13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,543 holding rows worth $428,269,154,000.
- Accession
- 0001140361-24-008032
- Filer
- CIK 1000275
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 29,380 entries on the cover page, a total value of $428,269,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,269,154,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 7,106 | $49,000 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 9,978 | $49,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 86,150 | $49,000 | dollars as filed | |
| Avantis International Large Cap Val ETF | 025072364 | SHS | 928 | $48,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 2,979 | $48,000 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 5,259 | $48,000 | dollars as filed | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 1,863 | $48,000 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 4,319 | $48,000 | dollars as filed | |
| NN INC | 629337106 | COM | 12,000 | $48,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 1,400 | $48,000 | dollars as filed | |
| UNIFIED SER TR | 90470L519 | CMN | 2,108 | $48,000 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 18,613 | $48,000 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 5,713 | $48,000 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 8,038 | $48,000 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 4,948 | $48,000 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 3,750 | $48,000 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,908 | $48,000 | dollars as filed | principal |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 5,547 | $48,000 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 7,980 | $47,000 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 6,931 | $47,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 4,907 | $47,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 8,684 | $47,000 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 15,636 | $47,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,186 | $47,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A304 | QIM US LARGE VAL | 1,658 | $47,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 17,902 | $47,000 | dollars as filed | |
| COHEN & CO INC NEW | 19249M102 | COM | 7,100 | $47,000 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 3,000 | $47,000 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 754 | $47,000 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 3,488 | $47,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 8,367 | $46,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 18,307 | $46,000 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 3,229 | $46,000 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,770 | $46,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A205 | QIM US LARGE CAP | 1,665 | $46,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 3,442 | $46,000 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 53,573 | $46,000 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 20,706 | $46,000 | dollars as filed | |
| SIGMATRON INTL INC | 82661L101 | COM | 15,421 | $46,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 29,088 | $45,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 5,562 | $45,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 1,864 | $45,000 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 11,454 | $45,000 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 18,203 | $45,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 14,581 | $45,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 2,315 | $45,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q725 | ANFIELD DYNAMIC | 5,240 | $45,000 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 14,431 | $45,000 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 500 | $44,000 | dollars as filed | put |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 8,004 | $44,000 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 637 | $44,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 1,482 | $44,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 12,585 | $44,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 29,085 | $44,000 | dollars as filed | |
| KORRO BIO INC | 500946108 | COMMON STOCK | 918 | $44,000 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 53,441 | $44,000 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,200 | $43,000 | dollars as filed | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,407 | $43,000 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 258 | $43,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 11,929 | $43,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,486 | $43,000 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 20,705 | $43,000 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 6,154 | $43,000 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 30,942 | $43,000 | dollars as filed | |
| CEPTON INC | 15673X200 | COM | 13,620 | $43,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 3,408 | $42,000 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 6,501 | $42,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 26,020 | $42,000 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 2,416 | $42,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 1,200 | $42,000 | dollars as filed | |
| CLOUGH SELECT EQUITY ETF | 53656F631 | ETF | 1,677 | $42,000 | dollars as filed | |
| RPT REALTY | 74971D200 | PREF CONV | 736 | $42,000 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,123 | $41,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 49,694 | $41,000 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 4,167 | $41,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 3,200 | $41,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 1,268 | $41,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,011 | $41,000 | dollars as filed | |
| EA SERIES TRUST | 02072L615 | CMN | 1,200 | $41,000 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 12,909 | $41,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 200 | $40,000 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 1,083 | $40,000 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 8,801 | $40,000 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 7,544 | $40,000 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 12,364 | $40,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 3,082 | $40,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 1,155 | $40,000 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 11,417 | $40,000 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 15,101 | $40,000 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 87,400 | $40,000 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 14,236 | $40,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 1,000 | $40,000 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 300 | $39,000 | dollars as filed | call |
| FREEDOM HOLDING CORP | 356390104 | COM | 481 | $39,000 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 21,802 | $39,000 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 10,528 | $39,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 547 | $39,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,000 | $39,000 | dollars as filed | put |
| Mexico Fund Inc/The | 592835102 | COM | 2,018 | $39,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 9,040 | $39,000 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 6,701 | $39,000 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 8,063 | $39,000 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 31,641 | $39,000 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 34,523 | $39,000 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 11,965 | $38,000 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 12,309 | $38,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 2,200 | $38,000 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,423 | $38,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 1,883 | $38,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y535 | TRUE EMERGING MK | 1,302 | $38,000 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 3,595 | $38,000 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 46,882 | $38,000 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y208 | COM | 9,317 | $38,000 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 728 | $37,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 24,121 | $37,000 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 6,208 | $37,000 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 745 | $37,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 923 | $37,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 3,270 | $37,000 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 16,800 | $37,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 73,923 | $37,000 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430H201 | COM | 9,315 | $37,000 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 18,235 | $37,000 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 52,999 | $37,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 5,113 | $36,000 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 59,092 | $36,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 1,302 | $36,000 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 6,774 | $36,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 825 | $36,000 | dollars as filed | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 829 | $36,000 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 27,374 | $36,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 4,141 | $35,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,471 | $35,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 610 | $35,000 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 12,863 | $35,000 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 25,664 | $35,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 7,400 | $34,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 966 | $34,000 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 5,677 | $34,000 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 5,053 | $34,000 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 1,134 | $34,000 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 1,955 | $34,000 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 42,642 | $34,000 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 32,340 | $34,000 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 29,392 | $34,000 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 59,080 | $34,000 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 5,212 | $34,000 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 91,260 | $34,000 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 18,966 | $34,000 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 6,779 | $33,000 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,307 | $33,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 10,527 | $33,000 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 1,294 | $33,000 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 21,172 | $33,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 4,483 | $33,000 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 20,076 | $33,000 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 39,321 | $33,000 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 12,460 | $33,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 3,806 | $33,000 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,087 | $32,000 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 6,459 | $32,000 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 13,097 | $32,000 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 10,519 | $32,000 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 8,210 | $32,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 10,680 | $32,000 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,778 | $32,000 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 2,305 | $32,000 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 57,251 | $32,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 15,625 | $32,000 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 11,626 | $32,000 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 3,319 | $32,000 | dollars as filed | |
| TIDAL TRUST I | 886364835 | GOTHAM ENHNCD | 1,228 | $32,000 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 14,271 | $32,000 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 542 | $32,000 | dollars as filed | principal |
| NANOVIRICIDES INC | 630087302 | COM | 30,535 | $31,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 1,106 | $31,000 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 21,376 | $31,000 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 7,202 | $31,000 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 5,172 | $31,000 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 10,654 | $30,000 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 2,100 | $30,000 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 2,862 | $30,000 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 2,360 | $30,000 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,943 | $30,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 1,086 | $30,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 1,501 | $30,000 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 458 | $30,000 | dollars as filed | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 2,025 | $30,000 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 2,022 | $30,000 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 23,079 | $30,000 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 39,617 | $30,000 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 13,589 | $30,000 | dollars as filed | |
| ISHARES TR | 46436E452 | USD SYSTM BD ETF | 352 | $30,000 | dollars as filed | |
| MOGO INC | 60800C208 | COM | 15,940 | $29,000 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 90,171 | $29,000 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 10,799 | $29,000 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 7,068 | $29,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 708 | $29,000 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,151 | $29,000 | dollars as filed | principal |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 918 | $29,000 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 6,937 | $29,000 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 226 | $29,000 | dollars as filed | principal |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 599 | $28,000 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 246 | $28,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,370 | $28,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 34,107 | $28,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W791 | BULLE MUN ETF | 1,064 | $28,000 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 3,698 | $28,000 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M103 | SHS | 3,288 | $28,000 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 24,514 | $27,000 | dollars as filed | |
| HAMILTON INSURANCE GROUP LTD | G42706104 | CL B | 1,784 | $27,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 5,847 | $27,000 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 7,562 | $27,000 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 3,793 | $27,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 15,530 | $27,000 | dollars as filed | |
| CALIBERCOS INC CL A NEW | 13000T109 | Stock | 20,979 | $27,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 608 | $27,000 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 2,545 | $27,000 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $26,000 | dollars as filed | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 658 | $26,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 787 | $26,000 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 29,745 | $26,000 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W207 | COM NEW | 1,157 | $26,000 | dollars as filed | |
| LISTED FDS TR | 53656G498 | ROUN MA SEVE ETF | 765 | $26,000 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 8,017 | $26,000 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 2,767 | $26,000 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 538 | $26,000 | dollars as filed | |
| MV OIL TR | 553859109 | TR UNITS | 2,150 | $26,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 438 | $26,000 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 13,697 | $26,000 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 13,457 | $26,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 9,445 | $26,000 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 71,999 | $26,000 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 8,907 | $26,000 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 1,512 | $26,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 23,388 | $25,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 500 | $25,000 | dollars as filed | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,242 | $25,000 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,082 | $25,000 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 17,642 | $25,000 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 1,377 | $25,000 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 7,447 | $25,000 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,960 | $25,000 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 2,366 | $25,000 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 2,482 | $25,000 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,134 | $25,000 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 8,491 | $25,000 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 12,307 | $25,000 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,200 | $24,000 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 592 | $24,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 11,788 | $24,000 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 25,692 | $24,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 7,670 | $24,000 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 7,670 | $24,000 | dollars as filed | |
| 2U INC | 90214J101 | COM | 20,176 | $24,000 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 3,224 | $24,000 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,000 | $24,000 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 1,105 | $23,000 | dollars as filed | |
| HUT 8 CORP | 44812J104 | COM | 1,691 | $23,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A106 | QIM US LRG CAP Q | 766 | $23,000 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 3,756 | $23,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 1,321 | $23,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $23,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 3,000 | $23,000 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 38,212 | $23,000 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 2,404 | $23,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 212 | $22,000 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 3,177 | $22,000 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 237 | $22,000 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 4,126 | $22,000 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 7,565 | $22,000 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,100 | $22,000 | dollars as filed | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 751 | $22,000 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1,400 | $22,000 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,900 | $22,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,000 | $22,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J735 | FUNDAMENTAL ALL | 1,869 | $22,000 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 18,741 | $22,000 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 1,674 | $22,000 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 2,500 | $22,000 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 9,121 | $22,000 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 5,615 | $22,000 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 18,280 | $22,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 474 | $21,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 3,763 | $21,000 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 22,964 | $21,000 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 1,970 | $21,000 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 9,244 | $21,000 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $21,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 479 | $21,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 1,965 | $21,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 325 | $21,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $21,000 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 406 | $21,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 767 | $21,000 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 23,088 | $21,000 | dollars as filed | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 400 | $21,000 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,975 | $21,000 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 22,422 | $21,000 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 18,855 | $21,000 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 9,000 | $21,000 | dollars as filed | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 5,851 | $21,000 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 10,911 | $21,000 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 5,562 | $20,000 | dollars as filed | |
| TIDAL TRUST II | 88636J600 | ROUNDHILL GENER | 639 | $20,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 593 | $20,000 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 13,800 | $20,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 10,000 | $20,000 | dollars as filed | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 600 | $20,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 930 | $20,000 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 319 | $20,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 8,611 | $20,000 | dollars as filed | |
| GLOBAL X FDS | 37960A743 | INFORMATION TEC | 645 | $20,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $20,000 | dollars as filed | |
| ITERUM THERAPEUTICS PLC | G6333L200 | COM | 10,000 | $20,000 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 2,289 | $20,000 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 5,385 | $20,000 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 52,287 | $20,000 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 7,673 | $20,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 484 | $20,000 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 14,196 | $19,000 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 961 | $19,000 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 8,721 | $19,000 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,990 | $19,000 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 848 | $19,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R662 | INTL DEV STRNGTH | 563 | $19,000 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 1,391 | $19,000 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,959 | $19,000 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $19,000 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 369 | $19,000 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 2,347 | $19,000 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,556 | $19,000 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 860 | $19,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 19,350 | $19,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 332 | $19,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 4,122 | $19,000 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 1,010 | $19,000 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 6,171 | $19,000 | dollars as filed | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 185 | $19,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092246 | CLOUD COMPUTNG | 870 | $19,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 25,612 | $19,000 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 16,205 | $19,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 17,000 | $19,000 | dollars as filed | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 9,000 | $19,000 | dollars as filed | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 6,676 | $19,000 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 4,038 | $19,000 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 1,157 | $18,000 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,500 | $18,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108722 | CWP INTL ENHANCE | 629 | $18,000 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 3,060 | $18,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 779 | $18,000 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 12,955 | $18,000 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 11,392 | $18,000 | dollars as filed | |
| ODDITY TECH LTD SHS CL A | M7518J104 | Stock | 358 | $17,000 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 3,079 | $17,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 1,170 | $17,000 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 728 | $17,000 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 2,020 | $17,000 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 4,151 | $17,000 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 2,194 | $17,000 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 8,603 | $17,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 821 | $17,000 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 16,624 | $17,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 338 | $17,000 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 9,064 | $17,000 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 12,113 | $17,000 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 3,286 | $17,000 | dollars as filed | |
| NULL | 02008G102 | NULL | 4,447 | $17,000 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 6,749 | $17,000 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 20,148 | $17,000 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 100 | $16,000 | dollars as filed | call |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 668 | $16,000 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $16,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L859 | ALPHA CAP | 709 | $16,000 | dollars as filed | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 159 | $16,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 437 | $16,000 | dollars as filed | |
| EA SERIES TRUST | 02072L672 | STRIVE US SEMICO | 407 | $16,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 406 | $16,000 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,200 | $16,000 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 800 | $16,000 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 30,495 | $16,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 18,000 | $16,000 | dollars as filed | principal |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 2,506 | $16,000 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 22,533 | $16,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 400 | $16,000 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 1,505 | $16,000 | dollars as filed | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 5,357 | $16,000 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 415 | $15,000 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 1,133 | $15,000 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 280 | $15,000 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 3,032 | $15,000 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 682 | $15,000 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 630 | $15,000 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 7,113 | $15,000 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 5,470 | $15,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 144 | $15,000 | dollars as filed | |
| UNIFIED SER TR | 90470L527 | ONEASCENT LARGE | 598 | $15,000 | dollars as filed | |
| Lufax Holding Ltd-Adr | 54975P201 | COM | 4,982 | $15,000 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 30,000 | $15,000 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 8,627 | $15,000 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 1,143 | $15,000 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 419 | $15,000 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,600 | $15,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,298 | $15,000 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 4,347 | $15,000 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 19,047 | $15,000 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 4,028 | $15,000 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 1,447 | $15,000 | dollars as filed | |
| VACASA INC | 91854V206 | COM | 1,794 | $15,000 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 4,287 | $15,000 | dollars as filed | |
| CANO HEALTH INC | 13781Y202 | COM | 2,622 | $15,000 | dollars as filed | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 46,306 | $15,000 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,553 | $14,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,904 | $14,000 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 403 | $14,000 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,779 | $14,000 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 496 | $14,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 1,140 | $14,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $14,000 | dollars as filed | principal |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 750 | $14,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 641 | $14,000 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 4,030 | $14,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 793 | $14,000 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 5,474 | $14,000 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 1,510 | $14,000 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 34,285 | $14,000 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 11,200 | $14,000 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 7,538 | $14,000 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 1,681 | $13,000 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 6,429 | $13,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 4,481 | $13,000 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 2,818 | $13,000 | dollars as filed | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 258 | $13,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 8,000 | $13,000 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 1,261 | $13,000 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 4,296 | $13,000 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 1,110 | $13,000 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,329 | $13,000 | dollars as filed | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 421 | $13,000 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,356 | $13,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 628 | $13,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 285 | $13,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,000 | $13,000 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 17,772 | $13,000 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 13,318 | $13,000 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 422 | $12,000 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 5,693 | $12,000 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 3,573 | $12,000 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 2,631 | $12,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 2,295 | $12,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 501 | $12,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 319 | $12,000 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $12,000 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 4,438 | $12,000 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,986 | $12,000 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 6,424 | $12,000 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 2,488 | $12,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 448 | $12,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 390 | $12,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q642 | REGENTS PK HDGD | 1,330 | $12,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $12,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 207 | $12,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 450 | $12,000 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 13,758 | $12,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 4,000 | $12,000 | dollars as filed | principal |
| CAREMAX INC | 14171W103 | COM | 23,540 | $12,000 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 6,488 | $12,000 | dollars as filed | |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 838 | $12,000 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 3,785 | $11,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 4,487 | $11,000 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 198 | $11,000 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,918 | $11,000 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 921 | $11,000 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $11,000 | dollars as filed | |
| J P MORGAN ETF LTD DURATION BD | 46654Q773 | ETF | 210 | $11,000 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 4,422 | $11,000 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 1,555 | $11,000 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 12,824 | $11,000 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 9,000 | $11,000 | dollars as filed | principal |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 10,583 | $11,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 10,891 | $11,000 | dollars as filed | principal |
| GLOBAL X FDS | 37960A768 | FINANCIALS COVRD | 464 | $11,000 | dollars as filed | |
| GLOBAL X FDS | 37960A750 | HEALTH CARE COVR | 450 | $11,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 7,000 | $11,000 | dollars as filed | principal |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 377 | $10,000 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 1,369 | $10,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 10,000 | $10,000 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 296 | $10,000 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,350 | $10,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y665 | GRADIENT TACTIC | 401 | $10,000 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 510 | $10,000 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 1,313 | $10,000 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 435 | $10,000 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R601 | CALVERT ULT SHR | 207 | $10,000 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 3,599 | $10,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 433 | $10,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 766 | $10,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 480 | $10,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,000 | $10,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 723 | $10,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-008032 | this filing | 2024-02-14 | acceptance time not in the bulk data set |