13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,543 holding rows worth $428,269,154,000.
- Accession
- 0001140361-24-008032
- Filer
- CIK 1000275
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 29,380 entries on the cover page, a total value of $428,269,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,269,154,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Flushing Financial Corp | 343873105 | Common Stock | 23,338 | $384,000 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 81,806 | $383,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 15,500 | $383,000 | dollars as filed | |
| VALUED ADVISERS TR | 92046L353 | KOVITZ CORE EQT | 19,256 | $383,000 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 30,513 | $383,000 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 10,357 | $382,000 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 15,394 | $382,000 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 24,175 | $382,000 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,945 | $382,000 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 15,036 | $382,000 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 44,710 | $381,000 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 20,561 | $381,000 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 33,360 | $381,000 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 10,686 | $380,000 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,929 | $380,000 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 99,010 | $379,000 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 53,742 | $379,000 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 5,000 | $378,000 | dollars as filed | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 47,129 | $378,000 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 21,060 | $377,000 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 23,908 | $377,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 30,855 | $376,000 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,068 | $376,000 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 28,350 | $376,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 15,243 | $376,000 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 29,957 | $376,000 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 3,719 | $376,000 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 12,430 | $375,000 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 11,598 | $375,000 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 34,168 | $374,000 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 8,131 | $374,000 | dollars as filed | |
| ISHARES TR | 46438G885 | CMN | 14,573 | $374,000 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 21,538 | $373,000 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 36,081 | $373,000 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 17,656 | $373,000 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 27,356 | $373,000 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 16,310 | $372,000 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,394 | $372,000 | dollars as filed | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 16,332 | $372,000 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 40,698 | $371,000 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 13,112 | $371,000 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 12,085 | $371,000 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 29,356 | $370,000 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 10,204 | $368,000 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 25,936 | $368,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X107 | AXS CHANGE FINAN | 11,070 | $368,000 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 32,509 | $367,000 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 11,643 | $366,000 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,075 | $366,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 30,335 | $366,000 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 10,885 | $366,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,202 | $365,000 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 41,368 | $365,000 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 62,989 | $364,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 8,774 | $364,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 10,407 | $364,000 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 33,441 | $364,000 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6,950 | $363,000 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 43,188 | $363,000 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 4,117 | $363,000 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 13,824 | $363,000 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,101 | $363,000 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 17,566 | $363,000 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 19,137 | $363,000 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 16,071 | $362,000 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 40,356 | $362,000 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 78,552 | $362,000 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 13,373 | $361,000 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 10,939 | $361,000 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 59,028 | $359,000 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 50,237 | $359,000 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 33,393 | $359,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 7,987 | $359,000 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 12,429 | $359,000 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 9,883 | $358,000 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 19,969 | $358,000 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 7,134 | $356,000 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 13,654 | $356,000 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 8,927 | $355,000 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 28,876 | $355,000 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 39,383 | $355,000 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 14,424 | $354,000 | dollars as filed | |
| EA SERIES TRUST | 02072L789 | GURU FAV STOCKS | 14,215 | $354,000 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 14,431 | $354,000 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 31,234 | $353,000 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 27,324 | $352,000 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 17,411 | $352,000 | dollars as filed | |
| EA SERIES TRUST | 02072L714 | BRIDGEWAY BLUE | 33,889 | $352,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 14,074 | $352,000 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 9,774 | $351,000 | dollars as filed | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 15,517 | $351,000 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 12,108 | $350,000 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 11,944 | $350,000 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 10,241 | $350,000 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M105 | COM | 37,845 | $349,000 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 7,656 | $348,000 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 24,566 | $347,000 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 30,088 | $347,000 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 31,911 | $347,000 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 10,691 | $347,000 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 28,700 | $347,000 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 17,671 | $346,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,141 | $346,000 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 15,342 | $346,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 9,500 | $345,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 21,883 | $345,000 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 38,700 | $344,000 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,832 | $343,000 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 36,812 | $343,000 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 9,127 | $343,000 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 140,172 | $343,000 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 9,503 | $343,000 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,948 | $342,000 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7,067 | $342,000 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 35,000 | $341,000 | dollars as filed | call |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 170,698 | $341,000 | dollars as filed | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 6,343 | $340,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,410 | $340,000 | dollars as filed | |
| EA SERIES TRUST | 02072L847 | FREEDOM DAY | 11,866 | $340,000 | dollars as filed | |
| V2X INC | 92242T101 | COM | 7,305 | $339,000 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 5,624 | $339,000 | dollars as filed | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 9,876 | $338,000 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 10,740 | $338,000 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 1,007,459 | $338,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 5,237 | $338,000 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 17,901 | $337,000 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,733 | $337,000 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 13,850 | $337,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 11,222 | $337,000 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 34,065 | $336,000 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 30,919 | $335,000 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 26,433 | $335,000 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 25,214 | $334,000 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 2,432 | $334,000 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 32,317 | $334,000 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 6,869 | $334,000 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 88,809 | $333,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 6,833 | $333,000 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 52,437 | $333,000 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 30,871 | $333,000 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 102,885 | $332,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 15,205 | $332,000 | dollars as filed | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 34,519 | $332,000 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 75,256 | $331,000 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 22,711 | $331,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 9,025 | $331,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 8,422 | $331,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 13,267 | $331,000 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 17,903 | $331,000 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 18,563 | $329,000 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 32,681 | $329,000 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 20,419 | $329,000 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 14,552 | $328,000 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 17,215 | $328,000 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 18,645 | $328,000 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 13,067 | $327,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 6,019 | $327,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 29,881 | $326,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 9,643 | $326,000 | dollars as filed | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 13,549 | $326,000 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 14,495 | $326,000 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 17,306 | $325,000 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 12,657 | $325,000 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 51,523 | $324,000 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 32,654 | $324,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 96,356 | $324,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 7,055 | $324,000 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 23,281 | $324,000 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 18,252 | $324,000 | dollars as filed | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 118,979 | $322,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 65,943 | $321,000 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 15,057 | $321,000 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 5,990 | $321,000 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 16,741 | $320,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 100,290 | $319,000 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 7,394 | $319,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F482 | FT VEST U.S EQT | 9,524 | $318,000 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 101,038 | $317,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 13,004 | $317,000 | dollars as filed | |
| GERON CORP | 374163103 | COM | 149,418 | $316,000 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 15,396 | $316,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 160,000 | $315,000 | dollars as filed | call |
| IMMUNOME INC | 45257U108 | COM | 29,484 | $315,000 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 47,056 | $315,000 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 45,787 | $315,000 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 29,024 | $315,000 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 4,530 | $314,000 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 16,076 | $314,000 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 158,571 | $314,000 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 17,489 | $313,000 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 23,715 | $313,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 7,706 | $313,000 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 24,553 | $312,000 | dollars as filed | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 9,436 | $312,000 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 4,688 | $312,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 12,125 | $312,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 19,581 | $311,000 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 27,920 | $311,000 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 30,424 | $311,000 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 60,026 | $310,000 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,641 | $310,000 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 29,587 | $310,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,379 | $310,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 8,081 | $310,000 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 21,220 | $310,000 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 38,026 | $310,000 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 21,630 | $309,000 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 20,623 | $309,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 6,036 | $308,000 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 109,437 | $308,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J408 | NATL SEC EME ETF | 11,742 | $308,000 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 12,367 | $308,000 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 7,186 | $307,000 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 19,417 | $307,000 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 8,640 | $307,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 27,797 | $306,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 21,897 | $305,000 | dollars as filed | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 12,422 | $304,000 | dollars as filed | |
| BROOKFIELD REINS LTD | G16250204 | CL A-1 EXCH NONV | 7,600 | $304,000 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 44,480 | $303,000 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 26,175 | $303,000 | dollars as filed | |
| T. ROWE PRICE CAPITAL APPRECIATION EQUITY ETF | 87283Q867 | ETF | 10,917 | $302,000 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 10,248 | $302,000 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 37,313 | $302,000 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 11,854 | $302,000 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,719 | $301,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 41,213 | $301,000 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 18,799 | $301,000 | dollars as filed | |
| CALERES INC | 129500104 | COM | 9,784 | $300,000 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 66,895 | $300,000 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 55,255 | $299,000 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 20,773 | $298,000 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 22,044 | $298,000 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 21,707 | $298,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 71,311 | $298,000 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,000 | $297,000 | dollars as filed | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,071 | $297,000 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 8,746 | $297,000 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 23,057 | $296,000 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 79,084 | $296,000 | dollars as filed | |
| SPROTT FDS TR | 85208P808 | JUNIOR URANIUM | 12,525 | $296,000 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 17,886 | $296,000 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 20,346 | $296,000 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 4,757 | $296,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 13,753 | $296,000 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 42,498 | $294,000 | dollars as filed | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 19,000 | $294,000 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 29,746 | $294,000 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 24,495 | $294,000 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 23,137 | $294,000 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 5,213 | $293,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 9,140 | $293,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 14,284 | $293,000 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 17,995 | $292,000 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 11,127 | $292,000 | dollars as filed | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 4,289 | $292,000 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 12,646 | $291,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 5,350 | $291,000 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 6,609 | $291,000 | dollars as filed | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 13,000 | $291,000 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,648 | $291,000 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 14,900 | $291,000 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 11,991 | $290,000 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,190 | $289,000 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,238 | $289,000 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 12,378 | $288,000 | dollars as filed | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 6,174 | $287,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 9,555 | $287,000 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 5,000 | $286,000 | dollars as filed | call |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 40,090 | $286,000 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 13,110 | $286,000 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 16,379 | $286,000 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 12,696 | $286,000 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 13,000 | $286,000 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 15,293 | $286,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 5,231 | $285,000 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,116 | $285,000 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 8,403 | $285,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 4,848 | $285,000 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 146,749 | $285,000 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 40,511 | $285,000 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 87,130 | $284,000 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 20,000 | $284,000 | dollars as filed | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 21,310 | $284,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 91,800 | $283,000 | dollars as filed | call |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 28,099 | $283,000 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 377,511 | $283,000 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 21,998 | $283,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,160 | $283,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 34,903 | $283,000 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 14,763 | $282,000 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 20,216 | $282,000 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 29,663 | $282,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 8,282 | $282,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 6,277 | $281,000 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 25,446 | $280,000 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,850 | $280,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F383 | ACTIVE GLOBAL | 21,095 | $280,000 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 3,405 | $279,000 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 12,919 | $279,000 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 32,403 | $278,000 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 28,837 | $278,000 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 11,600 | $278,000 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 188,986 | $278,000 | dollars as filed | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 10,009 | $278,000 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 24,214 | $277,000 | dollars as filed | |
| CAPITAL GROUP DIVIDEND GROWE | 14021L109 | SHS ETF | 10,200 | $277,000 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 31,455 | $277,000 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,036 | $277,000 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 36,570 | $277,000 | dollars as filed | |
| CLOUGH HEDGED EQUITY ETF | 53656F649 | ETF | 13,494 | $277,000 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 18,909 | $276,000 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 6,241 | $276,000 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 22,905 | $276,000 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 11,644 | $276,000 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 343,643 | $275,000 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 21,711 | $275,000 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 31,169 | $274,000 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,700 | $274,000 | dollars as filed | call |
| SIRIUSPOINT LTD | G8192H106 | COM | 23,636 | $274,000 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 19,308 | $274,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 4,396 | $274,000 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 15,941 | $274,000 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 6,693 | $274,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 38,871 | $274,000 | dollars as filed | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 8,918 | $273,000 | dollars as filed | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 15,619 | $273,000 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 83,100 | $273,000 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 16,449 | $272,000 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 56,344 | $272,000 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 155,640 | $272,000 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,127 | $272,000 | dollars as filed | |
| DBX ETF TR | 233051226 | CMN | 11,391 | $272,000 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 813 | $271,000 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 13,932 | $271,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 5,841 | $270,000 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 33,274 | $270,000 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 7,551 | $269,000 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 8,034 | $269,000 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 8,396 | $269,000 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 107,219 | $268,000 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 41,581 | $268,000 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 59,262 | $268,000 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 13,237 | $268,000 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 18,884 | $268,000 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 6,976 | $268,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 11,225 | $268,000 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 16,136 | $268,000 | dollars as filed | |
| PHINIA INC | 71880K101 | COMMON STOCK | 8,804 | $267,000 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 13,214 | $267,000 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 6,537 | $267,000 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 17,527 | $266,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 9,056 | $266,000 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 51,831 | $265,000 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,492 | $265,000 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 56,101 | $265,000 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 70,141 | $265,000 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,292 | $265,000 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 10,118 | $265,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,409 | $265,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 53,469 | $264,000 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 7,309 | $264,000 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 12,430 | $264,000 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 16,938 | $263,000 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 26,661 | $263,000 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 14,024 | $263,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 4,948 | $263,000 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 38,027 | $262,000 | dollars as filed | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 8,530 | $262,000 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 16,145 | $261,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 8,250 | $261,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 6,831 | $261,000 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 26,126 | $261,000 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 11,822 | $260,000 | dollars as filed | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 6,783 | $259,000 | dollars as filed | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 13,145 | $259,000 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 29,651 | $259,000 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 27,787 | $259,000 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 30,373 | $259,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 9,950 | $259,000 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 5,177 | $259,000 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 8,937 | $258,000 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 6,647 | $258,000 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 15,960 | $258,000 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 28,809 | $258,000 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 25,502 | $258,000 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 6,684 | $258,000 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 15,999 | $258,000 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 18,030 | $258,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 8,864 | $258,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J750 | INTL HIGH ETF | 9,134 | $258,000 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 145,231 | $257,000 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 11,273 | $257,000 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,898 | $256,000 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 32,610 | $256,000 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 66,321 | $256,000 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 27,924 | $255,000 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 34,703 | $255,000 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 5,861 | $255,000 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 45,157 | $253,000 | dollars as filed | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 4,360 | $253,000 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 13,420 | $253,000 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,559 | $253,000 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 3,372 | $253,000 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 10,722 | $252,000 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14,686 | $252,000 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 13,339 | $252,000 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,221 | $251,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 22,292 | $251,000 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 25,030 | $251,000 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 5,620 | $250,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 92,755 | $250,000 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 5,779 | $249,000 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,520 | $249,000 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 17,585 | $249,000 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 2,516 | $249,000 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 29,531 | $249,000 | dollars as filed | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 3,861 | $249,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,132 | $248,000 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 18,167 | $248,000 | dollars as filed | |
| LISTED FD TR | 53656F607 | COM | 5,426 | $247,000 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 16,795 | $247,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y607 | SHOR DUR MUN ETF | 9,575 | $247,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 5,846 | $247,000 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 4,809 | $246,000 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 9,769 | $246,000 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 27,298 | $246,000 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 7,529 | $245,000 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 55,666 | $245,000 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 26,180 | $244,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 13,651 | $244,000 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 8,626 | $244,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y872 | CMN | 8,500 | $244,000 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,700 | $243,000 | dollars as filed | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 61,824 | $243,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 5,852 | $242,000 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $241,000 | dollars as filed | call |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 61,229 | $241,000 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 11,798 | $241,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 41,825 | $241,000 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 13,737 | $241,000 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,000 | $240,000 | dollars as filed | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,125 | $240,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 8,500 | $240,000 | dollars as filed | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 10,335 | $240,000 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 19,291 | $240,000 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188101 | COM CL A | 13,474 | $239,000 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 50,868 | $239,000 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 7,497 | $239,000 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 7,426 | $239,000 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 24,325 | $238,000 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 10,537 | $238,000 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 10,141 | $238,000 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 12,669 | $238,000 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 5,016 | $238,000 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 16,155 | $237,000 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 8,376 | $237,000 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 14,589 | $237,000 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 11,669 | $237,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,428 | $237,000 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 10,625 | $237,000 | dollars as filed | principal |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,962 | $236,000 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,000 | $236,000 | dollars as filed | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 128,996 | $236,000 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7,985 | $236,000 | dollars as filed | |
| CAPITAL GROUP CORE BALANCED | 14021D107 | SHS | 8,596 | $235,000 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 9,724 | $235,000 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 28,383 | $235,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 15,956 | $234,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 38,154 | $234,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 28,897 | $234,000 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 46,688 | $234,000 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,207 | $234,000 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 12,501 | $233,000 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 7,847 | $232,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 17,765 | $232,000 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,187 | $232,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 5,442 | $232,000 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 16,148 | $232,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 8,076 | $231,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 9,254 | $231,000 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 8,214 | $231,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 28,595 | $230,000 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 3,106 | $230,000 | dollars as filed | |
| OOMA INC | 683416101 | COM | 21,359 | $230,000 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 15,948 | $230,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 12,105 | $230,000 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 3,700 | $230,000 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 14,883 | $229,000 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 10,324 | $229,000 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 7,410 | $229,000 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 10,745 | $228,000 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 3,585 | $227,000 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 11,630 | $227,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 76,282 | $227,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 26,355 | $227,000 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 17,654 | $227,000 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 11,452 | $227,000 | dollars as filed | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 9,345 | $227,000 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 29,515 | $227,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-008032 | this filing | 2024-02-14 | acceptance time not in the bulk data set |