13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,480 holding rows worth $369,063,327,000.
- Accession
- 0001140361-23-053182
- Filer
- CIK 1000275
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,503 entries on the cover page, a total value of $369,063,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,063,327,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PG&E CORP COM | 69331C108 | Stock | 186,500 | $3,008,000 | dollars as filed | call |
| CSG SYSTEMS | 126349109 | COM | 58,753 | $3,003,000 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 284,734 | $3,001,000 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 93,402 | $2,993,000 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,570,000 | $2,992,000 | dollars as filed | principal |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,000 | $2,986,000 | dollars as filed | call |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 103,784 | $2,986,000 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 40,000 | $2,986,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 95,912 | $2,980,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 3,290,000 | $2,977,000 | dollars as filed | principal |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 97,918 | $2,971,000 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 29,604 | $2,970,000 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 185,000 | $2,960,000 | dollars as filed | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 500,000 | $2,960,000 | dollars as filed | call |
| Vaneck Long Muni ETF | 92189F536 | ETF | 176,824 | $2,955,000 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 23,065 | $2,952,000 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 33,166 | $2,950,000 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 39,736 | $2,945,000 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 54,173 | $2,944,000 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 367,813 | $2,939,000 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 44,906 | $2,937,000 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 50,000 | $2,933,000 | dollars as filed | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 33,653 | $2,924,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 79,947 | $2,921,000 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 705,320 | $2,920,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 82,870 | $2,917,000 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 90,778 | $2,908,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 111,835 | $2,906,000 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 350,000 | $2,905,000 | dollars as filed | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 350,000 | $2,905,000 | dollars as filed | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 77,928 | $2,904,000 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 125,977 | $2,902,000 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 32,493 | $2,902,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 55,013 | $2,893,000 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 10,892 | $2,892,000 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 294,619 | $2,890,000 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 293,627 | $2,889,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,731,000 | $2,889,000 | dollars as filed | principal |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 82,247 | $2,887,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 318,067 | $2,874,000 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 305,348 | $2,862,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 61,501 | $2,861,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 165,848 | $2,859,000 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 4,320,000 | $2,854,000 | dollars as filed | principal |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 86,998 | $2,852,000 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 16,853 | $2,849,000 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 118,594 | $2,847,000 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 71,974 | $2,846,000 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 127,512 | $2,845,000 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 101,796 | $2,838,000 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 124,066 | $2,833,000 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 170,164 | $2,826,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 600,000 | $2,826,000 | dollars as filed | call |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 130,051 | $2,824,000 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 55,749 | $2,820,000 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 549,058 | $2,816,000 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 101,000 | $2,813,000 | dollars as filed | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 272,725 | $2,812,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 582,810 | $2,809,000 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 114,940 | $2,804,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 57,299 | $2,803,000 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 30,729 | $2,799,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 116,268 | $2,793,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 122,045 | $2,793,000 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,855,000 | $2,792,000 | dollars as filed | principal |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 326,161 | $2,790,000 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 105,262 | $2,788,000 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 308,633 | $2,787,000 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 62,143 | $2,783,000 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 177,494 | $2,781,000 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 182,029 | $2,780,000 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 37,913 | $2,780,000 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 51,286 | $2,778,000 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 90,977 | $2,768,000 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 53,397 | $2,765,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 2,700,000 | $2,764,000 | dollars as filed | principal |
| iShares MSCI Frontier 100 | 464286145 | cs | 106,625 | $2,763,000 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 120,038 | $2,761,000 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 150,000 | $2,754,000 | dollars as filed | put |
| PRIMERICA INC | 74164M108 | COM | 14,176 | $2,749,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 129,263 | $2,747,000 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 460,000 | $2,746,000 | dollars as filed | call |
| Charles Schwab Corp | 808513105 | COM | 50,000 | $2,745,000 | dollars as filed | put |
| ESAB CORPORATION | 29605J106 | COM | 39,024 | $2,740,000 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 204,000 | $2,734,000 | dollars as filed | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 221,979 | $2,733,000 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 130,367 | $2,732,000 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 36,800 | $2,727,000 | dollars as filed | put |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 30,180 | $2,725,000 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 51,823 | $2,719,000 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 147,583 | $2,717,000 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 184,947 | $2,715,000 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 127,715 | $2,712,000 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 183,062 | $2,707,000 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 15,845 | $2,705,000 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 118,935 | $2,702,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 180,200 | $2,701,000 | dollars as filed | put |
| NEWMARKET CORP COM | 651587107 | Stock | 5,934 | $2,700,000 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 72,848 | $2,700,000 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 209,569 | $2,699,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 543,214 | $2,699,000 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 64,804 | $2,698,000 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 73,862 | $2,696,000 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 2,740,000 | $2,696,000 | dollars as filed | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 48,231 | $2,691,000 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 2,820,000 | $2,685,000 | dollars as filed | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 96,021 | $2,684,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 56,200 | $2,681,000 | dollars as filed | call |
| HAMILTON LANE INC | 407497106 | CL A | 29,638 | $2,681,000 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 217,419 | $2,681,000 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 24,191 | $2,679,000 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 221,071 | $2,677,000 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 143,500 | $2,674,000 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 24,280 | $2,666,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 49,390 | $2,662,000 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 83,508 | $2,654,000 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 38,486 | $2,645,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 117,626 | $2,644,000 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 83,556 | $2,641,000 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 78,585 | $2,636,000 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 176,275 | $2,634,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 412,564 | $2,631,000 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 86,794 | $2,627,000 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 60,264 | $2,625,000 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 198,881 | $2,622,000 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 51,088 | $2,618,000 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 13,320 | $2,616,000 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 208,100 | $2,614,000 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 2,830,000 | $2,611,000 | dollars as filed | principal |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 215,950 | $2,600,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 2,285,000 | $2,596,000 | dollars as filed | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 63,901 | $2,595,000 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 89,521 | $2,592,000 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 60,000 | $2,585,000 | dollars as filed | call |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 114,820 | $2,580,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 303,923 | $2,577,000 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 16,101 | $2,576,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 86,700 | $2,575,000 | dollars as filed | call |
| Avantis International Equity ETF | 025072703 | SHS | 46,254 | $2,574,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 65,297 | $2,574,000 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 221,453 | $2,571,000 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 100,000 | $2,570,000 | dollars as filed | put |
| HP INC COM | 40434L105 | Stock | 100,000 | $2,570,000 | dollars as filed | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 117,487 | $2,568,000 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 20,000 | $2,568,000 | dollars as filed | call |
| PLUG PWR INC | 72919P202 | COM NEW | 337,880 | $2,567,000 | dollars as filed | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 50,312 | $2,565,000 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 92,853 | $2,561,000 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 2,970,000 | $2,558,000 | dollars as filed | principal |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 48,896 | $2,547,000 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 61,740 | $2,541,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 88,235 | $2,541,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 20,000 | $2,537,000 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 89,985 | $2,530,000 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,691 | $2,529,000 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 41,516 | $2,527,000 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 184,084 | $2,524,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 15,475 | $2,524,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 202,955 | $2,524,000 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 2,431,400 | $2,520,000 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 85,772 | $2,516,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 46,350 | $2,515,000 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 24,542 | $2,513,000 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 38,700 | $2,511,000 | dollars as filed | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 81,258 | $2,511,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 28,866 | $2,504,000 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 54,094 | $2,502,000 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 156,618 | $2,495,000 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 58,832 | $2,488,000 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 16,300 | $2,487,000 | dollars as filed | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 237,934 | $2,484,000 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 97,171 | $2,480,000 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 115,964 | $2,472,000 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 27,700 | $2,465,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 40,000 | $2,464,000 | dollars as filed | call |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 105,488 | $2,463,000 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 96,854 | $2,461,000 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 41,442 | $2,458,000 | dollars as filed | |
| F N B CORP | 302520101 | COM | 227,719 | $2,457,000 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 42,943 | $2,457,000 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 15,054 | $2,455,000 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 21,713 | $2,453,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 40,491 | $2,453,000 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 37,643 | $2,453,000 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 91,723 | $2,439,000 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 110,115 | $2,439,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 79,512 | $2,439,000 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 85,817 | $2,426,000 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 71,024 | $2,426,000 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 46,641 | $2,424,000 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 275,677 | $2,420,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 146,656 | $2,420,000 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 73,814 | $2,413,000 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 175,852 | $2,409,000 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 214,127 | $2,406,000 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 195,149 | $2,404,000 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,456,000 | $2,402,000 | dollars as filed | principal |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 223,753 | $2,398,000 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 23,414 | $2,393,000 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 90,000 | $2,388,000 | dollars as filed | call |
| AMERISAFE INC | 03071H100 | COM | 47,654 | $2,387,000 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 123,110 | $2,386,000 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 63,744 | $2,385,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 2,410,000 | $2,381,000 | dollars as filed | principal |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 221,992 | $2,378,000 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 39,655 | $2,377,000 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 108,489 | $2,371,000 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 48,200 | $2,370,000 | dollars as filed | call |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 164,914 | $2,367,000 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 2,045,000 | $2,362,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 65,040 | $2,355,000 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 96,000 | $2,354,000 | dollars as filed | call |
| ISHARES TR | 46434V514 | MSCI CHINA A | 83,156 | $2,348,000 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 128,438 | $2,344,000 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 52,897 | $2,342,000 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 50,000 | $2,337,000 | dollars as filed | call |
| CAE INC COM | 124765108 | Stock | 100,000 | $2,335,000 | dollars as filed | call |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 68,350 | $2,335,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 62,763 | $2,334,000 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 136,921 | $2,332,000 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 91,972 | $2,324,000 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 77,078 | $2,319,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 55,073 | $2,317,000 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 93,484 | $2,316,000 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 34,374 | $2,316,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 70,000 | $2,314,000 | dollars as filed | put |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 71,935 | $2,311,000 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 28,278 | $2,310,000 | dollars as filed | |
| STEM INC | 85859N102 | COM | 544,197 | $2,307,000 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 68,978 | $2,306,000 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 2,057,000 | $2,303,000 | dollars as filed | principal |
| OLD NATL BANCORP IND | 680033107 | COM | 158,054 | $2,298,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100,000 | $2,295,000 | dollars as filed | put |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 174,375 | $2,294,000 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 286,880 | $2,291,000 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 21,748 | $2,291,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 182,500 | $2,290,000 | dollars as filed | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 250,284 | $2,288,000 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 403,883 | $2,286,000 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 72,366 | $2,285,000 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 115,592 | $2,283,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 100,897 | $2,283,000 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 164,347 | $2,274,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 50,000 | $2,273,000 | dollars as filed | put |
| ARROW ELECTRS INC | 042735100 | COM | 18,055 | $2,261,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 64,129 | $2,259,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 446,387 | $2,258,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 133,955 | $2,255,000 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 200,000 | $2,254,000 | dollars as filed | put |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 140,522 | $2,248,000 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 49,094 | $2,243,000 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 40,000 | $2,239,000 | dollars as filed | call |
| NORDSTROM INC | 655664100 | COM | 148,900 | $2,225,000 | dollars as filed | call |
| AT&T Inc | 00206R102 | COM | 148,000 | $2,223,000 | dollars as filed | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 142,689 | $2,217,000 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 38,818 | $2,216,000 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 205,620 | $2,216,000 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 20,800 | $2,214,000 | dollars as filed | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 13,190 | $2,204,000 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 28,081 | $2,204,000 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,000 | $2,201,000 | dollars as filed | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 72,624 | $2,200,000 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 2,215,000 | $2,197,000 | dollars as filed | principal |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 64,925 | $2,194,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 314,991 | $2,190,000 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 97,176 | $2,188,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 91,000 | $2,187,000 | dollars as filed | put |
| DANA INC | 235825205 | COM | 149,117 | $2,186,000 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 53,677 | $2,185,000 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 68,250 | $2,182,000 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 68,881 | $2,178,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 149,258 | $2,176,000 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 33,531 | $2,173,000 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 58,444 | $2,172,000 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 99,843 | $2,172,000 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 2,250,000 | $2,172,000 | dollars as filed | principal |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 211,357 | $2,170,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 84,138 | $2,162,000 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 40,687 | $2,158,000 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 2,500,000 | $2,153,000 | dollars as filed | principal |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 166,048 | $2,152,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 53,290 | $2,151,000 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 45,185 | $2,145,000 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 75,839 | $2,139,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 68,208 | $2,138,000 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 463,888 | $2,134,000 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 139,337 | $2,134,000 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 44,722 | $2,129,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 102,153 | $2,129,000 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 99,922 | $2,125,000 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 163,607 | $2,124,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 231,329 | $2,124,000 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 224,557 | $2,123,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 100,527 | $2,121,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 394,557 | $2,119,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 78,734 | $2,119,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 41,797 | $2,109,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 200,000 | $2,108,000 | dollars as filed | call |
| CNX RES CORP COM | 12653C108 | Stock | 93,259 | $2,106,000 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 203,867 | $2,104,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 460,000 | $2,098,000 | dollars as filed | put |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 90,472 | $2,098,000 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 30,314 | $2,096,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 44,291 | $2,085,000 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 145,110 | $2,084,000 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 42,996 | $2,083,000 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 53,171 | $2,083,000 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 263,329 | $2,083,000 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 48,203 | $2,082,000 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 20,155 | $2,077,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 111,997 | $2,077,000 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 81,884 | $2,076,000 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 30,725 | $2,074,000 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 522,588 | $2,069,000 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 94,125 | $2,067,000 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 202,965 | $2,060,000 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 78,698 | $2,060,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 455,268 | $2,059,000 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 241,532 | $2,053,000 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 86,104 | $2,052,000 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 29,479 | $2,050,000 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 105,175 | $2,049,000 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 75,128 | $2,047,000 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 2,225,000 | $2,047,000 | dollars as filed | principal |
| Morgan Stanley | 617446448 | COM | 25,000 | $2,042,000 | dollars as filed | put |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 194,588 | $2,039,000 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 65,357 | $2,038,000 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 10,000 | $2,036,000 | dollars as filed | call |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 153,591 | $2,034,000 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 81,976 | $2,033,000 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 139,000 | $2,032,000 | dollars as filed | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 53,184 | $2,032,000 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 179,900 | $2,031,000 | dollars as filed | call |
| Fidelity High Dividend ETF | 316092840 | SHS | 52,538 | $2,028,000 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 16,570 | $2,028,000 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 54,692 | $2,027,000 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 39,664 | $2,024,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 52,517 | $2,017,000 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 21,395 | $2,016,000 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 16,137 | $2,012,000 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 67,733 | $2,011,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 25,557 | $2,008,000 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 154,974 | $2,007,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 54,997 | $2,003,000 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 80,727 | $2,003,000 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 114,984 | $2,003,000 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 35,466 | $2,000,000 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 80,122 | $1,994,000 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 47,422 | $1,993,000 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 58,675 | $1,993,000 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 11,900 | $1,992,000 | dollars as filed | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 79,822 | $1,991,000 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 86,476 | $1,989,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 25,000 | $1,987,000 | dollars as filed | put |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 86,731 | $1,986,000 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 25,218 | $1,984,000 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 67,756 | $1,983,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 78,464 | $1,982,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D838 | INTER GOVT ETF | 102,135 | $1,980,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 385,749 | $1,979,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 21,365 | $1,978,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 43,727 | $1,971,000 | dollars as filed | |
| DBX ETF TR | 233051242 | CMN | 47,428 | $1,968,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 10,300 | $1,965,000 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 135,520 | $1,964,000 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 64,643 | $1,962,000 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 49,475 | $1,962,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 49,363 | $1,962,000 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 128,855 | $1,961,000 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 64,000 | $1,960,000 | dollars as filed | put |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 40,598 | $1,958,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 72,799 | $1,948,000 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 225,895 | $1,947,000 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 148,520 | $1,947,000 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20,000 | $1,941,000 | dollars as filed | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 16,299 | $1,939,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 145,787 | $1,933,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 35,369 | $1,931,000 | dollars as filed | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 22,829 | $1,930,000 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 11,835 | $1,930,000 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 163,846 | $1,930,000 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 94,217 | $1,925,000 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 27,790 | $1,924,000 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 14,155 | $1,923,000 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 24,404 | $1,921,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 70,764 | $1,921,000 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 65,630 | $1,919,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 104,922 | $1,918,000 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 15,584 | $1,915,000 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 27,158 | $1,913,000 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 62,126 | $1,910,000 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 23,437 | $1,908,000 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 19,465 | $1,904,000 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 61,716 | $1,890,000 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 49,571 | $1,887,000 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 84,786 | $1,881,000 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 50,601 | $1,881,000 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 82,586 | $1,879,000 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 54,408 | $1,879,000 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 71,983 | $1,879,000 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 20,000 | $1,878,000 | dollars as filed | call |
| GLOBAL X FDS | 37960A644 | EMERGING MKT GRT | 78,985 | $1,876,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 77,172 | $1,875,000 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 13,969 | $1,871,000 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 33,941 | $1,868,000 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 41,138 | $1,867,000 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 34,801 | $1,863,000 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 111,262 | $1,862,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 136,661 | $1,856,000 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 57,674 | $1,850,000 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 23,141 | $1,848,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 360,000 | $1,847,000 | dollars as filed | put |
| OGE ENERGY CORP | 670837103 | COM | 55,299 | $1,843,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 563,648 | $1,843,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 239,311 | $1,841,000 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 86,952 | $1,840,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 167,814 | $1,840,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 82,245 | $1,840,000 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 51,611 | $1,837,000 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 46,100 | $1,827,000 | dollars as filed | call |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 31,379 | $1,826,000 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 17,283 | $1,824,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 72,554 | $1,823,000 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 58,000 | $1,821,000 | dollars as filed | call |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 51,327 | $1,821,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 41,571 | $1,820,000 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 394,602 | $1,815,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 482,176 | $1,813,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 27,319 | $1,811,000 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 44,293 | $1,810,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 1,843,590 | $1,807,000 | dollars as filed | principal |
| MSA SAFETY INC COM | 553498106 | Stock | 11,452 | $1,805,000 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 150,440 | $1,802,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 179,965 | $1,800,000 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 90,711 | $1,798,000 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 66,313 | $1,796,000 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 34,178 | $1,794,000 | dollars as filed | |
| SKYWEST INC COM | 830879102 | Stock | 42,764 | $1,794,000 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 32,139 | $1,792,000 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 118,286 | $1,791,000 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 99,823 | $1,791,000 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,100 | $1,790,000 | dollars as filed | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 58,965 | $1,789,000 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 157,600 | $1,787,000 | dollars as filed | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 109,502 | $1,786,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 89,551 | $1,785,000 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 146,129 | $1,784,000 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 54,967 | $1,779,000 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 211,853 | $1,778,000 | dollars as filed | |
| AGILYSYS INC | 00847J105 | COM | 26,856 | $1,776,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 71,966 | $1,773,000 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 39,680 | $1,771,000 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 115,354 | $1,769,000 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 90,268 | $1,769,000 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 23,815 | $1,768,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 38,063 | $1,766,000 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 100,000 | $1,763,000 | dollars as filed | put |
| ENERPLUS CORP | 292766102 | COM | 100,000 | $1,763,000 | dollars as filed | call |
| NULL | 38149W648 | NULL | 44,575 | $1,761,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 85,295 | $1,756,000 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 20,070 | $1,752,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 52,924 | $1,751,000 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 71,813 | $1,748,000 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 36,744 | $1,748,000 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 20,733 | $1,745,000 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 16,910 | $1,745,000 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 40,741 | $1,743,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 40,944 | $1,741,000 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 20,712 | $1,739,000 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 68,823 | $1,738,000 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 77,949 | $1,734,000 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 31,126 | $1,732,000 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 113,807 | $1,729,000 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 194,912 | $1,729,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D796 | INTER GRADE ETF | 88,800 | $1,729,000 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 76,746 | $1,729,000 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 33,257 | $1,726,000 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 98,605 | $1,720,000 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 7,464 | $1,718,000 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 65,502 | $1,716,000 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 76,734 | $1,715,000 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 150,050 | $1,715,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 82,236 | $1,711,000 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 150,628 | $1,711,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 22,809 | $1,709,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 37,724 | $1,708,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 45,479 | $1,708,000 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 187,450 | $1,708,000 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 304,878 | $1,705,000 | dollars as filed | |
| ATS CORPORATION | 00217Y104 | COM | 40,000 | $1,705,000 | dollars as filed | put |
| ATS CORPORATION | 00217Y104 | COM | 40,000 | $1,705,000 | dollars as filed | call |
| COUPANG INC | 22266T109 | CL A | 100,000 | $1,700,000 | dollars as filed | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 185,855 | $1,699,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 73,872 | $1,698,000 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 43,786 | $1,697,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 20,385 | $1,697,000 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 34,041 | $1,696,000 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 62,646 | $1,690,000 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 197,483 | $1,690,000 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 98,429 | $1,690,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-053182 | this filing | 2023-11-14 | acceptance time not in the bulk data set |