 128 | $5,000 | dollars as filed | |
| MAWSON INFRASTRUCTURE GROUP | 57778N307 | COM | 1,606 | $5,000 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,000 | $5,000 | dollars as filed | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 35,824 | $5,000 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 3,770 | $5,000 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 44,247 | $5,000 | dollars as filed | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,099 | $5,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $5,000 | dollars as filed | |
| MSP RECOVERY INC | 553745209 | CL A NEW | 2,353 | $5,000 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 8,311 | $5,000 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 100 | $4,000 | dollars as filed | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 499 | $4,000 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 299 | $4,000 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 408 | $4,000 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 199 | $4,000 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 660 | $4,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 6,914 | $4,000 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 63 | $4,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 521 | $4,000 | dollars as filed | |
| GMO ETF TRUST | 90139K100 | US QUALITY ETF | 143 | $4,000 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 13,756 | $4,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 200 | $4,000 | dollars as filed | |
| JPMORGAN ACTIVE BOND ETF | 46654Q716 | COM | 84 | $4,000 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC | 252828108 | COM | 335 | $4,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,614 | $4,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 100 | $4,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 180 | $4,000 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $4,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 134 | $4,000 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 255 | $4,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $4,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 79 | $4,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 200 | $4,000 | dollars as filed | |
| FINWARD BANCORP | 31812F109 | COM | 142 | $4,000 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000 | $4,000 | dollars as filed | principal |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 130 | $4,000 | dollars as filed | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 355 | $4,000 | dollars as filed | |
| PROSHARES TR | 74347G788 | ULTR NASDAQCMPTG | 195 | $4,000 | dollars as filed | |
| MIRA PHARMACEUTICALS INC | 60458C104 | COM | 3,500 | $4,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 196 | $4,000 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 1,324 | $4,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 5,850 | $4,000 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $4,000 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,000 | $4,000 | dollars as filed | principal |
| QURATE RETAIL INC | 74915M209 | COM | 534 | $4,000 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 2,768 | $4,000 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 4,000 | $4,000 | dollars as filed | principal |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 8,508 | $4,000 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 5,000 | $4,000 | dollars as filed | |
| NULL | 52178J303 | NULL | 743 | $4,000 | dollars as filed | |
| MYNARIC AG | 62857X101 | SPON ADS | 736 | $4,000 | dollars as filed | |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 1,265 | $3,000 | dollars as filed | |
| ENLIGHT RENEWABLE ENERGY LTD SHS | M4056D110 | Stock | 151 | $3,000 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,216 | $3,000 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 150 | $3,000 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 350 | $3,000 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 300 | $3,000 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 543 | $3,000 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 200 | $3,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 244 | $3,000 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 125 | $3,000 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 3,250 | $3,000 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 124 | $3,000 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 100 | $3,000 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 446 | $3,000 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 69 | $3,000 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 82 | $3,000 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 209 | $3,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 675 | $3,000 | dollars as filed | |
| HYCROFT MINING HOLDING CO A | 44862P208 | COMMON STOCK | 1,182 | $3,000 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 1,082 | $3,000 | dollars as filed | |
| INHIBIKASE THERAPEUTICS INC | 45719W205 | COMMON STOCK | 2,000 | $3,000 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 686 | $3,000 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 94 | $3,000 | dollars as filed | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 289 | $3,000 | dollars as filed | |
| TIDAL TRUST II | 88634T774 | YIELDMAX NVDA | 119 | $3,000 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859201 | COM NEW | 267 | $3,000 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 100 | $3,000 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 5,325 | $3,000 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 293 | $3,000 | dollars as filed | |
| CURIS INC | 231269309 | COM | 165 | $3,000 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 1,167 | $3,000 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 600 | $3,000 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 26 | $3,000 | dollars as filed | |
| MAGYAR BANCORP INC | 55977T208 | COM | 284 | $3,000 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 255 | $3,000 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 494 | $3,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 155 | $3,000 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 186 | $3,000 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,644 | $3,000 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E205 | COM NEW | 1,247 | $3,000 | dollars as filed | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 100 | $3,000 | dollars as filed | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 215 | $3,000 | dollars as filed | |
| XOS INC | 98423B306 | COM | 480 | $3,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 100 | $3,000 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 2,500 | $3,000 | dollars as filed | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,893 | $3,000 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 4,982 | $3,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,000 | $3,000 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 3,000 | $3,000 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $3,000 | dollars as filed | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,000 | $3,000 | dollars as filed | principal |
| LILIUM N V | N52586109 | COM | 3,175 | $3,000 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,627 | $3,000 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $3,000 | dollars as filed | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $3,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 7,691 | $3,000 | dollars as filed | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 2,894 | $3,000 | dollars as filed | |
| TC Bancshares, Inc. | 87224V108 | Non 13F Security | 191 | $3,000 | dollars as filed | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 3,049 | $3,000 | dollars as filed | |
| NULL | 25381D206 | NULL | 1,609 | $3,000 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 10,000 | $3,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B725 | GRAYSCALE FUTURE | 173 | $3,000 | dollars as filed | |
| EXPRESS INC XXXBANKRUPTCY EFF: 01/02/25 | 30219E202 | COM | 327 | $3,000 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 1,274 | $3,000 | dollars as filed | |
| FOREMOST LITHIUM RES & TECH | 345510200 | COM NEW | 1,209 | $3,000 | dollars as filed | |
| RISKON INTERNATIONAL INC | 27888N406 | COM | 10,515 | $3,000 | dollars as filed | |
| GLOBAL X FDS | 37960A685 | MSCI CHINA RE | 230 | $3,000 | dollars as filed | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 54 | $2,000 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 538 | $2,000 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 953 | $2,000 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 725 | $2,000 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 191 | $2,000 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 349 | $2,000 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 79 | $2,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 593 | $2,000 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 550 | $2,000 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 400 | $2,000 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 279 | $2,000 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 649 | $2,000 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 1,244 | $2,000 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 647 | $2,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 50 | $2,000 | dollars as filed | |
| NEUROGENE INC | 64135M105 | COMMON STOCK | 104 | $2,000 | dollars as filed | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 263 | $2,000 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 1,033 | $2,000 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 225 | $2,000 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 202 | $2,000 | dollars as filed | |
| BK TECHNOLOGIES CORP | 05587G203 | COMMON STOCK | 129 | $2,000 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,069 | $2,000 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 301 | $2,000 | dollars as filed | |
| TIDAL TRUST II | 88634T790 | YIELDMAX GOOGL | 124 | $2,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 965 | $2,000 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 467 | $2,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 93 | $2,000 | dollars as filed | |
| KRANESHARES TRUST | 500767579 | HANG SENG TECH | 213 | $2,000 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 149 | $2,000 | dollars as filed | |
| INSIGHT MOLECULAR DIA INC | 68235C206 | COM NEW | 901 | $2,000 | dollars as filed | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 113 | $2,000 | dollars as filed | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 160 | $2,000 | dollars as filed | |
| NSTS BANCORP INC | 6293JP109 | COM | 264 | $2,000 | dollars as filed | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 135 | $2,000 | dollars as filed | |
| MONEYHERO LIMITED | G6202B119 | *W EXP 09/13/202 | 32,401 | $2,000 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 266 | $2,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 44 | $2,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G120 | DA BI BU 3X ETF | 20 | $2,000 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 375 | $2,000 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 668 | $2,000 | dollars as filed | |
| TIGO ENERGY INC | 88675P103 | CMN | 953 | $2,000 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 795 | $2,000 | dollars as filed | |
| COYA THERAPEUTICS INC | 22407B108 | CMN | 209 | $2,000 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 57 | $2,000 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 985 | $2,000 | dollars as filed | |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 161 | $2,000 | dollars as filed | |
| TIDAL TRUST II | 88634T816 | YIELDMAX META | 80 | $2,000 | dollars as filed | |
| TIDAL TRUST II | 88634T857 | YIELDMAX AAPL | 100 | $2,000 | dollars as filed | |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 143 | $2,000 | dollars as filed | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 180 | $2,000 | dollars as filed | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 305 | $2,000 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 100 | $2,000 | dollars as filed | |
| AEYE INC | 008183204 | CL A NEW | 693 | $2,000 | dollars as filed | |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 373 | $2,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B865 | U S GL SE SK ETF | 100 | $2,000 | dollars as filed | |
| BOGOTA FINL CORP | 097235105 | COM | 189 | $2,000 | dollars as filed | |
| PHOENIX NEW MEDIA LTD | 71910C202 | SPONSORED ADS | 1,753 | $2,000 | dollars as filed | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 82 | $2,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 104 | $2,000 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J203 | COM NEW | 309 | $2,000 | dollars as filed | |
| SYNLOGIC INC | 87166L209 | COM | 592 | $2,000 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,910 | $2,000 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 390 | $2,000 | dollars as filed | |
| Hanover Bancorp | 410710206 | COM | 118 | $2,000 | dollars as filed | |
| POWER REIT | 73933H101 | COM | 3,074 | $2,000 | dollars as filed | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,090 | $2,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 340 | $2,000 | dollars as filed | |
| PB BANKSHARES INC | 69318V103 | COM | 176 | $2,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000 | $2,000 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,000 | $2,000 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,000 | $2,000 | dollars as filed | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 3,000 | $2,000 | dollars as filed | principal |
| Draganfly Inc | 26142Q205 | COM | 6,915 | $2,000 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 3,347 | $2,000 | dollars as filed | |
| MOMENTUS INC | 60879E200 | COM | 1,147 | $2,000 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 200 | $2,000 | dollars as filed | |
| CBDMD INC | 12482W309 | COM | 1,721 | $2,000 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A203 | COM | 459 | $2,000 | dollars as filed | |
| ENERGOUS CORP | 29272C202 | COM | 1,037 | $2,000 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 966 | $2,000 | dollars as filed | |
| VIEW INC | 92671V304 | CL A NEW | 569 | $2,000 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 639 | $2,000 | dollars as filed | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 203 | $2,000 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 5,218 | $2,000 | dollars as filed | |
| Kelso Technologies Inc | 48826D201 | COM | 10,298 | $2,000 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $2,000 | dollars as filed | |
| PASITHEA THERAPEUTICS CORP COM NEW | 70261F103 | Stock | 5,000 | $2,000 | dollars as filed | |
| ZOOMCAR HLDGS INC | 45784G101 | COM | 466 | $2,000 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2,015 | $2,000 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 7,222 | $2,000 | dollars as filed | |
| LILIUM N V | N52586117 | *W EXP 09/14/202 | 10,000 | $2,000 | dollars as filed | |
| NEXIMMUNE INC | 65344D208 | COMMON | 1,047 | $2,000 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K603 | COMMON | 491 | $2,000 | dollars as filed | |
| AGILE THERAPEUTICS INC | 00847L308 | COMMON | 798 | $2,000 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 222,220 | $2,000 | dollars as filed | |
| CULLMAN BANCORP INC | 230153108 | COM | 158 | $2,000 | dollars as filed | |
| FSD PHARMA INC | 35954B404 | CL B SUB VTG SHS | 2,450 | $2,000 | dollars as filed | |
| METALS ACQUISITION LIMITED | G60409102 | *W EXP 06/15/202 | 1,333 | $2,000 | dollars as filed | |
| GAMESQUARE HLDGS INC | 364934109 | COM | 1,609 | $2,000 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 134 | $1,000 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 112 | $1,000 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 200 | $1,000 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 410 | $1,000 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 1,352 | $1,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 259 | $1,000 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 54 | $1,000 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 97 | $1,000 | dollars as filed | |
| DIEBOLD NIXDORF INC | 253651202 | COM SHS | 32 | $1,000 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 285 | $1,000 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 542 | $1,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 50 | $1,000 | dollars as filed | |
| SPROTT FDS TR | 85208P709 | LITHIUM MINERS | 74 | $1,000 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 728 | $1,000 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 156 | $1,000 | dollars as filed | |
| DAVE INC | 23834J201 | CLASS A COM NEW | 162 | $1,000 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 410 | $1,000 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 428 | $1,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 29 | $1,000 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 311 | $1,000 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 40 | $1,000 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 383 | $1,000 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 157 | $1,000 | dollars as filed | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 30 | $1,000 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 51 | $1,000 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 100 | $1,000 | dollars as filed | |
| AVALO THERAPEUTICS INC | 05338F306 | COMMON STOCK | 138 | $1,000 | dollars as filed | |
| US GOLDMINING INC | 90291W108 | COMMON STOCK | 152 | $1,000 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 268 | $1,000 | dollars as filed | |
| SURROZEN INC | 86889P208 | COMMON STOCK | 111 | $1,000 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,403 | $1,000 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 106 | $1,000 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 64 | $1,000 | dollars as filed | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 77 | $1,000 | dollars as filed | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 92 | $1,000 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 798 | $1,000 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 118 | $1,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 2,178 | $1,000 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 294 | $1,000 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 500 | $1,000 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 208 | $1,000 | dollars as filed | |
| TIDAL TRUST II | 88634T840 | YIELDMAX AMZN OP | 70 | $1,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 16 | $1,000 | dollars as filed | |
| JPMORGAN U.S. TECH LEADERS ETF | 46654Q732 | ETF | 17 | $1,000 | dollars as filed | |
| PRECISION OPTICS CORP INC MA | 740294400 | COM NEW | 95 | $1,000 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 220 | $1,000 | dollars as filed | |
| Cyclerion Therapeutics Inc | 23255M204 | COM | 330 | $1,000 | dollars as filed | |
| Instil Bio Inc | 45783C200 | COM NEW | 156 | $1,000 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 275 | $1,000 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 234 | $1,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,000 | $1,000 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,000 | $1,000 | dollars as filed | principal |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 91 | $1,000 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 81 | $1,000 | dollars as filed | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 123 | $1,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 53 | $1,000 | dollars as filed | |
| EDESA BIOTECH INC | 27966L306 | COM NEW | 217 | $1,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000 | $1,000 | dollars as filed | principal |
| IDEAL PWR INC | 451622203 | COM NEW | 186 | $1,000 | dollars as filed | |
| HARTE HANKS INC | 416196202 | COM | 153 | $1,000 | dollars as filed | |
| FIRST SEACOAST BANCORP INC | 33631F104 | COM | 125 | $1,000 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 123 | $1,000 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 37 | $1,000 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 288 | $1,000 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 165 | $1,000 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 1,500 | $1,000 | dollars as filed | |
| Elicio Therapeutics Inc Com | 28657F103 | LST Equity Option | 78 | $1,000 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 849 | $1,000 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 99 | $1,000 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 277 | $1,000 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 230 | $1,000 | dollars as filed | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1 | $1,000 | dollars as filed | |
| USIO INC | 917313108 | CMN | 372 | $1,000 | dollars as filed | |
| CHEETAH MOBILE INC | 163075203 | CMN | 459 | $1,000 | dollars as filed | |
| ATLANTIC AMERN CORP | 048209100 | COM | 272 | $1,000 | dollars as filed | |
| UBS AG | 22539U602 | ETRA CRU OIL SHS | 20 | $1,000 | dollars as filed | |
| CENTRAL PLAINS BANCSHARES IN | 15486W100 | COM | 54 | $1,000 | dollars as filed | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 65 | $1,000 | dollars as filed | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 230 | $1,000 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 164 | $1,000 | dollars as filed | |
| FINGERMOTION INC | 31788K108 | COM | 163 | $1,000 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 182 | $1,000 | dollars as filed | |
| DATA I O CORP | 237690102 | COM | 185 | $1,000 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 200 | $1,000 | dollars as filed | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 28 | $1,000 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 100 | $1,000 | dollars as filed | |
| SONO TEK CORP | 835483108 | COM | 187 | $1,000 | dollars as filed | |
| TDH HLDGS INC | G87084110 | SHS NEW | 739 | $1,000 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 620 | $1,000 | dollars as filed | principal |
| 1895 Bancorp Of Wisconsin, Inc. | 28253R105 | NON 13F SECURITY | 144 | $1,000 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 12,379 | $1,000 | dollars as filed | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 282 | $1,000 | dollars as filed | |
| CRYO-CELL INTL INC | 228895108 | COM | 103 | $1,000 | dollars as filed | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 285 | $1,000 | dollars as filed | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 133 | $1,000 | dollars as filed | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 106 | $1,000 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,313 | $1,000 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 780 | $1,000 | dollars as filed | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 400 | $1,000 | dollars as filed | |
| BIOTRICITY INC | 09074H203 | COMMON STOCK | 570 | $1,000 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 562 | $1,000 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 422 | $1,000 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 2,804 | $1,000 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 429 | $1,000 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B400 | COM NEW | 241 | $1,000 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 383 | $1,000 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 449 | $1,000 | dollars as filed | |
| SPORTS ENTMT GAMING GLOBAL COM | 54570M207 | Stock | 493 | $1,000 | dollars as filed | |
| CAZOO GROUP A | G2007L121 | CL A | 130 | $1,000 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 283 | $1,000 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $1,000 | dollars as filed | principal |
| GULF IS FABRICATION INC | 402307102 | COM | 176 | $1,000 | dollars as filed | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 1,000 | $1,000 | dollars as filed | |
| BEST INC | 08653C601 | SPONSORED ADS | 284 | $1,000 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 687 | $1,000 | dollars as filed | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 228 | $1,000 | dollars as filed | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 100 | $1,000 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 803 | $1,000 | dollars as filed | |
| CFSB BANCORP INC | 12530C107 | COM | 125 | $1,000 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 121 | $1,000 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 516 | $1,000 | dollars as filed | |
| XORTX THERAPEUTICS INC | 98420Q306 | COM | 523 | $1,000 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 216 | $1,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-008032 | this filing | 2024-02-14 | acceptance time not in the bulk data set |