13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,480 holding rows worth $369,063,327,000.
- Accession
- 0001140361-23-053182
- Filer
- CIK 1000275
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,503 entries on the cover page, a total value of $369,063,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,063,327,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SKYWARD SPECIALTY INS GROUP | 830940102 | COM | 33,852 | $926,000 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 12,192 | $922,000 | dollars as filed | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 17,353 | $920,000 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 74,300 | $920,000 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 50,000 | $918,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 18,114 | $918,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 45,299 | $918,000 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 41,076 | $917,000 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 42,525 | $916,000 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 66,333 | $916,000 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 31,612 | $916,000 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 249,966 | $915,000 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 76,349 | $913,000 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 99,542 | $912,000 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 29,389 | $911,000 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 52,451 | $910,000 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 33,837 | $910,000 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 10,072 | $910,000 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 12,200 | $909,000 | dollars as filed | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 19,963 | $908,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 24,421 | $908,000 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 61,929 | $908,000 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 71,006 | $905,000 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 54,944 | $903,000 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 17,201 | $903,000 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 77,166 | $902,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 38,078 | $902,000 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 12,540 | $901,000 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 56,880 | $900,000 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 25,172 | $900,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 6,217 | $899,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 160,664 | $895,000 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 85,553 | $892,000 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 70,262 | $886,000 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 33,585 | $886,000 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 39,921 | $885,000 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 129,715 | $885,000 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 37,172 | $884,000 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 900,000 | $882,000 | dollars as filed | principal |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 23,099 | $881,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 34,870 | $880,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 26,762 | $880,000 | dollars as filed | |
| GMS INC | 36251C103 | COM | 13,753 | $880,000 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 8,200 | $879,000 | dollars as filed | call |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 1,050,000 | $877,000 | dollars as filed | principal |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 9,087 | $874,000 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 18,892 | $873,000 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 62,149 | $871,000 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 15,887 | $869,000 | dollars as filed | |
| Indivior PLC | G4766E116 | Common Stock | 37,655 | $869,000 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 84,630 | $866,000 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 11,468 | $863,000 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 69,398 | $863,000 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 54,936 | $861,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 36,224 | $861,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 36,594 | $860,000 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 13,817 | $857,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 18,054 | $857,000 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 19,627 | $856,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 35,745 | $856,000 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 402,167 | $855,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 83,552 | $855,000 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 54,216 | $855,000 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,408,874 | $854,000 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 29,909 | $853,000 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 71,195 | $853,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 29,842 | $852,000 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 90,638 | $847,000 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 106,262 | $847,000 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 63,088 | $843,000 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 5,792 | $842,000 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 7,249 | $841,000 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 11,498 | $840,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 8,394 | $840,000 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 42,572 | $839,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 4,681 | $839,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 16,785 | $838,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 18,897 | $835,000 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 34,184 | $835,000 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 8,202 | $833,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 16,467 | $832,000 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 2,511 | $831,000 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 18,458 | $831,000 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 24,976 | $830,000 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 72,263 | $830,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 14,661 | $829,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 62,117 | $829,000 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 27,468 | $828,000 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 5,649 | $828,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 16,131 | $826,000 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 21,207 | $825,000 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 100,701 | $824,000 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 18,481 | $823,000 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 61,241 | $823,000 | dollars as filed | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 31,917 | $823,000 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 69,938 | $822,000 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 54,171 | $822,000 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 19,110 | $822,000 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 38,658 | $821,000 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 13,958 | $821,000 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 36,493 | $821,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 55,061 | $819,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 23,282 | $819,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 61,362 | $818,000 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 18,663 | $818,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 16,251 | $817,000 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 15,820 | $816,000 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 86,534 | $816,000 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 99,797 | $815,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 84,718 | $814,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 134,398 | $814,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 19,044 | $814,000 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 70,878 | $813,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 41,917 | $813,000 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 26,292 | $812,000 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 13,628 | $811,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,300 | $811,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 16,558 | $811,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 33,942 | $811,000 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 98,363 | $809,000 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 28,480 | $807,000 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 23,577 | $806,000 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 78,563 | $805,000 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 107,142 | $805,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 7,788 | $804,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 71,212 | $804,000 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 20,440 | $803,000 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 28,618 | $802,000 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 83,276 | $802,000 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 55,425 | $802,000 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 25,238 | $800,000 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 75,130 | $799,000 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 87,955 | $798,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 15,455 | $797,000 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 12,010 | $796,000 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 38,223 | $794,000 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 13,477 | $793,000 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 81,839 | $793,000 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 274,000 | $792,000 | dollars as filed | put |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 49,290 | $791,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 43,631 | $790,000 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 24,552 | $788,000 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 116,882 | $788,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 115,962 | $788,000 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 200,843 | $787,000 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 78,832 | $787,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 21,834 | $786,000 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 29,926 | $785,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 46,936 | $783,000 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 28,806 | $783,000 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 39,222 | $781,000 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 4,699 | $779,000 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 14,929 | $779,000 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 81,431 | $779,000 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 8,782 | $778,000 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 96,712 | $778,000 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 30,643 | $777,000 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 37,620 | $775,000 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 26,677 | $775,000 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 680,000 | $774,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 38,381 | $773,000 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 27,573 | $772,000 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 314,000 | $772,000 | dollars as filed | principal |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 270,287 | $770,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 19,179 | $770,000 | dollars as filed | |
| RADNET INC | 750491102 | COM | 27,276 | $769,000 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 130,809 | $767,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 35,942 | $767,000 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 44,995 | $767,000 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,866 | $766,000 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 20,949 | $765,000 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 13,621 | $765,000 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 7,020 | $764,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 30,163 | $763,000 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 35,749 | $763,000 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 20,227 | $762,000 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 38,471 | $761,000 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 13,913 | $760,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 32,235 | $760,000 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 5,972 | $760,000 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 78,512 | $759,000 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 76,600 | $758,000 | dollars as filed | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 32,264 | $758,000 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 27,797 | $757,000 | dollars as filed | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 6,438 | $756,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,645 | $756,000 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 39,044 | $755,000 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 17,578 | $755,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 45,000 | $754,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 35,504 | $754,000 | dollars as filed | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 15,063 | $754,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 200,000 | $752,000 | dollars as filed | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 56,111 | $748,000 | dollars as filed | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 21,693 | $748,000 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 71,926 | $746,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 81,736 | $746,000 | dollars as filed | |
| EA SERIES TRUST | 02072L565 | ALPHA ARCH 1-3 | 7,191 | $745,000 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 166,298 | $745,000 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 65,451 | $745,000 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 85,343 | $743,000 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 18,347 | $743,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 33,805 | $742,000 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 27,130 | $742,000 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 4,653 | $740,000 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 16,278 | $739,000 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 30,428 | $738,000 | dollars as filed | |
| EA SERIES TRUST | 02072L615 | CMN | 24,578 | $738,000 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 50,954 | $737,000 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 45,420 | $737,000 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 920,000 | $737,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J768 | US HIGH DIVI ETF | 26,725 | $737,000 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 17,909 | $737,000 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 50,824 | $736,000 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 74,121 | $735,000 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 33,456 | $735,000 | dollars as filed | |
| TANGER INC | 875465106 | COM | 32,499 | $734,000 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 8,066 | $734,000 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 74,013 | $732,000 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 34,311 | $732,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 150,000 | $731,000 | dollars as filed | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,677 | $731,000 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 48,985 | $730,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 8,670 | $729,000 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 88,656 | $729,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 40,352 | $729,000 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 21,800 | $727,000 | dollars as filed | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 10,646 | $727,000 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 83,805 | $726,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 16,846 | $726,000 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,302 | $726,000 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 15,192 | $725,000 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 113,460 | $724,000 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 38,997 | $723,000 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 9,652 | $721,000 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 16,691 | $721,000 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 146,809 | $719,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 20,183 | $717,000 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 15,702 | $716,000 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 71,915 | $714,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 80,000 | $713,000 | dollars as filed | call |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 15,088 | $712,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 17,588 | $712,000 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 6,792 | $712,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 25,346 | $712,000 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 65,153 | $711,000 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 14,256 | $711,000 | dollars as filed | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,642 | $711,000 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 16,355 | $708,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 13,261 | $706,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 68,383 | $705,000 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 73,141 | $705,000 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 43,548 | $704,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 22,267 | $703,000 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 32,816 | $702,000 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 17,680 | $701,000 | dollars as filed | |
| KENNAMETAL INC | 489170100 | COM | 28,129 | $700,000 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 21,239 | $700,000 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 10,221 | $697,000 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 55,327 | $697,000 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 12,860 | $696,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 15,000 | $695,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 8,167 | $694,000 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 20,513 | $693,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 10,570 | $693,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 13,615 | $692,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 146,700 | $691,000 | dollars as filed | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 17,201 | $689,000 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 25,542 | $689,000 | dollars as filed | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 210,000 | $689,000 | dollars as filed | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 275,395 | $688,000 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 35,373 | $687,000 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 43,341 | $687,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 19,908 | $686,000 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 31,182 | $686,000 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 16,300 | $685,000 | dollars as filed | call |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 5,944 | $685,000 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 15,492 | $685,000 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 16,156 | $684,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 41,619 | $683,000 | dollars as filed | |
| BANNER CORP | 06652V208 | COM NEW | 16,097 | $682,000 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 10,000 | $680,000 | dollars as filed | call |
| RINGCENTRAL INC | 76680R206 | CL A | 22,978 | $680,000 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 112,337 | $680,000 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 61,475 | $680,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 16,194 | $679,000 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 16,675 | $678,000 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 23,421 | $675,000 | dollars as filed | |
| PIMCO ETF TR | 72201R619 | PREFERRED AND CP | 14,750 | $674,000 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 126,832 | $672,000 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 8,927 | $671,000 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 14,900 | $671,000 | dollars as filed | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 3,823 | $671,000 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 35,512 | $671,000 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 46,010 | $670,000 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 53,665 | $669,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 30,000 | $666,000 | dollars as filed | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 84,510 | $666,000 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 7,060 | $663,000 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,827 | $662,000 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 37,210 | $662,000 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 25,738 | $662,000 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 64,335 | $661,000 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 6,068 | $659,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 15,430 | $658,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 18,463 | $658,000 | dollars as filed | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 22,059 | $658,000 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 9,915 | $656,000 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 18,850 | $656,000 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 14,616 | $652,000 | dollars as filed | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 28,251 | $651,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 12,273 | $650,000 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 173 | $649,000 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 29,616 | $649,000 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 10,536 | $648,000 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 121,286 | $647,000 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 57,406 | $647,000 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 6,042 | $646,000 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 67,531 | $646,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 9,102 | $646,000 | dollars as filed | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 13,516 | $645,000 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 31,883 | $644,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 16,763 | $643,000 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 6,863 | $642,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 49,743 | $642,000 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 42,548 | $641,000 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 19,283 | $641,000 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 55,668 | $641,000 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 8,608 | $640,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 15,754 | $639,000 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 27,200 | $638,000 | dollars as filed | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 40,231 | $637,000 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 30,725 | $637,000 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 15,066 | $637,000 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 496,604 | $636,000 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 46,664 | $635,000 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 11,680 | $634,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 9,066 | $634,000 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 42,346 | $634,000 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 9,903 | $631,000 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 61,430 | $630,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 11,546 | $629,000 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 22,420 | $629,000 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 22,587 | $628,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 91,792 | $628,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 13,208 | $628,000 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 30,104 | $626,000 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 14,264 | $625,000 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 19,630 | $624,000 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 40,671 | $622,000 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 27,244 | $622,000 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 12,279 | $622,000 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 72,193 | $621,000 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 23,682 | $621,000 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 34,342 | $621,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 19,279 | $620,000 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,327 | $620,000 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 10,212 | $619,000 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 8,978 | $619,000 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 46,703 | $619,000 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 20,991 | $617,000 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 36,582 | $616,000 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 8,222 | $616,000 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 29,555 | $616,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 20,542 | $616,000 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 12,000 | $614,000 | dollars as filed | call |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 18,706 | $614,000 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 49,800 | $613,000 | dollars as filed | call |
| CION INVT CORP | 17259U204 | COM | 57,945 | $612,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 77,592 | $611,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 30,019 | $611,000 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 14,841 | $611,000 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,119 | $610,000 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 14,535 | $610,000 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 11,946 | $609,000 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 36,464 | $608,000 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 58,279 | $606,000 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 24,007 | $605,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 68,022 | $605,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 78,825 | $605,000 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 18,757 | $604,000 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 16,100 | $604,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 14,803 | $603,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 32,266 | $602,000 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 63,102 | $601,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 29,037 | $601,000 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 16,090 | $599,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 8,445 | $598,000 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 10,409 | $596,000 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 28,328 | $596,000 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 14,521 | $596,000 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 101,784 | $595,000 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 7,911 | $594,000 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 31,924 | $594,000 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 139,436 | $594,000 | dollars as filed | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 11,529 | $594,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729409 | FOCSD LARCP GWT | 23,714 | $594,000 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 355,000 | $593,000 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 23,927 | $592,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 8,459 | $591,000 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 12,039 | $591,000 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 14,258 | $591,000 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 57,362 | $590,000 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 7,185 | $590,000 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 28,146 | $588,000 | dollars as filed | |
| CORNERCAP FUNDAMETRICS LARGE-CAP ETF | 89832P267 | ETF | 17,590 | $588,000 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,608 | $587,000 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 35,363 | $586,000 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 104,270 | $586,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 14,170 | $586,000 | dollars as filed | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 19,839 | $583,000 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 21,483 | $583,000 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 120,061 | $581,000 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,000 | $581,000 | dollars as filed | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,000 | $581,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 38,212 | $581,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 88,146 | $580,000 | dollars as filed | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 19,005 | $580,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 32,639 | $579,000 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 15,781 | $579,000 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 8,269 | $577,000 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 122,831 | $576,000 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 51,637 | $576,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R105 | OPPO CORE BD ETF | 13,042 | $575,000 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 29,615 | $575,000 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 50,519 | $574,000 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 5,422 | $573,000 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 41,342 | $573,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y368 | CMN | 21,400 | $573,000 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 10,219 | $570,000 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 20,203 | $568,000 | dollars as filed | |
| SAVERS VALUE VLG INC | 80517M109 | COM | 30,399 | $568,000 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 11,040 | $567,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 27,011 | $567,000 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 25,452 | $567,000 | dollars as filed | |
| EA SERIES TRUST | 02072L573 | STRIVE SML CAP | 22,501 | $567,000 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 28,339 | $567,000 | dollars as filed | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,121 | $567,000 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 343,365 | $566,000 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 11,301 | $566,000 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,686 | $566,000 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 63,130 | $566,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 23,555 | $566,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 22,155 | $566,000 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 15,284 | $565,000 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 23,895 | $565,000 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 16,843 | $564,000 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 27,744 | $564,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 17,317 | $563,000 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 15,300 | $562,000 | dollars as filed | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 27,343 | $560,000 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 8,462 | $560,000 | dollars as filed | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 5,708 | $559,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 22,603 | $558,000 | dollars as filed | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,254 | $557,000 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 14,253 | $557,000 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 45,265 | $556,000 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 11,073 | $555,000 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 26,289 | $555,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 133,930 | $554,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y541 | EQUITY DEF PROTN | 22,674 | $554,000 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 21,947 | $553,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A200 | DISRUPTERS ETF | 25,403 | $553,000 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 24,110 | $551,000 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 11,261 | $551,000 | dollars as filed | |
| XPEL INC | 98379L100 | COM | 7,120 | $550,000 | dollars as filed | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 17,759 | $549,000 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 99,026 | $549,000 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 17,426 | $548,000 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 189,191 | $547,000 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 5,985 | $547,000 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 41,235 | $546,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 100,000 | $545,000 | dollars as filed | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 53,942 | $545,000 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 592,000 | $544,000 | dollars as filed | principal |
| COCA COLA CONS INC | 191098102 | COM | 849 | $540,000 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 94,759 | $540,000 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 43,677 | $540,000 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 38,096 | $539,000 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 12,915 | $538,000 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 55,919 | $538,000 | dollars as filed | |
| INVESCO BULLETSHARES 2032 MUNICIPAL BOND ETF | 46139W833 | ETF | 22,463 | $538,000 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 55,835 | $537,000 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 19,667 | $537,000 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 47,651 | $537,000 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 154,814 | $537,000 | dollars as filed | |
| KORN FERRY COM NEW | 500643200 | Stock | 11,288 | $536,000 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 18,215 | $536,000 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 11,308 | $534,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 169,772 | $534,000 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 254,364 | $533,000 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 44,048 | $531,000 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 13,945 | $531,000 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 12,099 | $530,000 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 74,247 | $527,000 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 78,690 | $527,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 20,581 | $524,000 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 22,787 | $523,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 7,302 | $523,000 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 12,642 | $522,000 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 14,642 | $522,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-053182 | this filing | 2023-11-14 | acceptance time not in the bulk data set |